: SEC levies $4 mln penalty on JPMorgan Chase for deleting 47 mln ‘electronic communications’
MarketWatch
JUNE 22, 2023
The Securities and Exchange Commission on Thursday said it’s requiring JPMorgan Chase & Co. JPM to pay a $4 million penalty for allegedly violating rules for broker dealers to preserve all communications for at least three years. The SEC said JPMorgan deleted approximately 47 million communications between Jan. in recent trades.
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