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Pennsylvania Advisor Who Used Client Funds on Country Club Dues Gets 8 Years in Prison

Wealth Management

and Orchard Park Real Estate Holdings, was originally charged in January by the Securities and Exchange Commission and DOJ. Between 2014 and 2024, Mason transferred client funds into his own accounts and those of the two entities without clients’ authorization, according to the SEC. He pleaded guilty to all of the criminal charges.

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Getting Found – Your Google My Business Listing and the New SEC Marketing Rule

Midstream Marketing

Yes… but if that’s the path you want to go down, the Securities and Exchange Commission would like to have a word with you. This left a few questions concerning the new "review culture" that is taking place on the Internet, so the SEC further clarified things in 2014.

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5 Stocks with revenue guidance of up to 264% to keep an eye on

Trade Brains

Solex Energy Limited was established in 2014 and is engaged in manufacturing high-efficiency solar photovoltaic modules and providing turnkey solar energy solutions for residential, commercial, industrial, and utility-scale applications across diverse sectors. are their own, and not that of the website or its management.

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: SEC charges crypto exchange Bittrex and former CEO with flouting securities laws

MarketWatch

Securities and Exchange Commission on Monday charged crypto trading platform Bittrex Inc. investors as a broker, exchange and clearing agency without registering these activities with the Commission, in violation of the law. The SEC alleged that Bittrex earned at least $1.3 billion in revenue between 2017 and 2022 serving U.S.

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Amazon may be target of antitrust suit as FTC reviews practices deemed anticompetitive: WSJ

MarketWatch

The Federal Trade Commission is preparing a possible antitrust lawsuit against Amazon.com Inc. , Friday, after it reportedits least profitable holiday quarter since 2014 late Thursday and biggest annual loss on record, along with a forecast miss. the Wall Street Journal reported Friday, citing people familiar with the matter.

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Best Robinhood Alternatives: 10 Online Brokers Like Robinhood

Good Financial Cents

Traditional online brokerages were once intimidating to the rookie investor, so many flocked to Robinhood when the mobile-only brokerage announced new, revolutionary features in late 2014. Robinhood attracted these young stock market investors with an easy-to-use mobile app and commission-free trades. Best Robinhood Alternatives.

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Animal Spirits: Millennials on Communism

The Irrelevant Investor

Zero fee commissions Why there's little enthusiasm for this bull market JPM Guide to the Markets The middle class is slowly going away WeRamp Millennials have how much in their 401(k) The aging of America 74% of people have a budget, ya right People aren't driving as much as they used to Millennials approve of communism?