Nerd's Eye View

JULY 26, 2024

The study also identified attributes of "top performing" firms across a range of metrics, finding that they are more likely than other firms to have a clear ideal client persona, client value proposition, and marketing plan.

Financial Planner 246

Financial Planner Retirement Communication Financial Advisor 246

Nerd's Eye View

MAY 2, 2025

Also in industry news this week: A majority of financial advisory clients feel reassured by their advisor in the current market environment, according to a recent survey, with advisors pursuing a mix of 'high touch' and 'low touch' communication methods A FINRA proposal that purports to streamline regulatory obligations regarding outside business activities (..)

Financial Planner 159

Financial Planner CFP Financial Advisor Retirement 159

BlueMind

JULY 15, 2022

Category: Compliance. The Significance Of Financial Compliance Financial compliance requires all actions, procedures, guidelines, and business culture to abide by the rules and regulations set by the regulatory authorities of the financial market. Entering an arrangement in order to manipulate the market or market prices.

Compliance 98

Compliance Financial Advisor Certified Financial Planner Clients 98

Nerd's Eye View

DECEMBER 27, 2023

These responsibilities also extend to the use of any technology used in the process of giving advice: A recommendation made with the aid of technology still needs to be in the client's best interests, while the technology also needs to carry out any function as it's described in the advisor's marketing materials and client communications.

Financial Advice 246

Financial Advice Communication Compliance Clients 246

Midstream Marketing

NOVEMBER 26, 2024

Key Highlights Find out why marketing is important for RIAs in the current hard market. Learn smart ways to connect with RIAs, such as content marketing and digital strategies. Understand why following the rules is important in RIA marketing and read the best practices. Good marketing is important for growth.

Compliance 52

Compliance Marketing Marketing Investment Advisor 52

Nerd's Eye View

JUNE 3, 2024

This month's edition kicks off with the news that 'startup' custodian Altruist has completed a $169 million fundraising round as it continues to rebuild the RIA custodial tech stack layer-by-layer while positioning itself as the biggest RIA custodian built from scratch and solely for advisors – which, while making it the clear #3 custodian behind (..)

Risk Tolerance 246

Risk Tolerance Communication Startup Financial Planning 246

Midstream Marketing

OCTOBER 30, 2024

RIAs need to update their marketing plans to stay ahead. A strong brand identity is key to getting and keeping clients in this tough market. RIAs must understand and follow SEC marketing rules to meet their ethical and legal needs. Understanding the Marketing Landscape for RIAs The world of financial advice is changing fast.

Investment Advisor 52

Investment Advisor Investing Investments Ethics 52

Nerd's Eye View

JANUARY 26, 2024

Also in industry news this week: A House committee has advanced a bill that would extend several expired business-related tax measures from the Tax Cuts and Jobs Act and would increase the value of the Child Tax Credit The SEC released its examination priorities for 2024, which include a focus on advisers' adherence to their duty of care and duty of (..)

Financial Planner 246

Financial Planner Retirement Planning Financial Advisor Retirement 246

Midstream Marketing

DECEMBER 7, 2024

Get better marketing ROI by using data insights and smooth automation processes. Introduction In todays world, financial advisors need good tools for marketing automation to do well. A strong chance for these advisors is the partnership between AdvisorStream , a leading digital marketing platform, and Broadridge Financial Solutions.

Compliance 52

Compliance Financial Advisor Clients Communication 52

FMG

APRIL 30, 2025

With everything on your plate, there’s little time left for marketing let alone designing campaigns, editing videos, or writing newsletters. Thats where marketing tools for financial advisors come in. These AI-powered assistants help streamline your workflow and enhance communication. You dont need to download anything.

Marketing 52

Marketing Marketing Media Compliance 52

Indigo Marketing Agency

FEBRUARY 19, 2025

Why Hiring a Digital Marketing Agency for Financial Services Is the Key to Growing Your Business In the mid-2000s, digital marketing was just one of many mediums local businesses were starting to utilize to growalong with newspaper ads, phone book ads, direct mail ads, radio and TV ads, billboards, door-to-door sales, and more.

Financial Services 59

Financial Services Financial Planner Advertising Financial Advisor 59

Midstream Marketing

OCTOBER 31, 2024

Key Highlights In today’s online world, businesses in the financial services industry need financial marketing consultants to succeed. These experts know the challenges of marketing in financial services. Financial marketing consultants provide many services. Financial marketing consultants provide many services.

