Compliance License Numbers Sales 
Nerd's Eye View
JUNE 5, 2023
This month's edition kicks off with the news that Riskalyze has completed its previously-announced rebranding, and will now be known as “Nitrogen”, a ”growth platform” for advisory firms – which represents less of a shift in the platform’s core function (given that Riskalyze’s risk tolerance tool was always (..)
Harness Wealth
FEBRUARY 20, 2024
CPAs are licensed by state boards of accountancy in the state where they practice. Once licensed, CPAs work in various settings including public accounting firms, corporate finance departments, and other financial companies offering services that span tax preparation and planning, auditing, and financial strategy.
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Steve Feinberg
SEPTEMBER 7, 2023
For home service contractors, completing your workload, attracting new clients, and keeping up to date with all the applicable codes and licensing your business needs can already be a monumental task. Not only is it required by law, but proper tax compliance ensures that your business avoids penalties and maximizes tax returns and deductions.
Sara Grillo
DECEMBER 12, 2022
Just because you can put numbers on a piece of paper, doesn’t mean you’re providing value.” I don’t care what that sales rep is making. He holds multiple FINRA licenses and he is associated with The Leaders Group, and independent broker-dealer. Charles King is a financial advisor licensed in 55 states and territories.
The Big Picture
JANUARY 24, 2023
I mean, those were the — that’s what got people all excited and — RITHOLTZ: That’s venture capital numbers. KLINSKY: Well, that is — and it was kind of venture capital numbers because the dollars were so small. RITHOLTZ: Right. You know, obviously, there was the 1987 crash of the stock market. KLINSKY: Right.
Brown Advisory
JANUARY 1, 2023
We have looked at a number of potential opportunities especially in those providing services to the sector or intellectual property but nothing yet has passed all our tests. We enjoy our Book Club and a number of titles we have read this year are noted throughout4.
Sara Grillo
JUNE 2, 2022
Or, advisors who hustle and sell aggressively, push products to meet sales quotas, all the while neglecting their clients that they already “sold” – those are the people who may rank high by this metric. Revenue is not an indicator of the effectiveness of the advisor any more than the number or size of clients they have is.
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