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Becoming a SEBI Registered Investment Advisor: A Complete Guide

International College of Financial Planning

Are you passionate about investments? If so, you can turn your passion into a profession by becoming a SEBI-registered investment advisor. SEBI has introduced guidelines for individuals aspiring to become investment advisors in India. This blog post will provide all the necessary information on this topic.

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Client Letter | Better Times Ahead | September 28, 2022

James Hendries

Dear Valued Investor, In the last several weeks, we have continued to face elevated uncertainty in financial markets due to high inflation and rising interest rates, and we thought it was an important time to take stock with the final quarter of 2022 just ahead. Insurance products are offered through LPL or its licensed affiliates.

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Transformative Tech: Will AI Upend the American Workforce?

Ballast Advisors

1 A known flaw of generative AI systems is that they sometimes “hallucinate,” or make up facts, when they can’t find enough relevant data to inform a reasonable response. This material is for informational purposes only and should not be considered investment advice.

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This broker vs. financial advisor debate got ABSOLUTELY crazy!

Sara Grillo

Some may feel that the broker or advisor should be the one to make that decision. Others feel that is too subjective a decision and that the client should be given the full information that way they are informed enough to judge for themselves. The advisors hashed it out vs. the brokers on that one. Charles King.

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Should you die and go to hell before selling an annuity?

Sara Grillo

He is a flat fee advisor; not a licensed insurance agent. I am a CFA® charterholder and financial advisor marketing consultant. I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” Scott Salaske , CEO of Firstmetric.

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A Feisty Bull-Bear Debate: Weighing the Pros and Cons | Weekly Market Commentary | January 23, 2023

James Hendries

falls into recession, the chances are it would occur during the first half of 2023 and will not likely be as deep as the 2008 recession, which was initiated by a fundamentally flawed financial market. LPL Financial doesn’t provide research on individual equities. All investing involves risk, including possible loss of principal.

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Government Debt and Stock Returns

ClearMoney

Becker and Ivashina (2018) argue that government debt instruments could compete with those of corporations in the financial markets, crowding out lending that would otherwise go toward corporations. Therefore, it is ultimately an empirical question whether market returns are strongly correlated with country debt.