Diversification and Risk Management With Fixed Income
Wealth Management
APRIL 7, 2024
Higher interest rates bring fixed income and alternative investments into the spotlight again.
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MiB: Elizabeth Burton, Goldman Sachs Asset Management
The Big Picture
SEPTEMBER 16, 2023
This week, we speak with Elizabeth Burton , managing director and client investment strategist at Goldman Sachs Asset Management. She advises institutional clients on investment strategies and portfolio objectives, working alongside global client advisers and product strategists across public and private markets.
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A Spectacularly Underappreciated 15 Years
The Big Picture
APRIL 28, 2025
the 1990 near-recession, a presidential impeachment, the Thai Baht crisis, the Russian Ruble default, Long-Term Capital Management collapse, and more. Financial Repression was the rallying cry for underperforming managers. is not what risk managers call a rational trading day. It takes a while to change behavior.
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Weekend Reading For Financial Planners (January 25–26)
Nerd's Eye View
JANUARY 24, 2025
Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that while overall financial advisor headcount remains relatively flat, the RIA channel continues to gain share in terms of both headcount (as brokers break away to start their own independent firms and aspiring advisors seek (..)
Tax Compliance and Risk Management: Navigating Complex Tax Environments
Carson Wealth
FEBRUARY 4, 2025
Understanding Tax Compliance and Risk Management Ultra-high-net-worth individuals face unique tax challenges, including high rates and ever-changing complex tax codes. If managed improperly or inefficiently, tax issues could significantly erode your familys wealth and even lead to legal complications.
Top RIAs on The Current Investing Climate: Beacon Pointe
Wealth Management
OCTOBER 6, 2023
Beacon Pointe CIO Michael Dow and Director of Risk Management and Securities Research Julien Frazzo like U.S. large cap value and bonds.
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Risk Management in Financial Services During 2023 – 10 Key Highlights
Risk Management Guru
NOVEMBER 20, 2023
As the year 2023 draws to a close, it’s time to reflect on the significant strides made in the realm of Risk Management within the financial services industry. However, the industry has also made significant progress in strengthening its risk management capabilities.
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Research links: strict risk management
Abnormal Returns
JULY 26, 2022
evidenceinvestor.com) Research The accounting treatment of intangible investments is too conservative. (papers.ssrn.com) It's hard to find much evidence in favor of individual investor outperformance. alphaarchitect.com) Some evidence that investors get smarter as they age. morganstanley.com) Broad value indices are really not that value-y.
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6 Ways to Manage Concentrated Stock Positions
Darrow Wealth Management
MARCH 13, 2025
A diversified portfolio is the cornerstone of a risk-adjusted investment strategy. Since single stocks don’t move like the broader market, you’re exposed to much greater risk. So if you have a large portion of your wealth tied to a single stock, here are six options to manage it.
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A Look at How a Variety of Risk Management Approaches Have Worked in 2022
Validea
OCTOBER 12, 2022
For the last 40 years, managing risk for investors has been pretty easy. But many investors have not seen significant inflation during their investing careers and didn’t recognize that during inflationary bear markets, bonds do the opposite and fall along with stocks. But that doesn’t mean there was no way to manage risk.
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MiB: Peter Borish, Tudor Investments & Robin Hood
The Big Picture
JUNE 24, 2023
This week, we speak with Peter Borish, who is chairman and chief executive officer of Computer Trading Corporation, an investment and advisory firm. Borish was founding partner and right-hand man to Paul Tudor Jones at Tudor Investment Corporation , where he was director of research for 10 years.
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How to Talk About Risk Management With Your Clients
BlueMind
OCTOBER 25, 2022
Category: Clients Risk. When it comes to their investment portfolios many tend to have a low-risk tolerance and with the unsettling economic situation with the ongoing pandemic, the word “risk” has become even more of a fearsome word for clients. Related: How to Determine Your Client’s Risk Capacity!
Why business leaders fail to invest in risk management
Norman Marks
MARCH 4, 2024
Professor Mark Beasley has been a professor for 30 years and is a leader of the North Carolina State University’s Enterprise Risk Management Initiative. He was a board member of COSO for 7 years, has been a member of the member of the United Nation’s Internal Control Advisory Group for the last 7 years, and […]
Podcast links: cultivating curiosity
Abnormal Returns
JULY 26, 2024
(epsilontheory.com) Joe Weisenthal and Tracy Alloway talk with Rich Falk-Wallace, founder and CEO of Arcana, about building risk management tools for pod shops. bloomberg.com) Jeff Malec talks with DeWayne Louis and Nishant Gurnani from Versor Investments about quantitative investment strategies.
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At The Money: Your Financial Captain
The Big Picture
MAY 29, 2024
The firm manages over 300 billion in client assets. Why do we need someone to help manage our financial affairs? So it’s, we have this division that it’s maybe a third to 40 percent of all the private wealth that we manage for very wealthy people. He’s the CEO of Creative Planning.
