Wealth Management

JUNE 20, 2025

Podcasts & Videos CE Webinars Research Newsletters Subscribe Subscribe News Related Topics RIA IBD Wirehouse RPA Insights & Analysis Regulation & Compliance Career Moves Recent in News See all handshake hurdles M&A Understanding the Client Retention Hurdle in RIA Sales Understanding the Client Retention Hurdle in RIA Sales by Derek (..)

Wealth Management 177

Wealth Management Management Financial Advisor Clients 177

Wealth Management

JUNE 20, 2025

He reminded attendees that saving their data, their daily downloads, can serve as an insurance policy of sorts for their performance data, a good reminder in light of Morningstar’s February announcement that it is shutting down Office and its consequences for many advisors.

Wealth Management 137

Wealth Management Management Financial Advisor Estate Planning 137

The Big Picture

AUGUST 9, 2024

Named one of the 25 most influential people by Investment Advisor, his breakthrough book, “ What Investors Really Want , ” changed how we view investor motivations. You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg.

Financial Advising 173

Financial Advising Wealth Management Portfolio Management Investment Advisor 173

The Big Picture

JANUARY 19, 2024

You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg. The digital investment advisor manages over $40 billion in assets for 800,000 clients. The digital investment advisor manages over $40 billion in assets for 800,000 clients.

Startup 182

Startup Investment Advisor Investments Investing 182

Wealth Management

JUNE 25, 2025

But we’re a financial planning-based firm, which creates some simplicity in how we allocate assets. About the Author Alex Ortolani Senior Reporter, WealthManagement.com Alex Ortolani is a New York-based senior reporter with WealthManagement.com with a focus on deals, moves and trends in the registered investment advisor space.

Wealth Management 155

Wealth Management Estate Planning Financial Advisor Clients 155

Wealth Management

JULY 10, 2025

About the Author Alex Ortolani Senior Reporter, WealthManagement.com Alex Ortolani is a New York-based senior reporter with WealthManagement.com with a focus on deals, moves and trends in the registered investment advisor space.

Wealth Management 155

Wealth Management Estate Planning Clients Planning 155

Tobias Financial

MARCH 16, 2025

Download it here. If you have any questions or would like to discuss your investment approach, were here to help. Tobias Financial Advisors is registered as an investment advisor with the SEC. To guide your review, heres a checklist covering over 25 important considerations.

Investing 52

Investing Investments Risk Tolerance Asset Allocation 52

Brown Advisory

APRIL 20, 2022

Good Preparation Leads to a Good Audit Experience: What to Expect from Your Investment Advisor mhannan Wed, 04/20/2022 - 06:03 After an extended period of strong returns that began in 2009, many not-for-profit (NFP) organizations find themselves increasingly challenged to earn the traditional target of an inflation-adjusted 5% annual spending rate.

Investment Advisor 52

Investment Advisor Investing Investments Nonprofit 52

James Hendries

AUGUST 23, 2022

Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Indexes are unmanaged statistical composites and cannot be invested into directly. IMPORTANT DISCLOSURES.

Marketing 98

Marketing Marketing Sales Economy 98

Good Financial Cents

JUNE 11, 2023

You see, financial advisors that focus primarily on wealth management can be costly to keep around. They charge either a percentage of assets managed or a flat hourly rate that can run as high as several hundred dollars per hour, plus trading commissions and administrative fees. And, that’s it. There are no additional fees.

Management 80

Management Investing Investments Accounting 80

Diamond Consultants

JUNE 23, 2022

In 2021, Cetera Financial Group acquired Voya Financial Advisors. Today, it’s Advisor Group’s acquisition of American Portfolios Financial Services, the Holbrook, NY-based broker dealer with some $40B in assets under management and 850 advisors spread across 400 branches throughout the country. And many more in between.