Consulting 52

Consulting Financial Market Marketing Marketing 52

Nerd's Eye View

JULY 8, 2024

After several turbulent years in both markets and workforces, 2024 appears to be the 'most normal' year of late, with strong market performance, cooling (or at least no longer rising!?) interest rates, and relatively little new tax legislation (yet).

Ethics 237

Ethics Education Financial Advice Communication 237

Midstream Marketing

JANUARY 19, 2025

Key Highlights Discover the evolution and importance of digital marketing in the financial sector. Learn about essential tools, platforms, and strategies for successful digital marketing. Follow a structured step-by-step guide to launching and measuring the success of your digital marketing strategy.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Midstream Marketing

DECEMBER 6, 2024

Key Highlights Learn why having a clear marketing strategy is important for RIAs, especially in hard markets. Understand the key rules and best practices to keep your marketing activities aligned with industry standards. Find answers to common questions about RIA marketing to help you succeed.

Marketing 52

Marketing Marketing Media Engineering 52

Nerd's Eye View

NOVEMBER 7, 2022

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: Orion’s Redtail launches “Redtail Campaigns” in partnership with Snappy Kraken to facilitate CRM-based drip marketing emails.

Risk Tolerance 239

Risk Tolerance Startup Compliance Clients 239

Midstream Marketing

DECEMBER 10, 2024

We will also explore content marketing to help you stand out in your field. Introduction In todays challenging market, financial advisors need strong financial advisor marketing strategies. By promoting their brand, advisors can run effective marketing campaigns. This builds trust and credibility in a competitive market.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

Don Connelly & Associates

NOVEMBER 18, 2024

And, with the increasing complexity of financial markets and compliance requirements, advisors must spend more time on data entry, paperwork, and compliance at the expense of more client-facing activities.

Financial Advisor 52

Financial Advisor Clients Compliance Financial Services 52

Midstream Marketing

NOVEMBER 5, 2024

Understand why compliance, engagement, and tracking success are vital for your social media efforts. Are your clients worried about the market’s ups and downs? Think of your social media channels as spaces for two-way communication. This approach creates a sense of community. Are they interested in retirement plans?

Media 52

Media Financial Advisor Marketing Marketing 52

Midstream Marketing

NOVEMBER 6, 2024

Key Highlights Content marketing helps financial advisors stand out and earn trust from potential clients. A strong content marketing strategy involves setting clear goals, knowing your target audience, creating various types of content, and using social media and SEO effectively. This group will appreciate your knowledge and skills.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Nerd's Eye View

APRIL 17, 2024

After advisors do all of the work of bringing on a new client (Marketing! Compliance!), Prospecting! Onboarding! it can sometimes feel natural to let the relationship go into "maintenance mode".

Clients 246

Clients Financial Planning Planning Compliance 246

Indigo Marketing Agency

JANUARY 25, 2022

Monday’s market dip almost put the S&P 500 down over 10%. But as a financial advisor, how should you communicate with your clients about market volatility? Never let a good crisis go to waste—or in this case, a dip in the stock market. Market volatility is a powerful marketing opportunity for two reasons.

Communication 52

Communication Clients Marketing Marketing 52

Carson Wealth

DECEMBER 16, 2024

We Still Believe in Santa Stocks fell overall last week, with some of the weakness masked by big gains from the communications services and consumer discretionary sectors. Within shelter, its really owners equivalent rent (OER), which is the implied rent homeowners pay, and is based on market rents as opposed to home prices.

Marketing 52

Marketing Marketing Insurance Food 52

Nerd's Eye View

AUGUST 30, 2023

Because of this, non- solicit agreements (where the departing advisor is restricted in whether and how they can communicate with their clients, and "solicit" them to come with the advisor when they leave for another firm) are much more common in the financial advisory industry.

Clients 246

Clients Communication Financial Planning Planning 246

Indigo Marketing Agency

SEPTEMBER 28, 2024

The problem with this approach is that it often lacks a cohesive strategy and doesn’t communicate the specific value of the advisor posting it. Personalize Your Outreach Instead of sending out generic messages, take the time to personalize your communications. Want to Execute a Successful Marketing Plan on LinkedIn and Beyond?

Financial Advisor 95

Financial Advisor Media Compliance Sales 95

Midstream Marketing

NOVEMBER 26, 2024

Key Highlights Learn why marketing to RIAs is vital in todays competitive financial services market. Understand the importance of compliance in marketing for RIAs and explore best practices. Get answers to frequently asked questions about RIA marketing strategies. A solid plan can bring in the right clients.

