Nerd's Eye View

MARCH 26, 2024

Michael is the CEO & Founder of WinCap Financial, an RIA based in Boston, Massachusetts, that oversees $80M in assets under management for 70 client households. Welcome back to the 378th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Michael Collins.

Financial Advisor 130

Financial Advisor Clients Wealth Management Communication 130

Nerd's Eye View

JUNE 27, 2023

Eric is the Founder and CEO of Beyond Your Hammock, an independent RIA based in Boston, Massachusetts, that oversees $47 million in assets under management for more than 80 client households. My guest on today's podcast is Eric Roberge.

Financial Advisor 141

Financial Advisor Valuation Clients Communication 141

Nerd's Eye View

JANUARY 24, 2023

Jennifer is the CEO and a Senior Advisor for Milestone Financial Planning, an independent RIA based in Bedford, New Hampshire, that oversees $360 million in assets under management for 225 client households. My guest on today's podcast is Jennifer Climo.

Management 216

Management Financial Advisor Planning Retirement 216

Nerd's Eye View

NOVEMBER 7, 2022

Riskalyze signals an intent to rebrand itself away from ‘just’ risk tolerance assessments to a broader focus on helping advisors grow clients and assets. Hearsay Systems rolls out a new small-to-mid-sized RIA platform for social media compliance and website design.

Risk Tolerance 163

Risk Tolerance Compliance Startup Clients 163

Nerd's Eye View

NOVEMBER 22, 2022

Matthew is the CEO of Equilibrium Wealth Advisors, an independent RIA based in Pittsburgh, Pennsylvania, that oversees more than $275 million in assets under management for 330 client households. My guest on today's podcast is Matthew Blocki.

Financial Advisor 177

Financial Advisor Clients Wealth Advisor Insurance 177

Fortune Financial

SEPTEMBER 25, 2023

Your risk tolerance will influence your investment strategy and asset allocation. Types of Fee Structures Percentage of Assets Under Management (AUM) This fee structure is prevalent in the wealth management industry. Advisors charge a percentage of your total assets that they manage.

Wealth Management 59

Wealth Management Management Risk Tolerance Retirement Planning 59

Fortune Financial

SEPTEMBER 25, 2023

Your risk tolerance will influence your investment strategy and asset allocation. Types of Fee Structures Percentage of Assets Under Management (AUM) This fee structure is prevalent in the wealth management industry. Advisors charge a percentage of your total assets that they manage.

Wealth Management 52

Wealth Management Management Risk Tolerance Retirement Planning 52

Steve Sanduski

AUGUST 22, 2023

Carving out a place for your firm is going to require a new level of clarity around both strategic planning and how you communicate what makes you unique to your team, clients, and prospects. Potential long-term effects of a concentration of assets at big firms and the “barbell effect.”

Strategic Planning 52

Strategic Planning Valuation Investment Advisor Communication 52

Clever Girl Finance

AUGUST 2, 2023

Create a solid business plan for your side hustle If you’re in the process of starting a side hustle and do not have a business plan, you need to create one now. A business plan is essentially your roadmap for your side hustle to achieve your goals for a small business.

Business Planning 94

Business Planning Planning Food Budgeting 94

Clever Girl Finance

MARCH 24, 2022

Plus, we have some fantastic side hustle business ideas for you too! Create a good business plan for your side hustle If you’re in the process of starting a side hustle and do not have a business plan, you need to create one now. You can’t achieve success without a plan! Where is your competition located?

Business Planning 52

Business Planning Planning Taxes Media 52

MazumaBusinessAccounting

APRIL 20, 2021

Doing it yourself often saves you money and that’s important for a small business owner – every dollar counts. writing a business plan. filing for a business license and deciding on a business entity. state or federal investigations of your business because of claims of law violations.

License 52

License Communication Accounting Taxes 52

SEI

SEPTEMBER 6, 2022

From a lack of organizational infrastructure visibility to system and tool integration to communication, the pandemic caused many organizations to implement more hurried builds, which has created challenges for cybersecurity teams. A well-executed plan for when a cyberattack occurs can significantly impact financials and reputation. .

