Wealth Management

MARCH 31, 2025

Equity analysts see the Commonwealth deal as a win for LPL, saying the higher price tag would make sense given the quality of the asset.

Assets 256

Assets 256

Wealth Management

NOVEMBER 5, 2024

Apollo, like its peers, continues to target high earners for higher-fee-paying assets and has set a goal of raising at least $150 billion for its global wealth business by 2029.

Assets 257

Assets Clients 257

Wealth Management

NOVEMBER 26, 2024

No single asset can promise complete security, but gold has a proven track record of maintaining its value in times of economic turbulence.

Economics 277

Economics Assets 277

Wealth Management

DECEMBER 26, 2024

Carlo di Florio, president of the industry compliance consulting firm ACA Group, said SEC Chair Nominee Paul Atkins approach to digital assets would be one of the most important legacies hell leave should he be confirmed.

Assets 274

Assets Compliance Consulting 274

Wealth Management

NOVEMBER 6, 2024

As $80 trillion transitions over the next two decades through the Great Wealth Transfer, the value of complex assets and bequests will only grow for charities aiming to maximize their impact.

Assets 264

Assets 264

Wealth Management

NOVEMBER 6, 2024

As $80 trillion transitions over the next two decades through the Great Wealth Transfer, the value of complex assets and bequests will only grow for charities aiming to maximize their impact.

Assets 263

Assets 263

Wealth Management

JANUARY 30, 2025

Private equity and venture capital investments will likely remain the most popular alternative assets among advisors, according to FUSE Research Network.

Wealth Management 246

Wealth Management Assets Management Investing 246

Nerd's Eye View

FEBRUARY 26, 2025

However, once a child reaches the age of majority, they may not always be in a position to manage assets responsibly. In these cases, parents may wish to adjust how gifted assets are structured to better align with their family's long-term goals. Read More.

Estate Planning 227

Estate Planning Planning Distribution Assets 227

Wealth Management

MAY 16, 2025

The move was accompanied by a set of FAQs on how to custody digital assets, and marked the latest step in the commissions effort to significantly reform its previous approach to cryptocurrencies.

Commission 254

Commission Assets 254

Abnormal Returns

OCTOBER 18, 2024

Companies Marc Rubenstein, "PayPal Holdings Inc is not a bank and doesn’t enjoy any of the protections that are afforded to banks." netinterest.co) Why CVS ($CVS) and Walgreen's ($WBA) are struggling. msnbc.com) There's Netflix ($NFLX) and everyone else. sherwood.news) Spirit Airlines kinda sucks, but you will miss it when it is gone.

Assets 273

Assets Financial Advising Communication Banking 273

Wealth Management

JUNE 5, 2024

BlackRock, Fidelity Investments, Franklin Templeton and State Street will collaborate with the technology provider more than ever before to personalize creation of investment portfolios.

Portfolio 306

Portfolio Assets Management Investing 306

Wealth Management

AUGUST 16, 2024

Neil Gilfedder, the firm’s CIO, talks about how the RIA has incorporated its co-founder’s risk-adjusted investment analysis and how it stays transparent with clients.

Engineering 290

Engineering Assets Clients Investing 290

Wealth Management

AUGUST 1, 2024

The finding is part of a broader Cerulli report examining the opportunities and challenges surrounding the use of alternative investments in the retail channel.

Assets 321

Assets Retail Management Investing 321

Wealth Management

NOVEMBER 7, 2024

Burney, Rayliant and Clough Capital Partners formed a joint venture to create Powered by ETFs, which incorporates U.S. and international equities and alternative investments.

Assets 278

Assets Management Investing Investments 278

Wealth Management

NOVEMBER 25, 2024

The deals with Southeast Financial Group, Radiance Private Wealth and Silvertree Retirement Planning are part of the Summit Growth Partners initiative and bring it to 16 strategic investments this year.

Retirement Planning 264

Retirement Planning Assets Retirement Planning 264

Nerd's Eye View

MAY 9, 2025

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that a recent survey found that long-feared fee compression in the financial advice industry has yet to come to pass, though some advisors continue to see potential for small reductions in asset-based fees in the future.

Financial Planner 245

Financial Planner Financial Advice Clients Retirement Planning 245

Nerd's Eye View

NOVEMBER 15, 2024

Also in industry news this week: NASAA has proposed an amendment to its broker-dealer conduct model rule that would restrict the use of the terms “advisor” and “adviser” for broker-dealers and their registered representatives who are not also investment advisers or investment adviser representatives A recent study suggests that (..)

Financial Planner 246

Financial Planner Asset Allocation Taxes Tax Planning 246

The Big Picture

MARCH 28, 2025

Be sure to check out our Masters in Business next week with Lisa Shalett , Chief Investment Officer and head of Global Investment Office for Morgan Stanley Wealth Management , with more than $100 billion in assets under management.

