Weekend Reading For Financial Planners (March 22–23)
Nerd's Eye View
MARCH 21, 2025
of advisor compensation, while commission-based revenues have declined to 23% of an average advisor's revenue.
Pennsylvania Advisor Who Used Client Funds on Country Club Dues Gets 8 Years in Prison
Wealth Management
JUNE 26, 2025
and Orchard Park Real Estate Holdings, was originally charged in January by the Securities and Exchange Commission and DOJ. Mason, who ran Rubicon Wealth Management, a registered investment advisor in Gladwyne, Pa., He pleaded guilty to all of the criminal charges.
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Your Accounting Expertise Will Only Get You So Far: What Really Matters
Trending Sources
Market Timing vs. Time in the Market
Zoe Financial
JANUARY 28, 2025
3 It's Expensive Frequent trading and trying to time the market will rack up brokerage commission costs, particularly for smaller investors. Zoe Financial is not an accounting firm – clients and prospective clients should consult with their tax professional regarding their specific tax situation.
Marketing 98
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Hong Kong Embraces Crypto Regulations – Will China Join In?
Trade Brains
JUNE 29, 2025
Specifically, the Securities and Futures Commission (SFC) will oversee key players. Public consultations on licensing will begin very soon. Authorities target comprehensive regulation. This includes digital asset service providers and exchanges. Furthermore, stablecoin issuers fall under this new regulatory umbrella.
License 64
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Why Gen 2 Advisors Are a Flight Risk
Wealth Management
JULY 18, 2025
According to a recent survey commissioned by Kestra Financial and Bluespring Wealth Partners, less than half (41%) of first-generation advisors have transferred equity to successors, and just 6% of those planning to retire within 10 years have a fully documented succession plan. Orsini said owners don’t just have to give ownership away.
Estate Planning 253
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Financial Check Engine Light: How to Know When It’s Time to Revisit Your Plan
Tobias Financial
JUNE 16, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. This is a publication of Tobias Financial Advisors.
Engineering 52
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How to Find a Fiduciary Financial Advisor
Darrow Wealth Management
NOVEMBER 4, 2024
Advisors that receive commissions from selling mutual funds, insurance, annuities, or other products are incentivized to push products, leaving less time for advice. SEC advisor search The Securities and Exchange Commission offers an online search for investors to research registered investment advisory firms or advisors by name.
How to Find a Fee-Only Financial Advisor
Darrow Wealth Management
FEBRUARY 13, 2025
Fee-only firms are unique as they do not receive commissions from selling financial products, such as insurance policies or investment products. Planners often go by some combination of terms like [financial, retirement, investment, money, wealth] followed by words like advisor, planner, consultant, manager, specialist.
Fee Only 56
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5 Components of Financial Literacy
Zoe Financial
JUNE 18, 2025
In addition to salary, bonuses, and commissions, earnings also include investment income. Disclosure: This page is not investment advice and should not be relied on for such advice or as a substitute for consultation with professional accounting, tax, legal or financial advisors. 5 Components of Financial Literacy 1.
Insurance 40
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Financial Advisor vs Self-Investing: Why Self-Investing May Not Always Be a Good Idea
WiserAdvisor
JULY 9, 2025
Today, you can choose from different types of financial advisors , such as fee-only, commission-based, hourly, AUM-based, or whatever works for your financial situation. Many financial advisors offer one-time consultations or even subscription models for ongoing support. You also do not need to commit forever.
Presidential Elections: What Do They Mean for Markets?
Tobias Financial
NOVEMBER 4, 2024
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. It is for information and planning purposes only.
Marketing 52
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10 High-Income Tax Planning Strategies to Complete Before 2025: A Year-end Checklist
Harness Wealth
NOVEMBER 12, 2024
However, for individuals who generate 1099 income from consulting, a small business, or other professional activities can capture tax savings from contributing significant portions of their net profits to tax-advantaged retirement accounts such as SEP IRAs or Solo 401(k)s. Registration does not imply a certain level of skill or training.
Tax Planning 52
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A Beginner’s Guide to Market Investment Terms
Carson Wealth
JULY 16, 2025
Before you take any specific action be sure to consult with your tax professional. ETFs incur trading and commission costs similar to stocks and frequent trading can negate the lower cost structure of an ETF. A diversified portfolio does not assure a profit or protect against loss in a declining market.
Investing 52
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2025 Wealth Preservation Strategies
WiserAdvisor
JUNE 16, 2025
Securities and Exchange Commission (SEC), the thresholds may vary slightly — say a net worth of $1.5 Additionally, you must maintain appropriate business insurance and consult with wealth managers and legal experts to ensure ongoing protection. So, take calculated risks, research well, and consult experts as and when needed.
Bank stock under ₹25 in focus as SMFG plans additional $1.1 billion investment in the company
Trade Brains
JULY 15, 2025
This transaction was promoted as the largest cross border investment in the Indian banking sector, subject to regulatory approvals from the Reserve Bank of India and the Competition Commission of India. Please consult your investment advisor before investing. tariffs and shifting global capital flows.