Budgeting 52

Budgeting Financial Services Healthcare Nonprofit 52

Fortune Financial

MARCH 5, 2024

Have you adopted a written plan that includes the features you want to offer? Have you arranged a trust for the plan assets, or will you set up the plan solely with insurance contracts? How will you monitor the plan’s service providers and investments? Have you developed a recordkeeping system?

Retirement Planning 52

Retirement Planning Financial Advisor Retirement Taxes 52

Steve Sanduski

JANUARY 30, 2023

Not identifying a clear, compelling aspiration for the firm and effectively communicating it. If you’ve built a multi-million-dollar revenue business, you probably ran into the “rule of 3 and 10.” I wrote about it in an earlier post and it’s the idea that “things break” right around every 3x and 10x in the business.

Clients 52

Clients Distribution Communication Management 52

Clever Girl Finance

DECEMBER 5, 2022

Of course, you should always communicate with your clients about their expectations to be sure you deliver your work on time. Also, check on getting business insurance to protect both your business and personal assets in the event of a lawsuit. These programs help communicate with clients, organize your tasks and more.

Media 83

Media Clients Management Taxes 83

Brown Advisory

FEBRUARY 13, 2017

With a well-vetted business plan, she came to us for guidance on how to proceed. We find that in most cases, when a client is transitioning assets toward sustainable investments—especially when a portfolio is already fully invested—it is important to move deliberately.

Clients 52

Clients Portfolio Planning Education 52

Brown Advisory

FEBRUARY 13, 2017

With a well-vetted business plan, she came to us for guidance on how to proceed. We find that in most cases, when a client is transitioning assets toward sustainable investments—especially when a portfolio is already fully invested—it is important to move deliberately.

Clients 52

Clients Portfolio Planning Education 52

Nerd's Eye View

FEBRUARY 13, 2024

Melody is the president of Townsend Financial Planning, an RIA based in Lexington, KY, that oversees $112 million in assets under management for 160 client households. Welcome back to the 372nd episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Melody Townsend.

Clients 130

Clients Certified Financial Planner Financial Advisor Financial Planner 130

The Big Picture

OCTOBER 19, 2022

That group provides investment services, education and research to more than a thousand financial advisory firms, representing more than $3 trillion in assets. We probably had 700 employees at that time, but only about $30 billion in assets under management. RAMPULLA: They paid off of assets under management. RAMPULLA: Yeah.

Financial Advisor 274

Financial Advisor Clients Taxes Investing 274

The Big Picture

JULY 18, 2023

WAGNER: Yeah, I started as a certified public accountant and one of the early engagements that I was tasked with was in the space of asset management and I recall doing the audit on Jeffrey Vinik’s very first year as a hedge fund manager. And you know, Metromedia, great example, they had the valuable assets in the cities.

Investing 130

Investing Investments Assets Insurance 130

The Big Picture

JUNE 7, 2023

And that is why you’re seeing the massive increase in multi manager assets and those assets have more than doubled since 2017. You know, credit is relative to every other asset class we see today and we invest. What is that business plan look like? That trend looks to be continuing. Appreciate it.

Management 267

Management Investing Investments Economics 267

Sara Grillo

MAY 23, 2022

These are not advice-only financial planners; these are financial advisors who offer financial planning services on a stand-alone basis in addition to other services that they offer. The only way that made sense was a flat project fee for financial planning. He does not take discretion of client assets. No business plan, no.

Financial Planner 52

Financial Planner CFP Financial Planning Education 52

The Big Picture

MAY 16, 2023

And I’m like, dad, I found I need 25 grand to get going and my dad said send me a business plan. I went to business school RITHOLTZ: He just wanted you to go through the exercise. LINDZON: No, so obviously, I did the business plan, I’m kidding. I’m like, dude I’m your son. RITHOLTZ: Yes.

Media 278

Media Investing Investments Valuation 278