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How to sniff out a lying grifter in a Form ADV

Sara Grillo

In this blog, Scott Salaske of Firstmetric and I discuss the proper way to read a Form ADV so that you can get the information you need to make an informed choice and avoid working with a financial advisor who is a lying, deceptive grifter. This is super important for anyone looking to pick a good financial advisor.

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Praj Industries – Market Leader with a share of nearly 10% of Global Ethanol Plant

Trade Brains

Praj has commissioned India’s first commercial 2G ethanol plant with IOCL and is working on more such projects with BPCL and HPCL. As of March 2024 Praj Industries had an order backlog of Rs 3,855 crore, with 71% from the domestic market. The company has 700 crores as cash in hand till 31st of March 2024.

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Top Movies & Shows for Financial Advisors to Watch

BlueMind

Initially, Belfort starts off as a stockbroker who after a major market downfall and loss of employment joins a small business selling penny stocks. Deciding to chase after bigger commissions and targeting high net worth clients, he begins his own firm selling penny and IPO stocks. Boiler Room (2000).

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Top Compliance Challenges Financial Advisors Face

BlueMind

The Significance Of Financial Compliance Financial compliance requires all actions, procedures, guidelines, and business culture to abide by the rules and regulations set by the regulatory authorities of the financial market. However, what if the client fails to provide the full picture?

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Forex Trading For Beginners – Learn Before You Trade

Trade Brains

Forex Trading In the world of financial markets, the rise of traders in currency markets is rapidly growing. Typically forex trading is much complicated and riskier compared to other markets like equity, derivative, and commodity. Forex markets are fast-moving with high liquidity resulting in potential and fast returns.

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What Is The SIPC and How Does it Protect Your Investments?

Good Financial Cents

These include investments like commodity futures and fixed annuity contracts which are not registered with the Securities and Exchange Commission (SEC). The claim form will require you to provide information about your account, the securities you held, and the value of your investments. 4 Wait for the SIPC to review your claim.

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How to Choose the Right Wealth Management Firm in Kansas City

Fortune Financial

They are well-versed in various aspects of financial planning, including investments, retirement planning, estate planning and tax management. Chartered Financial Analyst (CFA) CFAs are experts in investment management and analysis. The information contained herein is based on current tax laws, which may change in the future.