Sara Grillo
OCTOBER 21, 2022
RIA firm – a Registered Investment Advisor firm registered with either the SEC or state regulators. An RIA firm’s financial advisors must follow the fiduciary standard which is believed to be the highest standard of care in the industry. And I wanted to define some key terms first.
Diamond Consultants
AUGUST 9, 2022
Additionally, industry events and custodial or broker dealer conferences give advisors time to interact regularly. And, of course, there is always the option to build your own community via targeted recruiting and acquisitions. The End Game: Succession. Going Independent with an RIA vs. IBD: A Comparison Fact Sheet. Download->
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Diamond Consultants
JUNE 23, 2022
Contact an objective and experienced recruiter to identify the right opportunities that would help you achieve your goals. Some helpful links for IBD Advisors: Going Independent with an RIA vs. IBD: A Comparison Fact Sheet. Download it -> The Independent Advisor’s “Gut Check”. Connect with trusted support.
eMoney Advisor
DECEMBER 15, 2022
Are you looking to energize recruitment and boost staff retention for your practice? What Makes Financial Advisors Happy And The Second Kitces Research Study On Advisor Wellbeing,” August 9, 2021. Registered Investment Advisors: How US Banks Can Weigh the M&A Potential,” August 26, 2021. Sources: 1.
Indigo Marketing Agency
JANUARY 24, 2024
Matt Reiner Reason to Follow: Expert in industry growth and evolution, shares through his podcast and media appearances Matt Reiner is a CFA, CFP® professional, and partner at Capital Investment Advisors and Wela Strategies. He is on a mission to help the industry grow and evolve.
Indigo Marketing Agency
JANUARY 24, 2024
Matt Reiner Reason to Follow: Expert in industry growth and evolution, shares through his podcast and media appearances Matt Reiner is a CFA, CFP® professional, and partner at Capital Investment Advisors and Wela Strategies. He is on a mission to help the industry grow and evolve.
SEI
SEPTEMBER 17, 2022
Just switching to the investment advisor segment, you recently hired Gabriel Garcia to lead the company's RIA custody business and strategy. Maybe if you can just comment on your advisor recruiting efforts. So every quarter you kind of mentioned that you recruited a certain number of advisors.
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