CFP Misconduct Research (And The Challenge Of Counting How Many Financial Advisors There Really Are)
Nerd's Eye View
FEBRUARY 27, 2023
Financial advisors are generally required to abide by ethical standards, such as the duty to act in a client’s best interests when giving financial advice. The paper’s authors state that based on their review of publicly available data, CFP certificants had higher levels of advisor-related misconduct than non-CFPs.
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