Weekend Reading For Financial Planners (June 14–15)
Nerd's Eye View
JUNE 13, 2025
Other key findings from the survey included a gap between long-term investment return expectations of investors and advisors (12.6%
Weekend Reading For Financial Planners (March 22–23)
Nerd's Eye View
MARCH 21, 2025
Also in industry news this week: While inter-channel advisor moves often make headlines, a recent study from Diamond Consultants found that most advisor transitions occur between firms in the same channel The number of disciplinary cases and restitution orders from FINRA increased in 2024 (the total amount of fines declined) as the self-regulatory (..)
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Weekend Reading For Financial Planners (April 12–13)
Nerd's Eye View
APRIL 11, 2025
In addition, Atkins' arrival could also mean the end of the pending RIA outsourcing and custody rules proposed under Gensler, a reduced focus on monitoring advisors' off-channel communications, and a new regulatory framework for digital assets.
Kitces & Carl Ep 166: Financial Planners As The Guide To Help Clients Navigate Potentially Changing Terrain?
Nerd's Eye View
JUNE 12, 2025
In our 166th episode of Kitces & Carl , Michael Kitces and client communication expert Carl Richards discuss how advisors can bridge the gap between planning and a client's lived experience to guide better decision-making. So how can advisors help clients understand dangers they haven't personally encountered?
Weekend Reading For Financial Planners (May 3–4)
Nerd's Eye View
MAY 2, 2025
Also in industry news this week: A majority of financial advisory clients feel reassured by their advisor in the current market environment, according to a recent survey, with advisors pursuing a mix of 'high touch' and 'low touch' communication methods A FINRA proposal that purports to streamline regulatory obligations regarding outside business activities (..)
Adviser links: diverse talent
Abnormal Returns
FEBRUARY 12, 2024
Podcasts Brendan Frazier talks with Sten Morgan, the founder of Legacy Investment Planning, about better communicating with clients. wiredplanning.com) Michael Kitces talks with David Savir who is the Co-Founder and CEO of Element Pointe Family Office, about crafting an employee equity program.
Weekend Reading For Financial Planners (August 31–September 1)
Nerd's Eye View
AUGUST 30, 2024
Also in industry news this week: While many pre-retirees feel unprepared for retirement, longitudinal survey data suggest most will end up living a comfortable retirement, suggesting a role for financial advisors to show them projections of what their retirement could actually look like According to a recent survey, high-net-worth individuals are largely (..)
Weekend Reading For Financial Planners (March 9-10)
Nerd's Eye View
MARCH 8, 2024
Also in industry news this week: A recent survey has found that a majority of prospective financial planning clients across all age brackets are open to working with a remote advisor, creating opportunities for advisors to grow their businesses and for clients to find the ‘best’ advisor for their needs, regardless of their location A federal (..)
Weekend Reading For Financial Planners (June 8-9)
Nerd's Eye View
JUNE 7, 2024
Also in industry news this week: Backers announced the new Texas Stock Exchange, which seeks to provide companies with a lower-cost alternative to the NYSE and Nasdaq, which, if successful, could create a more competitive landscape and potentially better execution and reduced trading costs for financial advisors and their clients The American College (..)
Investment Planning Options
Brown Advisory
OCTOBER 16, 2017
Investment Planning Options achen Mon, 10/16/2017 - 10:24 The decision to sell or hold a concentrated position may sound simple, but these situations are often more complex than they appear. They require the investor to reconcile investment dynamics, tax considerations and a variety of subjective, emotional factors.
Investment Planning Options
Brown Advisory
OCTOBER 16, 2017
Investment Planning Options. They require the investor to reconcile investment dynamics, tax considerations and a variety of subjective, emotional factors. Mon, 10/16/2017 - 10:24. The decision to sell or hold a concentrated position may sound simple, but these situations are often more complex than they appear.
Avoid Making These Mistakes to Safeguard Your Wealth
WiserAdvisor
JUNE 13, 2025
Set up advance directives: Outline your healthcare wishes in case you are unable to communicate them yourself in the future. Review regularly: Update your plan after major life events like marriage, divorce, births, or major financial changes. To protect your wealth, it helps to create a clear investment plan.
5 Good Elements of a Financial Advisor
International College of Financial Planning
OCTOBER 5, 2021
Hence, you must have a passion for finance and always stay ahead in the game.The laws, regulations, and compliance requirements concerning investment, planning, and finance keep changing regularly and you must stay abreast with them. Communication Skills. The latter is often overlooked but decides success in this profession.As
Lessons from Two Decades Running Quant Models
Validea
OCTOBER 12, 2024
The emotional toll of these events often leads to behavioral mistakes that can derail long-term investment plans. This is particularly challenging when an investment strategy loses money in a year when the broader market is up, as we’ve seen with some value strategies in recent years.
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What You learn in Risk Analysis Under CFP Certification
International College of Financial Planning
JULY 20, 2022
CFP course helps to create professionals who are skilled in the field of Financial Planning, Investment Planning, Consultation Solutions, Personal Finance, etc. CFP courses include Finance Courses, Financial Planning Courses , Risk Analysis & Insurance Planning Courses, Tax & Estate Planning Courses, etc.