Financial Services 52

Financial Services Recruitment Clients Portfolio 52

James Hendries

JULY 13, 2022

Increased equity exposure in tactical asset allocation from 62% to 65%. The Strategic and Tactical Asset Allocation Committee (STAAC) changed its recommended asset allocation for July, shifting from core bonds to small cap equities. Click here to download a PDF of this report. Treasury yield hit a decade high 3.5%

Portfolio 52

Portfolio Asset Allocation Taxes Investment Advisor 52

James Hendries

AUGUST 15, 2022

The Strategic and Tactical Asset Allocation Committee (STAAC) made no changes to its recommended asset allocation for August. Click here to download a PDF of this report. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker/dealer (member FINRA/SIPC).

Portfolio 52

Portfolio Asset Allocation Taxes Investment Advisor 52

The Big Picture

FEBRUARY 6, 2024

You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg. So it’s, 00:09:11 [Speaker Changed] You’ve become an enterprise, it’s 10 x what it once was in terms of headcount, it’s much bigger in terms of assets. Are you prudent?

Valuation 130

Valuation Investments Investing Assets 130

The Big Picture

DECEMBER 6, 2022

You can stream and download our full conversation, including the podcast extras on iTunes , Spotify , Stitcher , Google , YouTube , and Bloomberg. Before you joined Global X, you were an investment banker at Jefferies, you advised on M&A and divestitures and capital raises.  . Transcript: MiB: Luis Berruga, Global X ETFs.

Clients 162

Clients Investments Investing Management 162

Midstream Marketing

SEPTEMBER 15, 2019

We’ve recently compiled a handy list of all the top financial advisor and wealth management blogs out there, as per traffic estimates from SEMRUSH. Many of these are written by registered investment advisors and similar professionals and all of them bring something unique to the table that is certainly worth a closer look.

Financial Advisor 52

Financial Advisor Wealth Management Certified Financial Planner Economics 52

James Hendries

NOVEMBER 15, 2022

The Strategic and Tactical Asset Allocation Committee’s (STAAC) S&P 500 year-end fair value target of 4,000-4,100 is based on a price-to-earnings ratio of 17.5 Click here to download a PDF of this report. times the STAAC’s 2023 S&P 500 earnings per share forecast of $230. IMPORTANT DISCLOSURES.

Portfolio 52

Portfolio Taxes Government Asset Allocation 52

James Hendries

OCTOBER 7, 2022

The Strategic and Tactical Asset Allocation Committee (STAAC) upgraded its view of duration to neutral. Click here to download a PDF of this report. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker/dealer (member FINRA/SIPC). IMPORTANT DISCLOSURES.

Portfolio 52

Portfolio Taxes Asset Allocation Investment Advisor 52

James Hendries

SEPTEMBER 8, 2022

The Strategic and Tactical Asset Allocation Committee (STAAC) downgraded its view of emerging market (EM) equities in August. Click here to download a PDF of this report. Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker/dealer (member FINRA/SIPC).

Portfolio 52

Portfolio Taxes Asset Allocation Investment Advisor 52

James Hendries

AUGUST 3, 2022

Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Indexes are unmanaged statistical composites and cannot be invested into directly. IMPORTANT DISCLOSURES.

Marketing 98

Marketing Marketing Economy Valuation 98

Midstream Marketing

DECEMBER 19, 2020

Financial advisors, RIAs and other professionals have always been looking for new ways to grow their assets under management, but over the last few months more of them than ever have been open to the idea that they now need to go digital. The image also has text, but nothing is repeated from the copy above.

Financial Advisor 52

Financial Advisor Advertising Financial Services Media 52

James Hendries

SEPTEMBER 13, 2022

Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Indexes are unmanaged statistical composites and cannot be invested into directly. Home Sales Fall (Again).

Marketing 52

Marketing Marketing Economy Valuation 52

James Hendries

JULY 26, 2022

Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Indexes are unmanaged statistical composites and cannot be invested into directly. IMPORTANT DISCLOSURES.

