An Investment Advisor Takes Another Look at Life Insurance
Wealth Management
NOVEMBER 20, 2024
A sensible move for both the firm and its clients?
How to Find a Fiduciary Financial Advisor
Darrow Wealth Management
NOVEMBER 4, 2024
Stockbrokers, registered representatives, dual registered advisors, insurance agents, and other types of advisor-sales roles don’t always have to act in your best interest depending on the situation. Today, many investment advisors operate as a subsidiary of another larger, parent firm.
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Member Spotlight on Chris Henderson: Building a Successful Career and Advocating for the Industry with NAIFA
NAIFA Advisor Today
MAY 2, 2025
Based in Madison, Wisconsin, Chris works with M3 Insurance , where he specializes in life insurance for both individuals and businesses, as well as executive benefits. For Chris, the opportunity to help people and meet new, interesting individuals keeps him motivated every day. Chris serves as Managing Director of M3 Financial.
An RIA-Friendly Life Insurance Strategy for Retirement Security (Part Two)
Advisor Perspectives
FEBRUARY 26, 2024
In the first installment of this series, I pledged to unveil a retirement strategy with such merit that it warrants widespread adoption by the investment advisor community. Let's delve into the compelling case for this approach.
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How to Find a Fee-Only Financial Advisor
Darrow Wealth Management
FEBRUARY 13, 2025
Fee-only firms are unique as they do not receive commissions from selling financial products, such as insurance policies or investment products. Fee-only financial advisors are often registered investment advisors too, meaning they have a legal duty to act in the clients best interest. Independent firm.
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Adviser links: hyperbole cycles
Abnormal Returns
MARCH 27, 2023
(thinkadvisor.com) SVB In order to capture FDIC insurance, cash sweep programs are booming. investmentnews.com) The pros and cons of instant issue life insurance. marknewfield.substack.com) A Q&A with Donna Rasile, Senior VP and Investment Advisor at FinTrust Capital Advisors, about her path through the industry.
Stocks in which promoters have increased their stake by up to 32% in Sep Qtr
Trade Brains
OCTOBER 31, 2024
The company formed Ladderup Corporate Advisory in 2007 and expanded into wealth management in 2008, followed by insurance broking in 2010. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing. percent stake in September 2024.
How to stand out and attract more business
Million Dollar Round Table (MDRT)
JUNE 18, 2023
Robert, a financial advisor in North Carolina, came to me after he had tried most of these. He’s an investment advisor representative and CFP with life and health insurance licenses. They tell me why they don’t want to reach out to their warm market or how they hate asking for referrals.
An Insight into Investment Advisor Courses and Training Programs
International College of Financial Planning
NOVEMBER 10, 2021
There is great demand for Investment Advisor professionals in India and here we look at the various Investment Advisor Courses and Training Programs that you can take. The demand for Investment Advisors has been constantly rising over the last two decades.
Do What You Say You Will and Be Who You Say You Are
NAIFA Advisor Today
FEBRUARY 16, 2024
Glenn Crawford is a Certified Divorce Financial Analyst (CDFA®) and a licensed insurance agent holding a Series 65 Investment Advisor Representative distinction. His mission is to support better financial outcomes for clients by educating, enabling, and empowering them to make sound decisions about their financial well-being.
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Get a job as a Financial Paraplanner at an RIA firm and ignore the schmucky wirehouse and insurance jobs!
Sara Grillo
OCTOBER 21, 2022
For those looking to crack in and get a job at an RIA firm and become a financial advisor – good news! There are better options than entering a predatory insurance or wirehouse training program and crossing your fingers (which is an AWFUL idea, by the way). And I wanted to define some key terms first. appeared first on Sara Grillo.
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Becoming a SEBI Registered Investment Advisor: A Complete Guide
International College of Financial Planning
JUNE 14, 2023
Are you passionate about investments? If so, you can turn your passion into a profession by becoming a SEBI-registered investment advisor. SEBI has introduced guidelines for individuals aspiring to become investment advisors in India. This blog post will provide all the necessary information on this topic.
Balancing Multiple Residences: Navigating Tax Considerations, Legal Documentation, and Insurance Coverage for Snowbirds
Ballast Advisors
JUNE 18, 2024
At Ballast Advisors, we understand the unique challenges faced by snowbirds and are here to provide guidance and support on this journey. Join us as we delve into the tax strategy, legal documentation, and insurance coverage considerations needed to successfully balance the ownership of multiple residences for snowbirds.
Stocks to Buy: 6 stocks to buy now for an upside of up to 100%
Trade Brains
OCTOBER 27, 2024
Karnataka Bank serves customers with investment products, insurance offerings, and specialized NRI services. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing. With a market capitalization of Rs.
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Weekly Market Insights – March 11, 2024
Cornerstone Financial Advisory
MARCH 11, 2024
For example, life insurance proceeds are usually not taxable to the beneficiary unless you redeem a life insurance policy for cash. Life insurance policies have expenses, including mortality and other charges. You should consider determining whether you are insurable before implementing a strategy involving life insurance.