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Operational Risk Management 2023 – Portfolio Go No Go Checklist!
David Nelson
JANUARY 3, 2023
By David Nelson, CFA CMT All branches of the military use ORM or their own Operational Risk Management system. We identify the risks even those with low probability and make a quantitative judgement as to the feasibility of the mission and or flight. 60-40 is reborn.
Top 5 Risk Management Strategies
Risk Management Guru
OCTOBER 3, 2022
There are basically five strategies which can help you in allocating your risk management. If you have a firm grasp of these elements and how they influence stock market fluctuations, you will be in a better position to plan your investments. Any other approach will reduce your investments to mere gambling. Conclusion.
FOMC Minutes "Purposefully moving to a restrictive policy stance in the near term"
Calculated Risk
OCTOBER 12, 2022
Most participants remarked that, although some interest-sensitive categories of spending—such as housing and business fixed investment—had already started to respond to the tightening of financial conditions, a sizable portion of economic activity had yet to display much response.
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10 Wednesday AM Reads
The Big Picture
MARCH 22, 2023
fivethirtyeight ) Be sure to check out our Masters in Business this week with Cliff Asness, co-founder and chief investment officer at AQR Capital Management. The quant firm manages $100 billion in 40 diversified strategies across equity and alternatives, applying mathematics to market data and making evidence-based investments.
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Understanding What Drives Momentum in Global Stock Markets
Alpha Architect
APRIL 7, 2025
This has critical implications for portfolio construction and risk management. With over nearly 150 years of data, the study finds that when inflation and interest rates rise, stocks and bonds tend to move together, reducing diversification benefits. Please read the Alpha Architect disclosures at your convenience.
Personal finance links: the power of inertia
Abnormal Returns
APRIL 26, 2023
morningstar.com) Peter Lazaroff talks 'simple investing' with Rick Ferri. nextbigideaclub.com) Personal finance Tony Isola, "The best risk management strategy is taking care of your mind and body, not regular rebalancing." peterlazaroff.com) Morgan Housel on what our brains really want. axios.com) How a CD ladder works.
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What is Risk Management in the Stock Market?
Risk Management Guru
SEPTEMBER 29, 2022
In the stock market, risk management is locating, quantifying, and dealing with the various risks that can affect investment. Due to the potential negative effects of various risks on a person’s investment portfolio, effective risk management is crucial.
Transcript: Jeffrey Becker, Jennison Associates Chair/CEO
The Big Picture
APRIL 29, 2025
This is Masters in business with Barry Ritholtz on Bloomberg Radio 00:00:17 [Speaker Changed] This week on the podcast, Jeff Becker, chairman and CEO of Jenison Associates, they’re part of the PG Im family of Asset Managements. Jenison manages over $200 billion in assets. Jenison launched way back in 1969 as a growth equity shop.
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Monday links: paying what you owe
Abnormal Returns
APRIL 15, 2024
mrzepczynski.blogspot.com) Don't let one mistake keep your from investing over the long run. awealthofcommonsense.com) Finance The CBOE's ($CBOE) defense of 0DTE options as risk management tool. Strategy Even the best investors make big mistakes. bestinterest.blog) Big winners require patience.
What High-Net-Worth Prospects (Really) Want From A Financial Advisor
Nerd's Eye View
JANUARY 22, 2024
In the early days of wealth management, a financial advisor's value proposition was relatively explicit, typically focusing on a limited range of portfolio management activities (e.g., selling and trading) or on sales-oriented advice that centered on implementing insurance products.
Weekend Reading For Financial Planners (March 9-10)
Nerd's Eye View
MARCH 8, 2024
Also in industry news this week: A recent survey has found that a majority of prospective financial planning clients across all age brackets are open to working with a remote advisor, creating opportunities for advisors to grow their businesses and for clients to find the ‘best’ advisor for their needs, regardless of their location A federal (..)
Martin Zweig: The Conservative Growth Master Who Built a Fortune Through Disciplined Investing
Validea
NOVEMBER 9, 2024
Martin Zweig may have owned one of the most expensive penthouses in Manhattan, but his path to wealth was paved with disciplined, methodical investing rather than risky speculation. By high school, he had already set his sights on becoming a millionaire through stock investing.
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52 Return on Investment (ROI) is an essential element in Risk Management
Norman Marks
APRIL 2, 2025
When I think about risk management and the business I usually have the perspective of a business leader. Maybe thats because by the time I was leading a risk management function, I was already a vice president and working with the executive management team.
Why Should I Hire a Financial Advisor? 5 Benefits of Financial Advice
Carson Wealth
JANUARY 8, 2025
While some individuals manage their finances independently or utilize automated platforms, the personalized guidance of a financial advisor may offer distinct advantages. One study found that an advisor-managed portfolio could produce an additional 3% value add annually over a self-managed (DIY) portfolio.