Marketing 52

Marketing Marketing Banking Manufacturing 52

James Hendries

OCTOBER 11, 2022

In addition, a major structural re-organization is in the planning stages that will involve sales of assets and spinning off parts of the international business. Click here to download a PDF of this report. Investing involves risks including possible loss of principal. billion of debt securities. IMPORTANT DISCLOSURES.

Marketing 52

Marketing Marketing Banking Government 52

James Hendries

OCTOBER 25, 2022

Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Indexes are unmanaged statistical composites and cannot be invested into directly. IMPORTANT DISCLOSURES.

Marketing 52

Marketing Marketing Economics Economy 52

James Hendries

AUGUST 30, 2022

Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Indexes are unmanaged statistical composites and cannot be invested into directly. IMPORTANT DISCLOSURES.

Marketing 52

Marketing Marketing Valuation Numbers 52

James Hendries

AUGUST 15, 2022

We maintain our preference for equities over fixed income and cash in our recommended tactical asset allocation. Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index.

Marketing 52

Marketing Marketing Economy Valuation 52

James Hendries

NOVEMBER 1, 2022

Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Indexes are unmanaged statistical composites and cannot be invested into directly. IMPORTANT DISCLOSURES.

Marketing 52

Marketing Marketing Economy Manufacturing 52

James Hendries

SEPTEMBER 7, 2022

Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Indexes are unmanaged statistical composites and cannot be invested into directly. Home Sales Fall (Again).

Marketing 52

Marketing Marketing Valuation Insurance 52

James Hendries

AUGUST 15, 2022

Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Indexes are unmanaged statistical composites and cannot be invested into directly. IMPORTANT DISCLOSURES.

Marketing 52

Marketing Marketing Economy Valuation 52

Indigo Marketing Agency

APRIL 23, 2020

I’m a former investment advisor representative with LPL Financial. I have a degree in economics, an MBA in marketing, I’m a lecturer at UCLA extension, and at Indigo marketing we work with 165 top independent financial advisors to do their marketing for them. Ask about their other assets, or if they need any help.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

James Hendries

SEPTEMBER 20, 2022

Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Indexes are unmanaged statistical composites and cannot be invested into directly. IMPORTANT DISCLOSURES.

Marketing 52

Marketing Marketing Economy Banking 52

James Hendries

OCTOBER 4, 2022

Click here to download a PDF of this report. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index. Indexes are unmanaged statistical composites and cannot be invested into directly. IMPORTANT DISCLOSURES.

Marketing 52

Marketing Marketing Economy Economics 52

Clever Girl Finance

AUGUST 2, 2023

Invest Investors understand one of the most common ways to make passive income. Learning how to start investing in assets that will make you more money is a great way to earn passive income. You can begin with any of these using Robo-advisors or an investment advisor.

Accounting 91

Accounting Advertising License Taxes 91

The Big Picture

MAY 13, 2025

You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg. And we do, as you know, all of our passively managed products or our managed in-house by our investment management group. Really, this is Tour de Force conversation. And I had purview over that.

Clients 130

Clients Investing Investments Management 130

Wealth Management

JUNE 11, 2025

She developed Cymric Family Office Services into a multi-family office in 1996, and in January of 2009 Cymric became part of GenSpring Family Offices, which serves many of the world’s wealthiest families and advises on over $16 billion of assets. Pat Soldano is now the Managing Director of Client Service for the firm’s Western Region.

Wealth Management 137

Wealth Management Management Estate Planning Planning 137

The Big Picture

OCTOBER 19, 2022

The transcript from this week’s, MiB: Tom Rampulla, Vanguard’s Financial Advisor Services Director , is below. You can stream and download our full conversation, including the podcast extras on iTunes , Spotify , Stitcher , Google , YouTube , Bloomberg , and Acast. RAMPULLA: They paid off of assets under management.

Clients 286

Clients Financial Advisor Taxes Investments 286