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How Advisors Deal With High Net Worth Clients
BlueMind
NOVEMBER 24, 2022
Registered Investment Advisors versus Broker-Dealers The bigger the wealth, the more complicated it is to manage it. Over the recent years, these clients are more inclined to prefer registered investment advisors (RIA) over broker-dealers to manage their affluence, and understandably so.
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Difference Between Investment Advisor & Financial Planner: Which Is Right for You?
International College of Financial Planning
MARCH 24, 2024
Understanding the nuanced differences between an investment advisor and a financial planner is vital for individuals in India aspiring to carve a niche in the financial sector. Work Profiles: Diving Deeper Investment Advisor: Investment advisors are specialists who focus on the nuances of investment opportunities.
Midyear Outlook 2022 | Navigating Turbulence | July 12, 2022
James Hendries
JULY 13, 2022
Investing in emerging markets may accentuate these risks. Not Insured by FDIC/NCUA or Any Other Government Agency | Not Bank/Credit Union Guaranteed | Not Bank/Credit Union Deposits or Obligations | May Lose Value. Insurance products are offered through LPL or its licensed affiliates. Tracking #1-05292601 (Exp.
7 Tips to Navigate Healthcare Over 65
Ballast Advisors
SEPTEMBER 15, 2023
As the world of health insurance evolves, the Annual Enrollment Period can be overwhelming and confusing. As a full-service financial planning firm, Ballast Advisors works closely with seasoned professionals in many areas of personal financial planning , like health insurance. Learn the A, B, and IEPs of Medicare lingo.
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Understanding Custodial Relationships Amidst the Silicon Valley Bank Collapse
Ballast Advisors
MARCH 15, 2023
When working with a Registered Investment Advisor (RIA), investors may have heard the term “custodial relationship.” ” This refers to a partnership between the RIA and a financial institution that acts as the custodian of the client’s investment assets.
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Digital Assets and Investment Management Liability Insurance
Advisor Perspectives
JULY 16, 2024
Since carriers are still digesting and figuring out how they want to cover DA, investment advisors should focus on working with a broker who understands this space. What was true six months ago, can easily be different now and in further down the road.
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Weekly Market Insights – February 12, 2024
Cornerstone Financial Advisory
FEBRUARY 12, 2024
Create Digital Copies Of Important Documents: Most financial organizations, such as banks and insurance companies, provide digital copies of bank statements, tax returns, and insurance policies anyway, and keeping all these digital copies saved and organized is an excellent practice to get into. a Registered Investment Advisor.
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Sagility India IPO: From issue details to their financials, Here’s what you need to know
Trade Brains
NOVEMBER 4, 2024
The increase in healthcare insurance is growing with the population. healthcare sector which focuses on both Payers (health insurance companies) and Providers (hospitals and physicians). Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing.
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Does your family know where you have invested?
Truemind Capital
SEPTEMBER 13, 2024
– Note down your login credentials of the email account linked to your investments. – Keep your insurance policies in one place. – Maintain information on your real estate investments in digital and physical files. – Details of your bank lockers and valuables inside it should be noted.
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Large cap stock jumps 3% after reporting 12% QoQ increase in net profits
Trade Brains
OCTOBER 23, 2024
One of India’s leading life insurance companies, known for its diverse product portfolio and strong distribution network, showed mixed performance following its second-quarter results for FY25. Stock Movement: After announcing its quarterly results, ICICI Prudential Life Insurance Limited’s share has surged up by 3.2%.
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Why did RBI bring back 102 tons of gold to India and Is this a precautionary measure?
Trade Brains
NOVEMBER 4, 2024
It’s similar to having shining insurance coverage that never ends! Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing. The post Why did RBI bring back 102 tons of gold to India and Is this a precautionary measure?
Hinduja group stock falls 19% after reporting 38% QoQ decline in net profit
Trade Brains
OCTOBER 25, 2024
Through its extensive branch network, IndusInd Bank serves customers with diverse deposit products, wealth management services, and insurance solutions. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing.
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Bajaj stock down after Allianz SE considering to sell its stake
Trade Brains
OCTOBER 22, 2024
They operate in insurance, lending, and wealth management sectors. The company manages two insurance joint ventures with Allianz SE. Allianz SE Stake Ownership Recent developments show significant changes in the insurance business landscape. Allianz SE has indicated its plans to exit from their insurance joint ventures.
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Mastering Finances with a Certified Investment/Financial Advisor
International College of Financial Planning
JULY 10, 2023
How Investment Advisors Play a Significant Role in Managing Finances? The field of investment advisory presents a world of opportunities for individuals passionate about finance and investments. Their primary objective is to help clients make informed investment decisions, manage risks, and achieve financial objectives.