Marketing 52

Marketing Marketing Compliance Investment Advisor 52

Nerd's Eye View

JUNE 4, 2024

What's unique about Freeman, though, is how despite the conventional industry view that it takes $10s of millions of AUM to go independent, launched his own RIA with just $7M of AUM (and even that was split with a business partner), and found that the subsequent freedom to build their own SEO-optimized website to market themselves the way they wanted (..)

Fee Only 130

Fee Only Financial Advisor Clients Estate Planning 130

Nerd's Eye View

JUNE 4, 2024

What's unique about Freeman, though, is how despite the conventional industry view that it takes $10s of millions of AUM to go independent, launched his own RIA with just $7M of AUM (and even that was split with a business partner), and found that the subsequent freedom to build their own SEO-optimized website to market themselves the way they wanted (..)

Fee Only 130

Fee Only Financial Advisor Clients Estate Planning 130

Midstream Marketing

MAY 12, 2025

Key Highlights Compare the benefits of in-house marketing teams versus virtual marketing agencies to make informed decisions for your financial advisory firm. Discover how overhead costs, scalability, and industry expertise impact your marketing strategy choices. It gives them full control over all marketing initiatives.

Marketing 52

Marketing Marketing Compliance Communication 52

Carson Wealth

SEPTEMBER 23, 2024

We will get into all of the ramifications of the Fed’s decision below, but to kick off this week’s market commentary we will discuss why rate cuts can indeed be a bullish development for investors. The Fed’s essentially putting a floor under the labor market. First things first, why are they cutting? The S&P 500 surged 1.7%

Marketing 96

Marketing Marketing Economy Economics 96

Carson Wealth

FEBRUARY 20, 2024

Welcome to Late February The S&P 500 fell slightly last week, and it’s fair to say the market was due. Big picture: The bull market is alive and well, and we continue to expect higher prices overall in 2024. An upside inflation surprise and a shift in rate-hike expectations contributed to the market’s weakness. last Tuesday.

Marketing 96

Marketing Marketing Economy Medicine 96

Indigo Marketing Agency

DECEMBER 18, 2019

Why Do Financial Advisors Benefit From Working With Marketing Companies? Most financial advisors don’t have a lot of time to devote to their marketing strategy. Not only are they busy running their business and serving their clients, marketing may not be their expertise or interest. Which Is The Best Marketing Company For You?

Financial Advisor 52

Financial Advisor Marketing Marketing Compliance 52

FMG

OCTOBER 28, 2022

Video is one of the most powerful formats for creating effective marketing content for financial service professionals. This marketing power explains why using video on landing pages increases conversions by 86%. . This marketing power explains why using video on landing pages increases conversions by 86%. . Market updates .

Financial Advisor 64

Financial Advisor Marketing Marketing Communication 64

FMG

SEPTEMBER 29, 2022

You’ve probably heard it a million times and will most likely listen to it a million more, but video marketing is here to stay. With over 54% of consumers wanting to see more video content , it’s hard not to justify using it in your marketing campaigns. Let Our Content Help Fuel Your Marketing! Find Out More Here.

Marketing 72

Marketing Marketing Media Advertising 72

Steve Sanduski

OCTOBER 27, 2024

How do your marketing efforts influence client acquisition and satisfaction? Moreover, increased efficiency translates to a more responsive and agile organization, capable of adapting quickly to client needs and market changes. Bringing in New Clients: Includes marketing and sales processes for attracting and converting prospects.

Clients 64

Clients Financial Advisor Management Compliance 64

Good Financial Cents

DECEMBER 14, 2022

Most financial managers have previous experience working in market analysis and forecasting positions similar to this one. Chief Compliance Officer. A chief compliance officer ensures financial institutions adhere to all applicable laws and regulations. Average salary: $114,832 per year. Insurance Advisor. Financial Examiner.

Budgeting 88

Budgeting Compliance Accounting Insurance 88

Harness Wealth

APRIL 16, 2025

Market research expensesincluding competitor analysis, industry surveys, and customer focus groupsalso qualify for tax deductions during the critical planning phase. These plans create valuable recruitment, and retention tools in the competitive tech talent market while generating immediate tax advantages for your business.

Startup 52

Startup Taxes Tax Planning Transportation 52