Transcript: Elizabeth Burton, Goldman Sachs Asset Management
The Big Picture
SEPTEMBER 19, 2023
The transcript from this week’s, MiB: Elizabeth Burton, Goldman Sachs Asset Management , is below. Elizabeth Burton is Goldman Sachs asset management’s client investment strategist. Previously she was Chief Investment Officer at various state pension funds, including Maryland and Hawaii. Elizabeth Burton : Hi Barry.
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What’s the Frequency. Russell?
Advisor Perspectives
MAY 13, 2025
” Greg Behar of Westwood’s Managed Investment Solutions (MIS) team examines how the Russell U.S. Indexes’ decision to return to a semi-annual reconstitution schedule is transforming risk management practices, market participation and the future of custom indexing.
NBFC stocks with high NIIs and low NPAs to keep on your radar
Trade Brains
NOVEMBER 3, 2024
The Indian non-banking financial sector demonstrates remarkable resilience through strong net interest margins and effective asset quality management. The company’s disciplined lending practices and strong risk management contribute to its market leadership. are their own, and not that of the website or its management.
Most Great Traders Failed First: These Key Rules Saved Them | Practical Lessons from Jack Schwager
Validea
MARCH 31, 2025
Drawing from two insightful interviews with Schwager, they explore key lessons from some of the greatest traders hes interviewed, like Paul Tudor Jones and Steve Cohen, and unpack how these principles apply not only to trading but also to long-term investing and life.
Inside the World of Pod Shops | Bob Elliott
Validea
DECEMBER 20, 2024
” Bob breaks down how these complex investment vehicles work, discussing their unique structure where multiple portfolio managers operate independently while sharing infrastructure and risk management resources.
Build a Resilient Investment Strategy With The All Weather Portfolio
Validea
JUNE 2, 2025
Instead, it’s built to perform reasonably well across a wide range of market conditionsand more importantly, to help investors stay invested during turbulent times.
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Top clicks this week on Abnormal Returns
Abnormal Returns
DECEMBER 11, 2022
Top clicks this week Nick Maggiulli's favorite investment writing of 2022. novelinvestor.com) Louis Sykes, "Some of the most intelligent and sophisticated traders on the planet lost everything in this market because they let ego get in the way of judgment and sound risk management processes." ritholtz.com) Bond lingo, 101.
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Transcript: Kenneth Tropin
The Big Picture
AUGUST 16, 2022
?. The transcript from this week’s, MiB: Kenneth Tropin, Graham Capital Management , is below. He is the chairman and founder of Graham Capital Management, which runs $18 billion and has amassed quite a track record. He used to work with John Henry, currently the owner of the Boston Red Sox, and another successful hedge fund manager.
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Rethinking Diversification – Alternative Downside Risk Management
Advisor Perspectives
MARCH 20, 2025
On March 11, Russell Investments hosted a webinar examining the challenges and opportunities presented by alternative diversifiers, including strategies for incorporating these solutions into portfolios.
Five Lessons from Guy Spier
Validea
NOVEMBER 2, 2024
In a wide-ranging conversation on the Excess Returns podcast, renowned investor Guy Spier shared valuable insights about investing, personal growth, and learning from mistakes. Align Your Inner and Outer Self Spier highlighted the importance of authenticity in investing and business.
Sustainable Investing: Opportunistically Managing Risk
Advisor Perspectives
MARCH 20, 2023
Robust risk management is essential for fixed income investors. In his latest commentary, Marcus Moore explains why our sustainable investing team considers ESG factors as material business risks, similar to the traditional risks they also analyze.
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Investing for Purpose: A Governance Perspective on Mission-Aligned Investment Strategy
Brown Advisory
SEPTEMBER 6, 2022
Investing for Purpose: A Governance Perspective on Mission-Aligned Investment Strategy. Increasingly, investment committee members are exploring mission-aligned investing for the organizations they serve. DEFINING MISSION-ALIGNED INVESTING. Tue, 09/06/2022 - 10:17.
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Practical Lessons from Cem Karsan | Inside the Hidden Forces Moving Markets
Validea
FEBRUARY 18, 2025
Through selected clips from multiple interviews, they unpack Karsan’s unique insights on markets, investing, and risk management.
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Wednesday links: second-level thinking
Abnormal Returns
JULY 27, 2022
Markets When the risk-free rises, a lot of calculations change. fortunesandfrictions.com) Putting your investment losses into perspective. tomtunguz.com) Fund management Value-focused Pzena Investment Management ($PZN) is going private. abnormalreturns.com) Research links: strict risk management.
Future Proof 2023: That’s a Wrap!
The Big Picture
SEPTEMBER 14, 2023
Together, we have managed to create an entirely new type of financial conference. Mad props to Matt & John for coming up with Breakthru , literally the most innovative way of speed dating between advisors, fund managers, custodians, tech providers, and all other attendees. It was truly amazing, as the photos below show.
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