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Pennsylvania Advisor Who Used Client Funds on Country Club Dues Gets 8 Years in Prison

Wealth Management

Between 2014 and 2024, Mason transferred client funds into his own accounts and those of the two entities without clients’ authorization, according to the SEC. Mason, who ran Rubicon Wealth Management, a registered investment advisor in Gladwyne, Pa., He pleaded guilty to all of the criminal charges.

Clients 274
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Avoid the Unforced Investment Errors Even Billionaires Make

The Big Picture

Since its 2014 inception, the fund has returned 9.7% My buddy could pay off his mortgage and car loans, pre-pay the kids colleges, fully fund retirement accounts, and still have cash left over. You see this all the time: After a huge run of spectacular gains, the media fetes a manager, and buyers pour in late. on average per year.

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Deals & Moves: Creative Plannings Snag Hawaii RIA; $5.1B True North Expands in SF

Wealth Management

Mosaic Pacific, founded in 2014, will grow Creative Planning’s footprint in the Pacific region and bring on board about six more advisors, along with compliance and support staff. Levine Group will join NFP, which does wealth management, retirement plan advice, insurance and benefits consulting.

Planning 154
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Nouriel Roubini Enters The ETF Fray

Random Roger's Retirement Planning

Plenty of other managed futures funds came onto the scene in 2013 and 2014 but I think RYMFX is the only one to test what was a terrible time for managed futures. To my knowledge, RYMFX was the first managed futures mutual fund and it had the space to itself for several years after in launched in 2007.

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Transcript: Jonathan Clements

The Big Picture

I realized I had enough to retire if I wanted to. And after I got my last urine bonus in early 2014, I walked in and handed, handed my notice. But learning how to spend in retirement. I’ve also, however, you know, thought about, you know, this is my retirement, right? So I made a plan to get out of there.

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Everybody Needs Accountability

The Better Letter

In 2014 , the use of replay in MLB was expanded and is now an expected part of the game, as it is in all major professional sports, even though “judgment calls” like balls and strikes, remain unreviewable. percent, and he retired following 30 years as an MLB umpire after the season. The NBA followed suit in 2002.

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Member Spotlight on Chris Henderson: Building a Successful Career and Advocating for the Industry with NAIFA

NAIFA Advisor Today

Chris Henderson , a dedicated member of NAIFA since 2014, has built a successful career in the financial services industry, making a lasting impact at both the local and national levels. Chris serves as Managing Director of M3 Financial.