Government 286

Government Asset Allocation Wealth Management Assets 286

Wealth Management

MAY 13, 2025

The Advisory Services Network, a platform for small RIAs, has added or is in the works to add 16 RIAs this year, with total assets nearing $10 billion.

Assets 229

Assets 229

Wealth Management

FEBRUARY 28, 2025

Brian Spinelli, co-CIO, talks about why the firm is staying away from U.S. large caps, where it sees opportunities in private markets and how it approaches tax considerations.

Assets 260

Assets Taxes Marketing Marketing 260

Abnormal Returns

APRIL 27, 2025

tker.co) Why private assets are no portfolio panacea. sherwood.news) SPDR SSGA IG Public & Private Credit ETF ($PRIV) is struggling to attract assets. investmentnews.com) Investors are selling American assets wholesale. larryswedroe.substack.com) Volatility clusters. tker.co) Being less stupid is easier than getting smarter.

Assets 167

Assets Portfolio Investing Investments 167

Calculated Risk

MARCH 4, 2025

The reason, of course, is that the Federal Reserve funded the bulk of these long-term fixed rate assets with increases in interest-bearing very short-term liabilities mainly depository institution deposits (reserves) and repos --with interest rates tied to the federal funds rate. release, and is available in the FRED database.

Assets 162

Assets Accounting 162

Nerd's Eye View

DECEMBER 11, 2024

Answering it well requires a range of assumptions – from estimating average investment returns to understanding correlations across asset classes. These assumptions are rooted in Capital Market Assumptions (CMAs), which project how different assets might perform in the future.

Retirement Planning 245

Retirement Planning Retirement Planning Marketing 245

Wealth Management

APRIL 8, 2025

The RIA integrator, founded by United Capital advisors about two years ago, has booked its 14th and 15th deals since launch.

Assets 241

Assets 241

Wealth Management

MAY 13, 2025

Edward Jones also reported higher client assets quarter-on-quarter as it seeks to broaden its services and improve its home office capabilities for advisors.

Assets 179

Assets Clients 179

The Big Picture

APRIL 4, 2025

Previously, she was CEO and chairman at Sanford Bernstein, CIO at Merrill Lynch Asset Management, and now CIO at both Morgan Stanley Wealth Management and runs their asset allocation models and their outsourced chief investment officer models. Her current reading is here ; A transcript of our conversation is available here Tuesday.

Asset Allocation 146

Asset Allocation Wealth Management Assets Retail 146

Nerd's Eye View

MARCH 12, 2025

Because when it comes time to rebalance the portfolio to its asset allocation targets – or to reallocate the portfolio to a new strategy – any trades made to implement those changes can generate capital gains, resulting in tax consequences for the investor.

Taxes 147

Taxes Portfolio Asset Allocation Assets 147

The Big Picture

NOVEMBER 15, 2024

He is the portfolio manager of the Return Stacked ETF Suite, manging 800 million in ETF assets. Be sure to check out our Masters in Business next week with Corey Hoffstein , CEO/CIO Newfound Research. Corey is an active researcher and his work has been published in the Journal of Indexing and the Journal of Alternative Investments.

Portfolio Management 315

Portfolio Management Economics Portfolio Assets 315

Nerd's Eye View

JANUARY 24, 2025

Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that while overall financial advisor headcount remains relatively flat, the RIA channel continues to gain share in terms of both headcount (as brokers break away to start their own independent firms and aspiring advisors seek (..)

Financial Planner 246

Financial Planner Asset Allocation Clients Commission 246

Wealth Management

MAY 1, 2025

Boston-based RIA CW Advisors grows to $14B AUM through strategic acquisitions of Wolf Group Capital Advisors and Parsons Capital Management.

Assets 218

Assets Management 218

Wealth Management

MARCH 27, 2025

State regulators and tech executives characterized the informal guidance as due diligence meant to clarify the potential liabilities and the safety of client data.

Assets 258

Assets Clients 258

Nerd's Eye View

APRIL 11, 2025

In addition, Atkins' arrival could also mean the end of the pending RIA outsourcing and custody rules proposed under Gensler, a reduced focus on monitoring advisors' off-channel communications, and a new regulatory framework for digital assets.

Financial Planner 162

Financial Planner Communication Commission Clients 162

Calculated Risk

FEBRUARY 25, 2025

The aggregate return-on-assets ratio (ROA) increased 3 basis points to 1.12 Asset Quality Metrics Remained Generally Favorable, Though Weakness in Certain Portfolios Persisted Past-due and nonaccrual (PDNA) loans, or loans 30 or more days past due or in nonaccrual status, increased 7 basis points from the prior quarter to 1.60

Numbers 162

Numbers Banking Assets Portfolio 162

Nerd's Eye View

MARCH 21, 2025

Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that a report from Cerulli Associates found that, amidst an industry-wide trend towards comprehensive financial planning and away from pure transaction-based investment management, asset-based fees currently represent 72.4%

Financial Planner 228

Financial Planner Commission Communication Clients 228