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Wealth Management
JULY 29, 2024
In his new book, the ‘father of life planning’ advocates for a broader fiduciary duty, one that extends to all institutions. Here’s how advisors play into that grand vision.
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Abnormal Returns
APRIL 7, 2025
(kitces.com) Matt Zeigler talks with Danika Waddell, founder of Xena Financial Planning. nextavenue.org) Advisers Clients prefer advisers with a fiduciary duty. epsilontheory.com) Aging How financial literacy declines with age. knowledge.wharton.upenn.edu) Why advisers may spot dementia in clients first.
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How To Overcome Change Fatigue In Finance With Neuroscience-Backed Strategies
Protect What Matters: Rethinking Finance Ops In A Digital World
Your Accounting Expertise Will Only Get You So Far: What Really Matters
Nerd's Eye View
JUNE 21, 2023
All investment advisers are fiduciaries that owe a duty of care and loyalty to their clients, and, in an ideal world, advisory firms and their staff would abide by these requirements without the need for a prescriptive code of ethics.
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Abnormal Returns
JULY 26, 2023
blas.com) Personal finance Eight things to look for in a financial advisor including 'a fiduciary duty.' whitecoatinvestor.com) A look at ways to provide inter-generational wealth transfer absent a trust including 529 plans. (morningstar.com) Some insights from Felix Dennis including 'Never loan money to friends or family.
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Nerd's Eye View
JUNE 12, 2024
For example, if an advisor recommends an investment that prioritizes the commission they would receive rather than any benefit the client would derive from it, they could incur fines and sanctions for violating their fiduciary duty as an advisor.
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Nerd's Eye View
JANUARY 19, 2024
Nevertheless, there is potential for many individual RIAs to expand their staffing further, with the addition of specialized planning and operations roles being seen as a potential avenue to boost firm growth. in 2023, the RIA space showed significantly more strength, with 10.4%
Nerd's Eye View
SEPTEMBER 27, 2024
Also in industry news this week: As brokerage firms have faced a wave of lawsuits regarding the low interest rates paid on cash sweep accounts, some legal experts believe that RIAs could also be targeted for legal action if they allow clients' uninvested cash to sit in a cash sweep account rather than investing it or moving it to a higher-yielding (..)
Darrow Wealth Management
NOVEMBER 4, 2024
Other reasons to work with a fiduciary registered investment advisor Legal obligation to act in your best interests: A fiduciary duty isn’t a marketing tactic, it’s a legal obligation and the highest standard of loyalty and care under the law.
Advisor Perspectives
JULY 15, 2024
Conflicts are everywhere in financial planning. They exist in all fee models, whether they be commissions, assets under management, fixed fee, or hourly. Any time money changes hands there are conflicts of interests.
MarketWatch
APRIL 12, 2023
The move comes just days after Plants and Mowry issued a statement seeking the removal of five members of the board over concerns that they haven’t made progress on a CEO succession plan. The dispute centers around the CEO succession plan which the board started to explore last November, according to Wednesday’s release. “Mr.
Darrow Wealth Management
FEBRUARY 13, 2025
Fee-only financial advisors are often registered investment advisors too, meaning they have a legal duty to act in the clients best interest. This fiduciary duty is a cornerstone of their practice, providing clients with the confidence that their financial advisor is working solely for them. Do you have a unique situation?
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Sara Grillo
MARCH 11, 2024
He’s taking the world by storm as an hourly financial planner, not managing any assets just giving out powerful financial planning guidance that clients love. Being a fiduciary , he can’t just run people through a cookie cutter model. If he doesn’t, he feels he isn’t doing this fiduciary duty.
Park Place Financial
JANUARY 9, 2023
FINANCIAL PLANNING Tax and Financial Planning Ideas For 2023 Schedule a Complimentary Financial Review CLICK HERE TO SCHEDULE. For those participating in 401(k), 403(b), and most 457 plans, the limit has risen to $22,500. Seek Full-Service Financial Planning from Park Place Financial . RELATED BLOG POSTS. Related Posts.
Park Place Financial
NOVEMBER 29, 2022
Estates Estate Planning in this Economic Climate Schedule a Complimentary Financial Review CLICK HERE TO SCHEDULE. If you are in the middle of estate planning , consider the following strategies to develop a sound plan amidst widespread economic challenges. . Trusts can be highly beneficial for those engaged in estate planning.
