article thumbnail

Vanguard Plans First Junk ETF as JPMorgan Heats Up Active Race

Wealth Management

The Vanguard High-Yield Active ETF would trade under the ticker VGHY and invest at least 80% of its portfolio in high-yield debt, according to a Tuesday filing with the Securities and Exchange Commission. CCPA: Do not sell my personal info | Terms of Use | Code of conduct events | Privacy Policy | Cookie Policy

Planning 270
article thumbnail

Weekend Reading For Financial Planners (July 12–13)

Nerd's Eye View

dinner party Enjoy the 'light' reading! Read More.

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

Pennsylvania Advisor Who Used Client Funds on Country Club Dues Gets 8 Years in Prison

Wealth Management

and Orchard Park Real Estate Holdings, was originally charged in January by the Securities and Exchange Commission and DOJ. CCPA: Do not sell my personal info | Terms of Use | Code of conduct events | Privacy Policy | Cookie Policy Mason, who ran Rubicon Wealth Management, a registered investment advisor in Gladwyne, Pa.,

Clients 276
article thumbnail

The 18 Best Financial Advisor Conferences To Attend In 2025

Nerd's Eye View

But over the past 20 years, the shift from commission-based to recurring revenue (AUM and subscription fee) models has, for the first time, allowed advisory firms to begin to size and scale up. And as more conferences are announced in the coming months, we'll continue to update the Master Conference List well into the coming year!).

article thumbnail

Why Gen 2 Advisors Are a Flight Risk

Wealth Management

According to a recent survey commissioned by Kestra Financial and Bluespring Wealth Partners, less than half (41%) of first-generation advisors have transferred equity to successors, and just 6% of those planning to retire within 10 years have a fully documented succession plan.

article thumbnail

Market Timing vs. Time in the Market

Zoe Financial

3 It's Expensive Frequent trading and trying to time the market will rack up brokerage commission costs, particularly for smaller investors. Actual economic or market events may turn out differently than anticipated. However, market timing easily tempts us to jump out too early or stay in too long. Economies and markets fluctuate.

article thumbnail

Financial Check Engine Light: How to Know When It’s Time to Revisit Your Plan

Tobias Financial

These events may affect your investment approach, tax planning strategies, insurance needs, and estate planning documents. SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability.