James Hendries

SEPTEMBER 27, 2022

The LPL Research Strategic and Tactical Asset Allocation Committee is increasing its recommended interest rate exposure in its tactical allocation from underweight to neutral. While we acknowledge that interest rates could move higher still, we think the risk/reward profile of adding to rate-sensitive fixed income assets has improved.

Asset Allocation 52

Asset Allocation Marketing Marketing Assets 52

International College of Financial Planning

JUNE 14, 2023

Experience Personal investment advisors or non-individual investment advisors’ chief officers should have at least five years of experience in financial product guidance, securities, funds, assets, or portfolio management. For individual investment advisors, the net worth should be a minimum of INR 5 lakhs in tangible assets.

Investment Advisor 52

Investment Advisor Investments Investing Certification 52

Trade Brains

JUNE 9, 2023

IEX is licensed by the Central Electricity Regulatory Commission (CERC) for the trading of electricity, renewal energy certificates, and energy-saving certificates. The company started as a joint venture in 2001 with Abrdn Investment Management, after registering with SEBI in 2000. Stock P/E 47.6 ROCE 51.8 % ROE 39.4 % Face Value ₹ 1.00

Certification 52

Certification Assets Sales Management 52

Steve Sanduski

JANUARY 20, 2023

The firm uses a combination of capital from limited partners, in-house capital and bank debt to make a purchase, the asset accrues in equity while the bank debt gets paid down, and hopefully value peaks during a buyer’s market. But Michael draws some important distinction between today and 2000-2001. It’s IP.

B2B 52

B2B Investments Investing Media 52

Cordant Wealth Partners

SEPTEMBER 8, 2022

Microsoft Technology Licensing, Undead Labs The Microsoft 401(k) plan is part of the comprehensive benefits offering that includes the Microsoft Corporation Employee Stock Purchase Plan and the Microsoft Corporation Deferred Compensation Plan. trillion in assets and more than a third of total 401(k) assets.

Retirement Planning 52

Retirement Planning Retirement Planning Taxes 52

Midstream Marketing

FEBRUARY 13, 2021

One out of 10 is still an acceptable ROI when you’re talking about $500,000 in assets. It’s a community of like-minded people who always act with the best interests of their clients at heart, and its powerful reputation can definitely be an asset to your marketing strategy and lead gen efforts. XY Planning Network.

Financial Advisor 52

Financial Advisor Clients Assets Financial Services 52

ClearMoney

DECEMBER 5, 2021

Gomes and Michaelides (2008) suggest the greater supply of riskless assets, such as government debt securities, could lead to households investing less of their net worth in risky assets, lowering their consumption volatility and, in turn, the equity premium. Asset Pricing with Limited Risk Sharing and Heterogeneous Agents.”

Government 52

Government Commission Economics Distribution 52

Trade Brains

JANUARY 24, 2024

It is the leading Registrar & Transfer Agency (RTA) to India’s Mutual Fund Industry, catering to ~69% of the Average Assets under Management (AUM) as of June 2023. It currently has 237 active clients, of which 55 of them are part of the Fortune 2000. This is followed by Saas development or Software as a Service.

Insurance 59

Insurance Clients Engineering Management 59

Good Financial Cents

FEBRUARY 24, 2023

It’s estimated that Webull has more than 12 million users and over $40 billion in Assets Under Management (AUM). To verify your identity, Webull may ask for copies of your driver’s license, passport, or other information as necessary. Yes, Webull is 100% legitimate. At the time of this writing, the company has a rating of 4.4

Investments 96

Investments Investing Commission Accounting 96

ClearMoney

DECEMBER 5, 2021

Gomes and Michaelides (2008) suggest the greater supply of riskless assets, such as government debt securities, could lead to households investing less of their net worth in risky assets, lowering their consumption volatility and, in turn, the equity premium. Asset Pricing with Limited Risk Sharing and Heterogeneous Agents.”

Government 52

Government Commission Economics Distribution 52

ClearMoney

DECEMBER 14, 2021

Investor adoption in fixed income has lagged, at least when measured by the assets under management (AUM) in mutual funds and ETFs. 5Wes Crill, “Out of Bounds: Style Drift in the Russell 2000 Value Index,” Insights (blog), Dimensional Fund Advisors, June 2021. Premium : A return difference between two assets or portfolios.

Investments 52

Investments Investing Commission Distribution 52

James Hendries

SEPTEMBER 20, 2022

Since 2000, the average increase in the 10-year yield has been around 1.8%. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Insurance products are offered through LPL or its licensed affiliates. Investing involves risks including possible loss of principal.

Marketing 52

Marketing Marketing Economy Banking 52

The Big Picture

AUGUST 20, 2024

The transcript from this week’s, MiB: Mike Greene, Simplify Asset Management , is below. We have to pay attention to this, and we have to understand why this is potentially a risky asset. We were one of the last to get what’s called a value added license to the compus stat database. 00:18:19 [Speaker Changed] Right?