Banking 59
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The Ultimate Guide to Tax-Loss Harvesting
Harness Wealth
JANUARY 29, 2025
Transaction costs: Frequent trading to harvest losses can result in higher costs, including brokerage fees and commissions, and an increased risk of tracking errors. As a result, its crucial to consult with a qualified tax advisor who understands your states tax laws. PA and NJ, for instance, dont allow carryovers.
Taxes 52
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Navigating the “One Big Beautiful Bill”
Tobias Financial
JUNE 1, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. It is for information and planning purposes only.
Taxes 40
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Power Stocks: Will they be affected after Maharashtra Govt plans to reduce power tariff by 26%?
Trade Brains
JUNE 26, 2025
Chief Minister Devendra Fadnavis announced that the Maharashtra Electricity Regulatory Commission (MERC) has accepted MSEDCL’s(Maharashtra’s leading electricity distribution utility) proposal. Please consult your investment advisor before investing. Investors must therefore exercise due caution while investing or trading in stocks.
Planning 59
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Retiring When Single: Strategies for Financial Independence
Tobias Financial
JUNE 15, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. This is a publication of Tobias Financial Advisors.
Retirement 52
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What Issues Should I Consider When Reviewing My Investments?
Tobias Financial
MARCH 16, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. It is for information and planning purposes only.
Investing 52
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Stocks to Watch in These Emerging Sectors for the Next 5 Years
Trade Brains
NOVEMBER 3, 2024
Also read… Will Petrol prices come down across India after OMCs hike in dealer commission? Please consult your investment advisor before investing. Additionally, their focus on research and development ensures competitive advantages in this rapidly evolving market.
Electronics 52
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Navigating Tariffs: What They Mean for Your Personal Finances
Tobias Financial
MARCH 11, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. This is a publication of Tobias Financial Advisors.
Power stock falls after supreme court orders Co. to supply 18% free power to Himachal Pradesh
Trade Brains
JULY 17, 2025
JSW Hydro challenged this demand, arguing that the Central Electricity Regulatory Commission’s (CERC) Tariff Regulations cap the amount of free power supplied to the home state at 13 percent. Please consult your investment advisor before investing. The post Power stock falls after supreme court orders Co.
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Market Update – February 2025
Tobias Financial
MARCH 11, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. This is a publication of Tobias Financial Advisors.
Marketing 52
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Market Opening Bell: Sensex opens at 82,193; Nifty at 25,108 – HAL, Mahindra & Mahindra in focus today
Trade Brains
JULY 17, 2025
Delhivery: Received Competition Commission of India approval for acquiring Ecom Express. Please consult your investment advisor before investing. Bajaj Auto: Subsidiary Bajaj Auto Credit received board approval to issue NCDs up to Rs 5,000 crore and commercial papers up to Rs 3,000 crore. crore from Deltabulk Shipping India.
Marketing 59
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SEI and Stratos Wealth Holdings Announce Strategic Investment and Business Partnership
SEI
JULY 18, 2025
Stratos supports a network of independent financial advisors by providing flexible affiliation models, including a hybrid option, and practice management consulting, operations, IT, and compliance services. 31, 2024, filed with the Securities and Exchange Commission.
Investing 52
52 
Gold Hasn’t Been Effective at Tracking Inflation
Tobias Financial
JUNE 5, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. It is for information and planning purposes only.
Commission 52
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5 Stocks Backed by Vijay Kedia and Other Ace Investors with 5-Year Revenue CAGR of up to 87%
Trade Brains
JUNE 20, 2025
Elecon Engineering Company Limited is involved in the design and manufacturing of industrial gears and material handling equipment, and is also involved in providing erection and commissioning solutions for its products. Please consult your investment advisor before investing. NCC Limited With a market cap of Rs.
Engineering 104
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Solar stock in focus after receiving orders from Suzlon and Tata Chemicals
Trade Brains
NOVEMBER 3, 2024
They derive their revenue from the two business verticals which are the Balance of plant solutions (Engineering and consulting work) and Civil construction work (operation and maintenance) segment as of FY24. About the company Winsol Engineers Limited is into procurement, integrated engineering, commissioning services, and construction.
Engineering 52
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Market Opening Bell: Sensex gains 122 points; Nifty opens at 25,511 – Bharti Airtel, Ambuja Cements in focus today
Trade Brains
JULY 9, 2025
Ambuja Cements, ACC : Subsidiary ACC has successfully commissioned a brownfield grinding unit project at its Sindri Plant in Jharkhand, with a capacity of 1.5 Please consult your investment advisor before investing. million tonnes per annum (MTPA), increasing the total installed cement capacity to 104.45
Marketing 52
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Transcript: Stephanie Kelton on US Fiscal Policy and the ‘Deficit Myth’
The Big Picture
MARCH 17, 2025
And materialism and kind of interesting that you gravitated towards that and away from just being cranked out of the factory to become another consultant. They were talking about, you know, what can we do with a commission to try to get the deficit down by $4 trillion at least, and all this sort of stuff. Not, not your path.