U.S. Expat Series: The Top 7 Pitfalls and What You Need to Know
Brown Advisory
MAY 28, 2021
Whether you plan to spend a few years, a few decades, or the rest of your life outside the U.S., Brown Advisory can deliver a comprehensive cross-border investment plan for you and your family that can move with you wherever life may take you. Brown Advisory does not render legal or tax advice.
Clients 52
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U.S. Expat Series: The Top 7 Pitfalls and What You Need to Know
Brown Advisory
MAY 28, 2021
Whether you plan to spend a few years, a few decades, or the rest of your life outside the U.S., Brown Advisory can deliver a comprehensive cross-border investment plan for you and your family that can move with you wherever life may take you. Learn more >. Brown Advisory does not render legal or tax advice.
Clients 52
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The Role of Emotional Factors in Your Decision to Hire An Advisor
WiserAdvisor
JULY 25, 2023
How effectively you communicate with the advisor Effective communication is the foundation of a good professional client-advisor association. It is important to be able to communicate with your financial advisor without judgment, inhibition, or fear. Make a note of their communication skills and interest in the conversation.
Integrated Diploma in Wealth Management: A Comprehensive Program for Aspiring Wealth Managers
International College of Financial Planning
MARCH 31, 2023
Skills Required for a Career in Wealth Management A successful career in wealth management requires a range of skills that include: Strong communication skills to engage with clients and explain complex financial concepts in a simple manner.
Is Now a Good Time to Invest? Consider These Factors
Clever Girl Finance
OCTOBER 8, 2024
Staying committed to my investment plan, even during market downturns, has been crucial. Instead of panicking and selling my investments, I maintained my course, knowing that markets eventually rebound. Have broad diversification in your investment portfolio Diversification helps protect your portfolio from market fluctuations.
Investments 98
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The 8 Highest-Paying Jobs in Major Banks for 2023
Good Financial Cents
JANUARY 11, 2023
Portfolio Managers are responsible for developing investment strategies, tracking markets, evaluating documents and figures, and creating customer investment plans. They also collaborate with other finance professionals, like investment bankers and credit analysts, to develop various growth strategies. Investment Banker.
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Serving Clients at All Stages of the Financial Planning Lifecycle Effectively and Efficiently
eMoney Advisor
FEBRUARY 9, 2023
Optimize Your Marketing If you want to reach prospective clients in different stages of the financial planning lifecycle, you need to meet them where they are. Identify what value you bring to clients in each of your target segments and then communicate that value via the right channels.
How To Become A Less-Stressed Millionaire
Gen Y Planning
FEBRUARY 1, 2023
Have open communication with your care team; if you feel concerned that you might not be able to communicate your needs, bring a friend or loved one with you. The CDC recommends these tips for navigating your care needs: Know your body – be aware of how you feel when you’re healthy and vice versa.
Workable Wealth Investing Series: What Investment Strategies Should I Use?
Workable Wealth
SEPTEMBER 16, 2020
There are many different investing strategies out there, and you need to find one that supports your unique goals. Each person’s investment needs may change, so it’s important to know the different ways you can invest. Remember, you can always alter your investment plan as your needs evolve. .
Investments 52
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What Is the S&P 500 (and Why Does Everyone Talk About It All the Time?)
Carson Wealth
SEPTEMBER 19, 2022
Communication services . So, while the S&P 500 can give you a window into the overall health of the market, it’s always best to stick to your investment plan for a solid financial future. Have Questions About Investing? . It includes 11 major sectors: . Information technology . Health care . Financials .
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Letter of Final Wishes (LFW)
Dear Mr. Market
APRIL 6, 2022
A well designed LFW is a direct communication to your loved ones that covers a myriad of personal details relating to your “financial house”, legacy, and overall household. Ultimately the courts ruled in her favor but none of this would have happened had it been clearly written out in a LFW.
Workable Wealth Investing Series: What You Need to Know About the Market
Workable Wealth
JUNE 24, 2020
But before investing, it’s important to know how the system works so you and your financial advisor can create a portfolio that truly reflects your needs. . Look for Part Two of our series where we delve into types of investing strategies! . Need help with your investment plan? Give us a call today. .
Investments 52
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How to Choose the Right Job Oriented Course After Graduation in Wealth Management
International College of Financial Planning
MAY 20, 2024
Enhance Your Professionalism: Employers value soft skills highly, so it is important to hone skills such as effective communication, ethical judgment, and critical thinking. Highlight your achievements, relevant certifications, and any specific projects that align with the industry’s needs.
Workable Wealth Investing Series: What’s in an Investment Portfolio?
Workable Wealth
SEPTEMBER 30, 2020
In recent years, however, passive investment strategies have been more cost-effective and produced higher returns than actively managed funds which are more costly to operate. Most types of investing will cost you something and you should know the different types of fees you may be responsible for. Fees to Learn.
