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Importance of Compliance

Truemind Capital

We being a SEBI-regulated entity very well understand the importance of regulatory compliance. There is no denying that following the compliances is time-consuming, expensive, and hinders growth. Even we at Truemind crib sometimes that how much time and costs we have to spend on compliance.

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The Latest In Financial #AdvisorTech (November 2023)

Nerd's Eye View

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: FinanceHQ has launched as a new digital lead generation platform for financial advisors, which takes a more niche-focused approach to matching prospective clients with advisors – representing a bet that capturing prospects (..)

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Adviser links: fee increases

Abnormal Returns

rationalreminder.libsyn.com) The biz The DeVoe 2023 M&A report shows expectations for lower RIA valuations. investmentnews.com) Practice management Why firms need to make compliance an ally, not an obstacle. (open.spotify.com) Cameron Passmore and Benjamin Felix talk with Prof. morningstar.com) SECURE Act 2.0

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: Icahn Enterprises says U.S. regulators have ‘not made any claims or allegations,’ with regard to investigation

MarketWatch

regulators, seeking information, including materials on corporate governance, capitalization, securities offerings and valuation. IEP disclosed Wednesday in its 10-Q quarterly filing that on May 3, it was contacted by the U.S. The investigation by the U.S. Icahn said in the 10-Q that it was cooperating with the investigation.

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Market Commentary: Checking In on Market Fundamentals

Carson Wealth

Pockets of attractive valuations exist despite above-average valuations in some high-profile areas of the market. Source: Factset, Carson Investment Research 3/28/2024 Valuations Revenues, earnings, margins, and other fundamental factors all contribute to the valuation of a company. Following the huge 11.2%

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: Forian sells cannabis software unit BioTrack to venture capital-backed Alleaves

MarketWatch

For its part, Alleaves in July announced it raised $40 million in Series A funding at a valuation of $240 million with lead investor The Eleven Fund. Shares of Forian are up 36% in 2023, compared to a 13% rise by the Nasdaq COMP.

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Market Commentary: Earnings Season Flouts Calendar Effects

Carson Wealth

Earnings, Not Rising Valuations, Driving Magnificent Seven Stock Gains Of course, NVIDIA’s stock movement has been strong. While not reviewing NVIDIA in particular, we do wonder whether price appreciation for Magnificent Seven stocks simply reflects unreasonable valuations based on untethered investor enthusiasm.