FMG

DECEMBER 22, 2022

We were always planning-focused, and I offered financial planning as a standalone service from the very beginning. As you’re based in Washington, how has the pandemic affected your business plan and the way you communicate with clients? I couldn’t pass up on the one-click compliance! Definitely a stretch goal for me haha.

Financial Advisor 52

Financial Advisor Compliance Clients Communication 52

Random Roger's Retirement Planning

NOVEMBER 21, 2023

I outsource compliance (have to), technology stuff (pretty sure I have to) and we brought our support person with us to help with things like RMDs, money movement and other administrative work. So using simple math, the total return is 34% versus 72% for the common. The idea that I could do no work is culturally acceptable.

Portfolio 75

Portfolio Asset Allocation Math Clients 75

Harness Wealth

MAY 18, 2025

Navigating these forms correctly is essential to ensure compliance and to maximize any potential refunds or minimize liabilities. It is important to review these requirements annually to ensure compliance and avoid penalties for failure to file when required. Both are valuable tools in effective tax planning and filing.

Taxes 52

Taxes Electronics Tax Planning Compliance 52

Harness Wealth

MAY 19, 2025

Navigating the tax landscape can be complex, but having a comprehensive guide to Minnesota tax forms can simplify the process and help ensure compliance with state tax laws. Using the correct Minnesota tax forms ensures compliance and helps avoid processing delays or errors that could arise from submitting federal forms alone.

Taxes 52

Taxes Tax Planning Compliance Education 52

Harness Wealth

MAY 17, 2025

Delawares tax system has unique features that distinguish it from federal tax filing, and knowing these differences will help you avoid common pitfalls and ensure compliance with state laws. It is important to review the current years guidelines to ensure compliance. Both are valuable tools in tax planning.

Taxes 52

Taxes Tax Planning Electronics Compliance 52

Harness Wealth

MAY 18, 2025

These forms also help the state collect data necessary for budget planning and public services funding. By requiring specific forms, Utah can enforce compliance and reduce errors that might arise if federal forms were used exclusively. Who Needs to File Utah Taxes?

Taxes 52

Taxes Commission Electronics Compliance 52

Harness Wealth

MAY 19, 2025

Navigating these forms correctly is essential for both residents and non-residents to ensure compliance and avoid penalties. Understanding these distinctions is critical to ensure compliance and avoid unnecessary filings. Taxpayers who anticipate owing taxes should plan accordingly to avoid additional costs.

Taxes 52

Taxes Electronics Compliance Consulting 52

Harness Wealth

MAY 18, 2025

Navigating these forms accurately is essential for both residents and non-residents to ensure compliance and avoid penalties. Understanding which form applies to your situation is crucial to ensure accurate filing and compliance with Ohio tax laws. Who Needs to File Ohio Taxes? These errors can delay processing and refunds.

Taxes 52

Taxes Compliance Electronics Tax Planning 52

Harness Wealth

MAY 14, 2025

Understanding which form applies to your situation is critical to ensure compliance and avoid penalties. This includes W-2 forms from employers, 1099 forms for other income sources, records of deductible expenses, and documentation of any tax credits you plan to claim. Who Needs to File Hawaii Taxes?

Taxes 52

Taxes Tax Planning Medical Consulting 52

The Big Picture

FEBRUARY 6, 2024

What, what was the career plan? I’d say management consulting is any of the other thing that least at that time was the other career trajectory, just my personality, more of a math oriented introvert. And ev all the sort of compliance, client service, legal, kind of, everything was done sort of on the side by investment people.

Valuation 130

Valuation Investing Investments Assets 130

The Big Picture

DECEMBER 6, 2022

And before that, Morgan Stanley, doing technology and operations planning for the wealth and asset management group. It has to be such a different set, the retirement planning is different, the safety net is different. I think 401(k) plans are starting to use ETFs more broadly. BERRUGA: You know, great question. BERRUGA: Yeah.

Clients 162

Clients Investing Investments Management 162

The Big Picture

AUGUST 15, 2023

Let me say what your compliance wouldn’t allow you to say. Was that the plan or was he just going to announce it? That was never part of the plan, didn’t happen. It’s part of their own tax planning. ” One about five years ago, I’m planning a trip to Silicon Valley. SEIDES: Oh no.

Management 130

Management Investing Investments Government 130

The Big Picture

JANUARY 21, 2025

And I think you will also, if you are at all curious about estate planning or investing or personal finance, this is not the usual discussion and I think it’s very worthwhile for you to hear this and share it with friends and family. What was your original career plan? With no further ado my discussion with Jonathan Clements.

Investing 147

Investing Investments Management Retirement 147

The Big Picture

MARCH 27, 2023

Was that where you plan to go? There are a ton of expenses, and they’re getting higher with compliance and marketing and reporting and investor relationship, et cetera. But think of the pension plans, think about the school endowments, they really need some safety. But let’s roll back a little bit. MIELLE: Right.

