Nerd's Eye View
SEPTEMBER 26, 2022
In his paper, Akerlof suggests three strategies that could be used to counteract the effects of quality uncertainty and increase consumer confidence: licensing, quality guarantees, and branding.
Carson Wealth
JULY 12, 2022
I could also be fairly sure that Tammy is a licensed insurance agent and that she has access to sophisticated software tools and may or may not engage in financial planning. Investment adviser representatives (IARs) who charge clients fees are also required to take their licensing exams, among many other legal requirements. .
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Nerd's Eye View
JULY 17, 2023
Accordingly, in 2020 the North American Securities Administrators Association (NASAA) introduced a Model Rule for the first-ever CE obligation for Investment Adviser Representatives (IARs) to maintain their Series 65 license after initially obtaining it.
Harness Wealth
MARCH 5, 2024
CPAs are licensed by state boards of accountancy in the state where they practice with many states requiring an ethics exam, ensuring that CPAs are trained to handle ethical situations throughout their career. Additionally, all tax advisors will be required to have ongoing education and hold a PTIN if they prepare tax returns.
WiserAdvisor
NOVEMBER 21, 2022
Unlike the average investor or other financial professionals, a CFP is a licensed expert in areas like estate planning, taxes, retirement, insurance, and investment planning. Equally important for sustaining their license is the professional conduct of the CFP, which is subjected to great scrutiny by the Board.
International College of Financial Planning
SEPTEMBER 3, 2021
When choosing this, look for a planner with an active license, one who is accredited by a board or association, and one who has experience of working with clients of your profile. A financial advisor is a certified financial planner who is licensed and regulated to take mandate decisions on multiple aspects of financial planning.
Clever Girl Finance
FEBRUARY 12, 2023
All you need are a few tools, a good work ethic, and an entrepreneurial spirit. And Google also has free courses and certifications on social media, content marketing, and more. You may need licenses and permits to do this job. The possibilities are endless! Be a wedding photographer Do you take amazing pictures?
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