Assets 173

Assets Management Portfolio Taxes 173

Sara Grillo

JUNE 20, 2022

And it kinda started from there, so he really kinda got the ball rolling for me and… So that was back in 2011. SARA GRILLO, CFA: Okay, so a, what was your original motivation for taking the offer then… 0:02:06.6

Financial Advisor 52

Financial Advisor Sales Commission Clients 52

The Big Picture

APRIL 25, 2023

Because when I started MarketCounsel and the Hamburger Law Firm back in 2000, the only firms that were doing regulatory compliance work were registration services and service bureaus. RITHOLTZ: So, you launch both Hamburger Law Firm and MarketCounsel in 2000. They’re almost a billion dollars in assets. The Nasdaq falls.

Compliance 162

Compliance Clients Wealth Management Management 162

The Big Picture

OCTOBER 24, 2022

They advise or directly manage about $250 billion in flying assets. RITHOLTZ: So how do you find your way from economist to analyst to asset manager? RITHOLTZ: You said, I know, I want to run assets. RITHOLTZ: What was that experience like beginning in asset management in the aisle of hurricane? NORTON: Yeah.

Portfolio 130

Portfolio Management Assets Investments 130

Trade Brains

DECEMBER 11, 2023

The construction of its first terminal began in 2000. In 1959, the Bank was licensed under the Banking Companies Act, of 1949. Asset Under Management (AUM) (Cr.) Apart from PTC’s core business of providing Power Trading services, the Company also owns trading assets of its own via its subsidiary PTC Energy Ltd.

Banking 64

Banking Government Investments Investing 64

The Big Picture

MAY 30, 2023

And so I remember Quincy told me, if you think you’re in the music business, and you don’t own music rights, publishing rights, licensing rights. I wanted to be able to reach into my own pocketbook and to write my own check, which meant I needed assets. BRYANT: Pioneer, and he was an asset owner. RITHOLTZ: Right.

Banking 147

Banking Economics Economy Business Planning 147

The Big Picture

JANUARY 24, 2023

KKR was the biggest with $400 million of assets and eight people. And Forstmann Little was the second biggest with $200 million of assets, and four professionals and they hired me in as the fifth professional. KLINSKY: That was a super hot theme in the year 1999 and 2000. Do you do distressed asset, real estate?

Investments 263

Investments Investing Numbers Banking 263

The Big Picture

AUGUST 1, 2022

The Russell 2000 Index of small-cap stocks and the Nasdaq 100 were both down nearly 32% and 33%, respectively, from their highs. The Russell 2000 has shot up 14% while the Nasdaq 100 has bounced 16%. ( Wall Street Journal ). • Was That the Bottom? That’s a pretty decent bear market. Since that day, the S&P 500 is up 13%.

License 277

License Economy Engineering Taxes 277

The Big Picture

SEPTEMBER 5, 2023

RITHOLTZ: (LAUGHTER) MILLER: But in reality, the buyers that zoomed out to the suburbs were largely from the rental market because they weren’t anchored to another asset. Housing itself, it’s just a slow moving asset. And the reason why I say that is, in 2000, January 1st of 2018, the federal SALT tax was initiated.

Sales 130

Sales Numbers Taxes Marketing 130

The Big Picture

MAY 6, 2025

You’ve been managing outside capital across a variety of asset classes and strategies. So private credit firms like ours, people invest in Hudson Bay and they know it’s not a bank account and that gives us license to deploy the money in ways that are appropriate. This blows up to a $13 trillion asset class.

Risk Management 147

Risk Management Banking Portfolio Distribution 147

The Big Picture

DECEMBER 26, 2023

And I’m sitting there like, man, I’m glad I’m not licensed yet, because, you know, the last thing I wanna do is, you know, get booted outta the business before I even start. But the other factor is asset manager positioning. How, how do you consider different geographies, different sort of asset classes?

Marketing 162

Marketing Marketing Financial Advisor Clients 162

The Big Picture

NOVEMBER 25, 2024

We were talking about luck earlier, got introduced to a local asset manager outside of Boston who saw what I was working on and said, this is really interesting. Would you license these models to me? But as it turns out, the reason that asset manager was able to raise so much money was because they had taken signals.

Portfolio 147

Portfolio Management Assets Marketing 147

The Big Picture

FEBRUARY 7, 2023

When we look at GE from ‘82 to 2000, under the Jack Welch reign, it began priced as a stodgy industrial and I have argued that he left this giant ticking time bomb of a 47 PE on an industrial, with a cratering capital business that had a ticking time bomb of an accounting fraud that SEC finds about to happen. RITHOLTZ: Right. COHAN: Totally.

Engineering 259

Engineering Banking Numbers Management 259