Assets 285

Assets Investing Investments Management 285

The Big Picture

MAY 9, 2023

What was the original career plan? SALISBURY: Honestly, I didn’t really have a long-term plan. SALISBURY: Yes, I’d love to tell you there was some great master plan. A great example, you know, some of these things you can plan for and some you can’t. You begin in audit practice at KPMG.

Assets 299

Assets Clients Investing Investments 299

The Big Picture

AUGUST 20, 2024

What was the initial career plan? Mike Green : Well, the, the initial career plan, actually, so I grew up on a farm in Northern California. My initial career plan was that I was gonna go into science. We built a company that was focused on valuation, initially, actually targeting corporate strategic planning departments.

Assets 173

Assets Management Portfolio Taxes 173

Sara Grillo

JUNE 12, 2023

Quick math: If you have $1.828 million in the bank. And , you have to do the math by hand. To What If Analysis, what if I pay… So I’m doing my cash flow planning in my retirement plan, and I say, You know, I don’t wanna have to pay for in as a retirement. There is an admin charge of about $49k.

Insurance 59

Insurance Clients Financial Advisor Math 59

The Big Picture

SEPTEMBER 10, 2024

Was investing always the career plan? So that’s the math. You have to get compliance. Let’s, let’s talk a little bit about your background. You get A B, BA from University of Michigan [Go Blue!], MBA from Kellogg at Northwestern. Mike Wilson : Yeah, you know, it was in some way, shape or form.

Valuation 162

Valuation Clients Investing Investments 162

Sara Grillo

MAY 8, 2023

A tax advantaged asset Death benefit Tax planning needs Cash value growth Cash value liquidity benefits #2 Use a realistic (low) crediting rate in the illustration The assumed interest rate in an illustration is what is driving the long term performance. So like, What do I do with that plan? Yeah, you have a short fall. How do I know?

Insurance 59

Insurance Clients Financial Advisor Accounting 59

The Big Picture

JANUARY 24, 2023

RITHOLTZ: So it’s different math then I need 100x winner versus 99? RITHOLTZ: So I know we’re not going to talk about performance and returns because of the normal compliance headaches. It’s the big Canadian asset plans. And the question is, you know, how high we can build? KLINSKY: Yeah.

Investing 263

Investing Investments Numbers Banking 263

The Big Picture

JULY 29, 2024

What were the career plan? So I came to New York, no job plans, no ideas. You know, met the board, really liked what they had to say about plans for Orion, spent some time with Eric. Full disclosure, my firm uses Orion as part of our tech stack and managing the four and a half or so billion dollars we have. When would you do it?

Clients 147

Clients Portfolio Financial Advisor Investments 147

The Big Picture

FEBRUARY 13, 2023

Was that something you were planning on doing or — RIEDER: No. Tell us a little bit about what you do on Twitter and how was it getting that through legal and compliance? RIEDER: Well, first of all, anything I tweet goes through legal and compliance before it gets out there, first part. You said BlackRock absorbed R3.

Economy 147

Economy Numbers Marketing Marketing 147

The Big Picture

MAY 21, 2024

I’m kind of in intrigued by the idea of philosophy and math. What was the career plan? Well, there was no career plan really. So I found myself getting kind of bored with my math problem sets, and then I could shift to philosophy and then go back and forth. 00:01:48 [Savita Subramanian] Yeah.

Numbers 147

Numbers Banking Management Marketing 147

Carson Wealth

APRIL 28, 2025

Simply put, its chaos, and its hard for businesses to plan around any of this. The math is just Earnings * (Price / Earnings) = Price, since the Earnings parts cancel. Compliance Case # 7905356.1_042825_C The post Market Commentary: Markets Perk Up but Macro Outlook Still Messy appeared first on Carson Wealth.

Marketing 78

Marketing Marketing Economy Manufacturing 78

The Big Picture

NOVEMBER 25, 2024

Quantitative investing was, was that the plan from the beginning? And I, and I really like the application of math and statistics and computer science to markets. You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. It was not.

Portfolio 147

Portfolio Management Assets Marketing 147

The Big Picture

MAY 16, 2023

And I’m like, dad, I found I need 25 grand to get going and my dad said send me a business plan. LINDZON: And … RITHOLTZ: I like your dad’s idea You should have created a business plan, just so you have it under your belt So now, I can’t imagine. LINDZON: No, so obviously, I did the business plan, I’m kidding.

Media 290

Media Investing Investments Valuation 290

The Big Picture

JUNE 3, 2024

What was the original career plan? Jeffrey Sherman : Well, what it was was, so I, as I said, with applications, there’s many applications of math, and the usually obvious one is physics. Barry Ritholtz : It seems that some people are math people and some people are not. The, the math came easier. It was kidding.

Math 147

Math Marketing Marketing Engineering 147