Weekly Market Insights – October 2, 2023
Cornerstone Financial Advisory
OCTOBER 2, 2023
The first method calculates and deducts expenses, including depreciation, lease payments, gas and oil, tires, repairs and tune-ups, insurance, and registration fees. FMG is not affiliated with the named representative, financial professional, Registered Investment Advisor, Broker-Dealer, nor state- or SEC-registered investment advisory firm.
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Why a Better Investment Return Receipe Really Does Matter
Envision Wealth Planning
AUGUST 8, 2022
While some hate the word risk, I am unaware of an investment that exceeds inflation that does not have risk. Even insurance companies, that sometimes provide a guaranteed return, have a disclaimer that says: subject to the claims-paying ability of the firm. Yes, insurance companies do go out of business.
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How much do I need to retire? Planning for Your Unique Retirement Needs
Carson Wealth
AUGUST 25, 2022
Examples of fixed expenses include rent or mortgage payments, insurance premiums, groceries, heating and electric bills. Investment assets include retirement plans, investment or savings accounts, annuity or insurance cash values, or any other asset you may use towards a financial goal.
Where Will Housing Go From Here? | Weekly Market Commentary | August 22, 2022
James Hendries
AUGUST 23, 2022
Securities and advisory services offered through LPL Financial (LPL), a registered inv estment advisor and broker -dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates.
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How Much Should I Be Saving in My 20s?
Carson Wealth
DECEMBER 1, 2022
Purchase adequate insurance policies on your car, renters or homeowners insurance and consider life insurance if family members depend on you. Younger investors have a much longer time frame before they need investment proceeds. Consider online budgeting tools , spreadsheets or even pen and a notebook. .
A Snowbirds Guide to Managing Multiple Residences
Ballast Advisors
JUNE 18, 2024
At Ballast Advisors, we understand the unique challenges faced by snowbirds and are here to provide guidance and support on this journey. Join us as we delve into the tax strategy, legal documentation, and insurance coverage considerations needed to successfully balance the ownership of multiple residences for snowbirds.
10 Expenses to Include in Your Retirement Budget
WiserAdvisor
OCTOBER 4, 2022
One reason for this is their dependence on Medicare and health insurance. Additionally, you would also have to account for health insurance premiums. These may or may be covered under health insurance. You can buy a long-term care insurance plan or talk to your children and consider the possibility of moving in with them.
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How Financial Advisors Make Money
Carson Wealth
AUGUST 28, 2022
Financial advisors’ business models usually fall into one of the following five categories. Each business model makes money differently, and in turn pays financial advisors differently: . Investment advisor representatives of a larger investment advisory firm . Agents of an insurance company .
Weekly Market Insights – November 13, 2023
Cornerstone Financial Advisory
NOVEMBER 13, 2023
If you buy a new home, you can deduct mortgage insurance if you pay $750,000 in qualifying debt for a first and second home or $375,000 when married filing separately. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor.
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Weekly Market Insights – June 12, 2023
Cornerstone Financial Advisory
JUNE 12, 2023
For example, life insurance proceeds are usually not taxable to the beneficiary unless you redeem a life insurance policy for cash. Several factors will affect the cost and availability of life insurance, including age, health, and the type and amount of insurance purchased. a Registered Investment Advisor.
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What are the Different Types of Financial Advisors?
WiserAdvisor
JUNE 2, 2023
These professionals also hold expertise in various fields, such as retirement planning, tax management, estate planning, investment management, insurance, debt management, wealth management, and more. Below are the different kinds of financial advisors you may choose from: 1. They must also register with the U.S.
Weekly Market Insights – January 3, 2023
Cornerstone Financial Advisory
JANUARY 3, 2023
The premium tax credit (PTC) is a refundable credit that helps eligible individuals and families cover the premiums for their health insurance purchased through the Health Insurance Marketplace. Have health insurance through the Health Insurance Marketplace. a Registered Investment Advisor.
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CFP® Certification Course: From Novice to Expert in Holistic Financial Planning
International College of Financial Planning
APRIL 25, 2024
Individuals who attain the CFP® certification are respected for their expertise and commitment to adhering to the highest ethical standards, significantly enhancing their credibility and career prospects in the BFSI (Banking, Financial Services and Insurance) sector. Compared to investment advisors, CFP® offer a more comprehensive service.
Client Letter | Outlook 2023: Finding Balance | December 6, 2022
James Hendries
DECEMBER 12, 2022
Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. 12/23) Not Insured by FDIC/NCUA or Any Other Government Agency | Not Bank/Credit Union Guaranteed.
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What does it mean to be a Fee-Only financial advisor?
Walkner Condon Financial Advisors
APRIL 17, 2023
In contrast, a commission-based financial advisor receives commissions or other forms of compensation from financial product providers for recommending and selling their products. This can include mutual funds, insurance policies, annuities, and other financial products. Fee-based advisors are where it can get complicated.
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