Nerd's Eye View

OCTOBER 27, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that the shift in financial advice from pure investment management to comprehensive financial planning continues, with more individuals becoming CFP professionals than CFAs in the past few years as consumers increasing the diversity (..)

Financial Planner 201

Financial Planner Financial Advice Financial Advisor Tax Planning 201

Nerd's Eye View

MAY 1, 2023

Welcome to the May 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors!

Taxes 179

Taxes Retirement Planning Advertising Retirement 179

Diamond Consultants

APRIL 12, 2023

And on the right, we have the independent models, the independent broker dealers, and RIA space. Since the failures of Silicon Valley Bank and Signature Bank in mid-March, the entire industry has been on the edge of its proverbial seat, wondering if there are more dominoes set to fall in the coming weeks. So what does it all mean?

Banking 52

Banking Wealth Management Recruitment Clients 52

Diamond Consultants

DECEMBER 20, 2022

For instance, while Rockefeller Capital Management and First Republic Private Wealth Management led the headlines by landing some of the industry’s most elite teams, the real news was actually in the wirehouse world. This comes at the expense of advisor control, as well as an expected uptick of heightened supervision and terminations.

Recruitment 59

Recruitment Compliance Wealth Management Banking 59

Sara Grillo

MAY 23, 2022

For those of you who are new to my blog/podcast, my name is Sara. He was working at an RIA firm and kept getting these calls from people that went something like this: “I have interviewed 10 fee-only financial advisors, and nobody wants to provide financial planning to me without an expectation to manage my money. He did the opposite.

Financial Planner 52

Financial Planner CFP Financial Planning Education 52

SEI

SEPTEMBER 17, 2022

As we actually sign new clients, we need to bring those clients on board. So I don't know if we have a full quantification yet, because I think it'll be a dynamic, ongoing process, but I think as people monitor our expense numbers and start to look at that unit, you will start to see those expenses coming down. Ryan Hicke: Sure.

Clients 49

Clients Assets Banking Planning 49