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Welcome to the 409th episode of the FinancialAdvisor Success Podcast ! Travis is the founder of Student Loan Planner, an RIA and student loan consulting company based in Chapel Hill, North Carolina that serves nearly 1,400 households with ongoing financial planning (as well as consulting with over 15,000 clients on student loan debt).
Welcome to the January 2025 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financialadvisors! FINNY AI, an AI-powered prospecting tool, has raised $4.2
which is a good bit north of Lexington and just across the river from Cincinnati, Ohio (sorry, I love geography and startup origin stories). In edition, he has worked for two FinTech startups, Wealthfront and New York-based FeeX, Inc. The mobile-first application built for the wealth management industry hails from Covington, Ken.,
Morningstar published its 2025 investment outlook for financialadvisors. Morgan Stanley has looked to add employees of startup companies as wealth management clients in anticipation of future IPOs, reports Inc. These are among the investment must reads we found this week for wealth advisors.
The services they offer are great differentiators and help make advisors a go-to resource for navigating the intricacies of retirement income planning (which is very complex), healthcare-cost planning (a too often overlooked major expense), and as an end-of-life services guide (in the case of bQuest). now Pontera).
thinkadvisor.com) How AI startup FINNY came to be. riabiz.com) Zocks, which is focused on advisor-client meetings, raised a Series A. citywire.com) What would an agentic AI solution look like for a financialadvisor? AI Advisers are warming to AI. advisorperspectives.com) Ranking the adviser AI note taking apps.
abnormalreturns.com) Are you a financialadvisor? Then sign up for our weekly advisor-only newsletter. theatlantic.com) During periods of chaos, nimble startups have a leg up. (abnormalreturns.com) Research links: the same Sharpe ratio. notboring.co) In praise of slack in government, business and life.
Davis Janowski , Senior Technology Editor, WealthManagement.com June 27, 2025 4 Min Read Quinn CEO Royi Markowitz I wrote a column last summer entitled “ Finny and the Great AdvisorTech Acceleration ,” largely about the startup but also about the momentum surrounding the rapid advancement and integration of AI among third-party technology providers.
Podcasts Josh Brown and Michael Batnick talk advisor tech with fintech expert Jason Pereira. youtube.com) Daniel Crosby talks with Cady North, Founder and CEO of North FinancialAdvisor, about planning for a sabbatical. investmentnews.com) Startups, like Cashmere, are using AI to identify wealth management prospects.
Eleven years ago this spring, a startup called Betterment published a blog post stating that human financialadvisors were obsolete and that the people who work in the advice industry are pigs.
Podcasts Michael Kitces talks with Ted Jenkin who is the consultant of JTPD Partners, a firm that helps financialadvisors gather offers, negotiate, and ultimately sell their advisory firms. riabiz.com) DPL Financial Partners is seeing growth in commission-free annuity sales. riabiz.com) MSCI ($MSCI) is buying Fabric Risk.
Welcome back to the 361st episode of the FinancialAdvisor Success Podcast ! My guest on today's podcast is Peter Tiboris. Peter is a Partner of Park Avenue Capital, an advisory firm affiliated with Northwestern Mutual based in New York City, that oversees $2.4 billion in assets under management for 1,377 client households.
Welcome to the September 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financialadvisors!
Welcome to the March 2024 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financialadvisors!
Welcome to the April 2024 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financialadvisors!
Working for a startup can pay off big financially, but a lot must go right along the way. If you are considering taking a job at a startup or private company with plans for an exit, there’s a lot to consider before accepting an offer. Here are some considerations for how to negotiate equity in a private company or startup.
Welcome back to the 337th episode of the FinancialAdvisor Success Podcast ! Danika is the President and Founder for Xena Financial Planning, a virtual advisory firm that advises 40 client households of women in tech and supports more than $275K of ongoing revenue. My guest on today's podcast is Danika Waddell. Read More.
Welcome to the June 2024 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financialadvisors!
Welcome to the November 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financialadvisors!
Welcome to the August 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, underlying trends, and developments that are emerging in the world of technology solutions for financialadvisors!
Welcome back to the 373rd episode of the FinancialAdvisor Success Podcast ! My guest on today's podcast is Ben Hockema. Ben is the Founder of Illuminate Wealth Management, an RIA based in Barrington, Illinois that oversees $100M in assets under management for 55 client households. Read More.