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List of Financial Advisors for small accounts
Sara Grillo
AUGUST 25, 2023
I usually have people sign consent and release forms so I can communicate direct with their CPA and Attorney. To be paid, I have to manage money, but I will go through creating the statements and coming up with strategies before we work on investments together to see if we want to work together on investments.
How to Invest in the S&P 500: What You Need to Know
Good Financial Cents
NOVEMBER 14, 2022
There are 11 sectors in the S&P 500 , ranked below by the percentage of the index represented by each: Information Technology (26.4%) Health Care (15.1%) Consumer Discretionary (11.7%) Financials (11.0%) Communication Services (8.1%) Industrials (7.9%) Consumer Staples (6.9%) Energy (4.5%) Utilities (3.1%) Real Estate (2.8%) Materials (2.5%).
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Do I Need A Financial Advisor? Here’s How To Decide
Clever Girl Finance
JULY 16, 2023
There are instances where you may not need a financial advisor: You’ve automated your finances Have you decided to automate your finances so you’re hitting your savings and investment goals? Many people in this bucket have set up a simple investment plan. How does communication work?
Do I Need A Financial Advisor? Here’s How To Decide
Clever Girl Finance
JULY 16, 2023
There are instances where you may not need a financial advisor: You’ve automated your finances Have you decided to automate your finances so you’re hitting your savings and investment goals? Many people in this bucket have set up a simple investment plan. How does communication work?
2017 Year-End Planning Letter
Brown Advisory
DECEMBER 4, 2017
Early funding of an IRA can pay off immensely over the long term, due to the power of compounding, and the tangible benefit for the younger investor is enhanced by a clear, practical education about the wisdom of long-term saving and investment planning.
Planning 52
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The Other 95%
Brown Advisory
APRIL 16, 2018
In this article, we discuss how we help nonprofits develop and implement their mission-driven investment strategies, and we cover some of the specific structures that organizations can use to achieve financial and impact objectives at the same time. Note that this data does not represent any Brown Advisory investment offerings.
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The Other 95%
Brown Advisory
APRIL 16, 2018
In this article, we discuss how we help nonprofits develop and implement their mission-driven investment strategies, and we cover some of the specific structures that organizations can use to achieve financial and impact objectives at the same time. Developing Sustainable Investment Plans Standard Process, Added Layers of Thought.
Nonprofit 52
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From leads to loyalty: 3 strategies for connecting with clients
Million Dollar Round Table (MDRT)
JULY 16, 2024
Try these ideas from MDRT members to communicate with clients and build critical professional relationships. You can have a great investment plan, no debt, an emergency fund set up and a college funding plan in place for your children, but if a spouse dies prematurely or becomes disabled, the plan is in ruins.
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Advice-only financial planners are stealing the show!
Sara Grillo
MAY 23, 2022
Cody decided to become an advice-only financial planner, avoiding managing assets for clients and focusing instead just on the service of financial planning because he feels that is where the greatest value of a financial advisor lies. He does not take discretion of client assets.
Transcript: Charlie Ellis
The Big Picture
DECEMBER 28, 2022
And most people really ought to have a good investment plan, but they don’t. And everybody has access to the Internet and it’s instantaneous communication worldwide. And thank goodness, we speak the English language because that’s the language of investing worldwide. It’s really been terrific.
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Investors Seeking Sustainability Gain Confidence Through Screening
Brown Advisory
SEPTEMBER 12, 2016
Empowered by screening-based knowledge, the client and other investors can push forward with greater confidence in their long-term investment plans. The views expressed are those of the authors and Brown Advisory as of the date referenced and are subject to change at any time based on market or other conditions.
Clients 52
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Investors Seeking Sustainability Gain Confidence Through Screening
Brown Advisory
SEPTEMBER 12, 2016
Empowered by screening-based knowledge, the client and other investors can push forward with greater confidence in their long-term investment plans. . . This communication and any accompanying documents are confidential and privileged. They are intended for the sole use of the addressee.
Clients 52
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ISAs – should U.S. taxpayers living in the U.K. use them?
Brown Advisory
MARCH 20, 2023
To avoid potential issues down the road speak to your friendly US/UK advisers (accountants and investment managers) before opening up and funding ISAs. Whether you plan to spend a few years, a few decades, or the rest of your life outside the U.S., Learn more > Billy Mathews, a U.S. Brown Advisory does not provide tax advice.
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Uniting Around a Legacy: Generational Wealth Transfer
Brown Advisory
FEBRUARY 13, 2017
Steps Toward Sustainability Many investors have deeply held beliefs and values that shape their life choices, yet three out of four investors are still hesitant about discussing sustainable investing with their advisors, according to a 2013 study by Calvert Investments. Identify the values you prioritize.
Clients 52
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Uniting Around a Legacy: Generational Wealth Transfer
Brown Advisory
FEBRUARY 13, 2017
Many investors have deeply held beliefs and values that shape their life choices, yet three out of four investors are still hesitant about discussing sustainable investing with their advisors, according to a 2013 study by Calvert Investments. Identify the values you prioritize.
Clients 52
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