FMG

DECEMBER 22, 2022

I started as a solo advisor with Waddell & Reed in 2015. As you’re based in Washington, how has the pandemic affected your business plan and the way you communicate with clients? What have you learned and changed about the way you communicate with clients if there have been changes? Zoom has been a godsend.

Financial Advisor 52

Financial Advisor Compliance Clients Communication 52

Sara Grillo

AUGUST 14, 2023

The fiduciary standard is important because it defined parameters for behaviors impacting the way that financial advisors treat their clients. A fiduciary provides advice and counsel that is solely in the best interest of the client. It’s confusing to the client and unfortunately that confusion is waged onto them on purpose.

Financial Advisor 52

Financial Advisor Fiduciary Duty Insurance Financial Advice 52

Tucker Advisors

SEPTEMBER 27, 2021

23, 2015 [link]. For starters, it provides advisors with concrete evidence to explain to their prospects and clients that all risk is not the same. Why wouldn’t a client want their life savings to enjoy the same protection? Insurance-only agents are not licensed to offer investment advice. Forbes; June 1, 2012 [link].

Insurance 52

Insurance Banking Financial Advisor Retirement 52

Brown Advisory

JUNE 16, 2021

2015) document that small-cap companies outperform the market if low-quality companies are avoided. This piece is intended solely for our clients and prospective clients, is for informational purposes only, and is not individually tailored for or directed to any particular client or prospective client.

Valuation 52

Valuation Investing Investments Government 52

Brown Advisory

JUNE 16, 2021

2015) document that small-cap companies outperform the market if low-quality companies are avoided. This piece is intended solely for our clients and prospective clients, is for informational purposes only, and is not individually tailored for or directed to any particular client or prospective client.

Valuation 52

Valuation Investing Investments Government 52

Brown Advisory

JANUARY 1, 2021

6th Edition, 2015. From 1st May, 2015 to 31st December, 2019 the benchmark was the Russell Global Large-Cap Net Index. In order to help meet some clients’ requirements in 2019 we launched the Global Leaders Sustainable UCITS Fund. ROIC is calculated as % without goodwill. The selected sample is the S&P 500® Index.

Investments 52

Investments Investing Valuation Economics 52

Trade Brains

JUNE 2, 2023

a year ago in 2020, Private banks’ market share in loans rose to 36.04% in 2022 from 21.26% in 2015. It provides a wide range of financial services to corporate and retail clients in areas like investment banking, life and non-life insurance, mortgages, and online banking. in September 2022 from 37.5%

Banking 52

Banking Financial Services Retail Assets 52

Brown Advisory

JANUARY 1, 2023

We think the quality of the investments within the portfolio today is probably at its highest since launch back in early 2015. We define risk as the permanent destruction of our clients’ capital which for us primarily comes from either competitive disruption or overpaying for a great business. The Strategy generated a 17.0%

Investments 52

Investments Investing Valuation Clients 52

Sara Grillo

AUGUST 26, 2024

The idea centered on the concepts of simplicity, keeping total investment costs and taxes extremely low and developing a custom investment plan for each client using low-cost asset class and index funds. In early 2015, Scott sold his ownership interest in the firm. He started Firstmetric a few years later.

License 52

License Certified Financial Planner Financial Advisor CFP 52

The Big Picture

OCTOBER 24, 2022

NORTON: These are portfolios that we’re creating, whether they’re individual stocks, or whether they’re multi-asset portfolios that we offer to financial advisors who in turn offer them to their clients. And so our customer base is financial advisors and their underlying clients. NORTON: They can be.

Portfolio 130

Portfolio Management Assets Investing 130

Sara Grillo

APRIL 10, 2023

Wright: So if gold is something a client could be invested in and potentially suitably recommended by an advisor, what is the argument against Bitcoin? These meetups are free and the goal is to learn from each other about how to grow and manage a transparent practice for the benefit of clients. Thanks for reading.

Investments 52

Investments Investing CFP License 52

Trade Brains

DECEMBER 11, 2023

In 1959, the Bank was licensed under the Banking Companies Act, of 1949. In 2015, Manappuram launched its product offering Online Gold Loans. It has a client base covering all state utilities of India, also covering some utility companies from neighboring countries. It became a scheduled commercial bank in 1970.

Banking 64

Banking Government Investing Investments 64

WiserAdvisor

NOVEMBER 21, 2022

Unlike the average investor or other financial professionals, a CFP is a licensed expert in areas like estate planning, taxes, retirement, insurance, and investment planning. Equally important for sustaining their license is the professional conduct of the CFP, which is subjected to great scrutiny by the Board.

Certified Financial Planner 40

Certified Financial Planner Financial Planner CFP Financial Planning 40

Sara Grillo

NOVEMBER 14, 2022

He is a flat fee advisor; not a licensed insurance agent. Fee only advisors can now purchase annuities for their clients without having to be licensed agents. Salaske said there is a lot of deficiencies in getting to know the client and understand their needs, both on the part of advisors and also insurance professionals.

Insurance 59

Insurance Retirement License Financial Advisor 59

Brown Advisory

OCTOBER 26, 2021

As the device maker amassed reams of clinical data, the FDA approved the use of SAPIEN for intermediate-risk (2015) and low-risk (2019) patients with severe symptomatic aortic stenosis. FTSE®” “Russell®”, “FTSE Russell®”, “ICB®”, are trademarks of the relevant LSE Group companies and are used by any other LSE Group company under license.

Manufacturing 52

Manufacturing Communication Investing Investments 52

Sara Grillo

SEPTEMBER 26, 2022

JR: The advisors were as much the victims as their clients were, and the brokerage firm would say they were all inappropriate behavior, so they’re all disclosures. Option rate securities were… 0:14:54.9 So it’s very difficult to do that. It is kind of a case by case thing. I still have to argue in that regard.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

SEPTEMBER 5, 2023

I mean, essentially what no one understood in the industry and still don’t understand today in the real estate industry is that when appraisers doing an appraisal for the buyer that’s getting a mortgage, their client is actually the bank. RITHOLTZ: Right, that’s right. MILLER: Right.

Sales 130

Sales Numbers Taxes Marketing 130

Sara Grillo

SEPTEMBER 12, 2022

” It brings to light the fundamental question of the role that institutions play in client outcomes, whether those institutions are truly putting the interests of the retail investor over those of their members, and the delicate balance between governance standards and the oppression of individual autonomy.

CFP 80

CFP Financial Planner Ethics Financial Planning 80

The Big Picture

JUNE 20, 2023

” RITHOLTZ: And you had the Gates study in, what, 2015, saying the same thing? Talk to people who try and get licensed to do insurance things, or if there’s a failure to pay out a policy in the litigation that follows. And this was back in 2005 or 2006. And it said, “We need to stockpile more equipment.”

Insurance 147

Insurance Healthcare Retail Medicine 147

The Big Picture

FEBRUARY 7, 2023

RITHOLTZ: In the ‘80s, they were really a financial arm of GE and a way to facilitate its client base. So, after Jeff Immelt decided to sell GE Capital in 2015, Project Hubble, he also decided it would be a great idea to invite Trian Partners into the GE Capital shareholder base. He was taking fees for licensing his name.

Engineering 259

Engineering Banking Numbers Management 259

The Big Picture

DECEMBER 24, 2024

Thatcame out I wanna say maybe 2015. So it’s a license to steal. 00:51:46 [Speaker Changed] They just took all the clients. I mean they obviously blew up after the pandemic, but I wanna say Scott Galloway’s book, the Four had already come out. Brad Stone’s book, the Everything Store. They shut down Quidsi.

Retail 130

Retail Advertising Taxes Numbers 130