Welcome to the May 2025 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financialadvisors!
Welcome to the January 2024 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financialadvisors!
kitces.com) Zach Conway and Kelsey McKenna talk with Michael Conway, CEO of Conway Wealth, about the multifaceted roles financialadvisors play beyond managing investments. citywire.com) RIA data management startup OneAdvisory has raised capital and re-branded as Dispatch. riaintel.com) How to write a client newsletter.
Welcome to the November 2022 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financialadvisors!
Welcome to the October 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financialadvisors!
A business could also qualify as a "recovery startup business" (as long as the business started after February 15, 2020, had annual gross receipts of under $1 million, and didn't otherwise qualify under the other criteria), which would allow it to claim the credit for the last 2 quarters of 2021.
thinkadvisor.com) Startup Ocho wants to make it easier for business owners to have a solo 401(k). techcrunch.com) The latest financialadvisor technology news including the spread of commission-free annuities. (kitces.com) What the CFP Board is saying about cryptocurrencies.
riabiz.com) Wealth management startup Masttro raised $43 million to address family offices. thinkadvisor.com) What clients need to know about firing a financialadvisor. (hbr.org) A lot of participants would use a retirement bridging to delay Social Security claiming. kindnessfp.com)
Here’s a deep dive into the average fees of financialadvisors, in 2023. The primary fee structures are: Fee-only : Advisors only receive payment from their clients for the services they provide, not receiving any commissions or other incentives from product providers. Between 0.5%
Equity compensation is a popular strategy used by startups to attract and retain top talent, and it can sometimes result in significant financial rewards for founders and employees alike. Pros and Cons of Tender Offers for Startup Employees Personal Financial Planning Considerations Frequently Asked Questions What is a Tender Offer?
Founders, board members, and employees of startups that get acquired can experience tax consequences as a result of a liquidity event. It’s imperative to plan for the tax implications so you can be prepared to pay what you owe the IRS.
These are usually younger companies, such as startups, that are still growing and finding their footing in the market. Make sure to research well and even consult with a financialadvisor to ensure you place careful bets and understand the company and sector-specific risks. Maybe your financialadvisor talks about them non-stop.
Startup founders, early employees, executives, and other service providers can make an 83(b) election. Stock at early-stage startups usually will have a very, very low valuation, making this tax strategy possible. For fast-growing startups, this can be a big headache, especially when there isn’t a public market for the stock.
Stock options are a common form of compensation for employees, particularly in startup companies. Jonathan Jordan, FinancialAdvisor, CFP®, CEPA The post The Basics of Stock Option Compensation appeared first on Walkner Condon FinancialAdvisors.
A financialadvisor can guide you on how to optimize your investments to build wealth and financial stability. Growth investors look for companies that are expected to grow revenues and profits at an above-average rate such as tech firms, innovation-driven startups, and companies expanding into new markets.
What to Consider Before Selling in a Secondary Sale How to Sell Private Company Stock The Pros and Cons of a Secondary Sale If you work for a private company, especially a startup or tech firm, you may own stock or stock options as part of your compensation.
If you’re looking to leave your existing job and start your journey to independent RIA ownership but you’re afraid to lose your paycheck or have concerns about startup capital, you’re not alone.
Perhaps they have some founder stock from a startup. So the concept that we’ve come to put together is we’re going to gather up all these investors, so individuals, financialadvisors, who have clients with highly appreciated stock portfolios, cobble them all together. Maybe there was an IPO or a takeover.
Real-World Example: Sarah's Story Sarah, a senior software engineer at a successful startup, received stock early in her tenure with the company. Check out our flowchart "Should I Use A Donor Advised Fund (DAF) When Giving To Public Charities?" After the company's IPO, her shares were worth $500,000 but only had a cost basis of $25,000.
As a startup or private company employee, you may have the option to participate in a tender offer from your employer. For private company employees, a tender offer can provide a significant liquidity event for funding other financial goals and needed diversification.
Perhaps more importantly, I don’t think tech has freed the typical advisor to focus more of their time on building client relationships and delivering human advice. And ultimately, it’s the human to human conversation that generates the true value in a financialadvisor-client relationship.
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