Economy 144
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Digital Currencies, Modern Trusteeship and Change
Wealth Management
JULY 11, 2025
The Internal Revenue Service provided clarity around reporting requirements, and the Securities and Exchange Commission had a predictable mandate on what was legally actionable. In late 2024, the U.S. House introduced the “CBDC Anti-Surveillance State Act” as an amendment to the Federal Reserve Act, but that failed to pass.
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Microcap stock jumps 5% after receiving LoI from Bihar State Power Generation Company
Trade Brains
JUNE 17, 2025
The project is to be commissioned within 18 months from the effective date of the agreement. Please consult your investment advisor before investing. The project will operate under a 12-year Build, Own, Operate & Transfer (BOOT) model with Viability Gap Funding support, generating an annual rental income of Rs. percent from Rs.
IT stock jumps 7% after receiving contract from Karnataka State Election Commission
Trade Brains
JULY 22, 2025
Synopsis : Atishay Ltd saw a 7% increase in stock price following a new order from the Karnataka State Election Commission for a period of 5 years. Work Order The Karnataka State Election Commission has given Atishay Limited and its partner Gundal Business Pvt. Please consult your investment advisor before investing.
Commission 52
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5 Stocks with revenue guidance of up to 264% to keep an eye on
Trade Brains
JULY 12, 2025
Kore Digital Limited was established in 2009 and is engaged in providing passive telecommunication infrastructure services, including installing and commissioning poles, towers, and optical fibre cable systems for telecom operators, broadband service providers, and ISPs in Maharashtra. Please consult your investment advisor before investing.
Checking Your 401(k): Finding the Right Balance
Tobias Financial
JUNE 17, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. This is a publication of Tobias Financial Advisors.
2 Stocks to buy now for an upside of up to 23%; Recommended by Trade Brains portal – June 11
Trade Brains
JUNE 10, 2025
The company anticipates commissioning the Roaster plant in Q1 FY26, currently processing 160,000 tons of zinc ore annually. Please consult your investment advisor before investing. Risk Factors Since it meets 70% of India’s demand for zinc manufacturing, the company is subject to fluctuations in the demand for galvanized steel.
Tariff Trepidation
Tobias Financial
FEBRUARY 10, 2025
SEC registration does not constitute an endorsement of the firm by the Commission, nor does it indicate that the advisor has attained a particular level of skill or ability. Professional advisors should be consulted before implementing any of the options presented. It is for information and planning purposes only.
Commission 52
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2 Stocks to buy now for an upside of up to 25%; Recommended by Trade Brains Portal
Trade Brains
JULY 13, 2025
WABAG was given a Rs 145 Crore order by Chennai Petroleum Corporation Limited to design, engineer, supply, fabricate, install, and commission desalination water pipes between the CPCL Manali Refinery and the CPCL Desalination complex in Kattupalli. Please consult your investment advisor before investing.
Stock Split: Ethanol stock skyrockets 19% after company to consider share split
Trade Brains
JULY 22, 2025
Also read: IT stock jumps 7% after receiving contract from Karnataka State Election Commission Looking forward to the company’s financial performance, revenue decreased by 65 percent from Rs 179 crore in Q4FY24 to Rs 63 crore in Q4FY25. Please consult your investment advisor before investing.
Market Opening Bell: Sensex gains 118 points; Nifty opens at 25,010 – Wipro, Adani Enterprises, BEL in focus today
Trade Brains
JULY 24, 2025
Power Grid Corporation of India : Commissioned the ER-WR inter-regional transmission link through its arm Powergrid ERWR. Please consult your investment advisor before investing. Thermax : Subsidiary First Energy 11 allotted 8.4 crore shares to First Energy to support renewable energy investments.
Marketing 59
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Green Energy stock jumps 5% after receiving ₹212 Cr order for Battery Storage System
Trade Brains
JULY 14, 2025
crore, to be recovered over 12 years post-commissioning. Please consult your investment advisor before investing. The battery system will support two full charge-discharge cycles daily for ‘on-demand’ usage, aimed at enhancing grid reliability and efficiency. The total project value, including GST, stands at Rs 212.31
Commission 59
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Auto stock hits 10% upper circuit after reporting 44% YoY increase in net profits
Trade Brains
JULY 22, 2025
The Competition Commission of India (CCI) granted unconditional approval for the acquisition and Open Offer on 17th June 2025. Please consult your investment advisor before investing. Subsequently, on 5th May 2025, the Acquirer announced an Open Offer to acquire up to ~37.62
Waaree Energies, Inox Wind and 2 other stocks with low debt to keep on your radar
Trade Brains
JUNE 29, 2025
Its operations span across wind farm development, erection, and commissioning. Please consult your investment advisor before investing. Inox Wind Limited Inox Wind is a major wind energy solutions provider in India, involved in the manufacturing of wind turbine generators and offering turnkey solutions. as of March 2025.
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