Park Place Financial
SEPTEMBER 8, 2022
Whether planning for retirement or evaluating different investment options, people seek the assistance of a personal financial advisor for many reasons. Typically, these advisors are skilled in multiple areas, such as general wealth management or estate planning. What is their approach to financial planning? . 0 Comments.
Park Place Financial
NOVEMBER 29, 2022
Retirement Planning 5 Ways to Catch Up on Retirement Planning Later in Life Schedule a Complimentary Financial Review CLICK HERE TO SCHEDULE. However, circumstances may prevent some people from initiating retirement planning until their 50s or 60s. The first step for any retirement plan is figuring out your goals.
Brown Advisory
JUNE 18, 2020
Against this backdrop, we are grateful to have this opportunity to share with you how we think about sustainability at Brown Advisory, how we seek to measure our firm’s impact on the world around us, and how we plan to improve in the years ahead.
Brown Advisory
JUNE 18, 2020
Against this backdrop, we are grateful to have this opportunity to share with you how we think about sustainability at Brown Advisory, how we seek to measure our firm’s impact on the world around us, and how we plan to improve in the years ahead. General commitments to ethics and fiduciary duty. Community and society.
WiserAdvisor
JUNE 12, 2022
Hiring an advisor earlier on in your financial planning journey can benefit you in several ways. The advisor can also help you create a well-diversified investment portfolio , plan your expenses and liabilities, and also help you manage your overall finances smoothly. Assess how much of your financial planning you can handle yourself.
WiserAdvisor
MARCH 13, 2025
Financial planning is not only centered around your investment returns but also trust and peace of mind. How do independent advisors impact financial planning ? They are not tied to a firms products or pressured to meet quotas for specific investments or insurance plans. There is no agenda to sell more of a particular product.
MarketWatch
MARCH 13, 2023
The resignation letter indicated in part that it is the view of the former special committee directors that they could not satisfy their fiduciary duties to the company and fulfil their mandate in the circumstances,” the bank said. for a shareholders’ meeting to remove the former special committee directors. The company said Feb.
Tobias Financial
JULY 11, 2023
The CFP® holds significant importance to us as a firm, as it represents a high standard of excellence in the field of financial planning. It signifies a commitment to professionalism, ethics, and a fiduciary duty to act in our clients’ best interests. Why is the CFP® designation crucial to us?
Wealth Management
JUNE 11, 2025
Today, women aren’t just beneficiaries; they’re trustees, fiduciaries and stewards of complex estate plans often involving multigenerational wealth. Even the most meticulously crafted estate plans can unravel without clear communication, legal clarity, guidance and an understanding of the underlying family dynamics.
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Sara Grillo
AUGUST 14, 2023
Legal definition of the fiduciary standard To quote directly from a paper by Attorney Lorna Schnase , two bodies of law form the legal basis for the fiduciary standard: Common law: Under common law principles of agency, an investment adviser, as agent, owes fiduciary duties to its client, as principal.3 Lee holds a Ph.D.
The Big Picture
MAY 20, 2025
What was the career plan? 00:01:42 [Speaker Changed] The career plan originally was urban development and transportation. So that’s when I really studied deeply the research why what I’d been doing was working more about when it might not and writing a business plan for Bridgeway. We have a fiduciary duty to them.
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Park Place Financial
SEPTEMBER 30, 2022
Retirement Planning How to Calculate How Much You Need to Retire Schedule a Complimentary Financial Review CLICK HERE TO SCHEDULE. For instance, if you get married, you should discuss it with your partner to better align your retirement planning strategy. Similarly, your retirement savings plan may alter if you have children.
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Good Financial Cents
JUNE 11, 2023
We accept a fiduciary obligation to act in your best interest, and our advice must be aimed at making money for you, not for us. Fiduciary duty means the party has a legal obligation to put your interests above their own. This is an excellent tool since most 401(k) plans don’t, any kind of investment management advice.
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Fortune Financial
SEPTEMBER 25, 2023
Whether planning for retirement, saving for your children’s education or simply looking to grow your investments, finding the right wealth management services in Kansas City can make all the difference. Long-term goals typically encompass retirement planning, wealth preservation and estate planning.
International College of Financial Planning
AUGUST 31, 2023
They’ve earned a globally acclaimed badge in financial planning,” To get this certification, individuals need to ace tests covering a spectrum from investment management and taxation to retirement planning and holistic financial strategies. By working with a CFP, one can be confident in their recommendations and strategies.
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Carson Wealth
JANUARY 14, 2023
Fiduciary vs. Non-Fiduciary Not every financial professional is required to hold a fiduciary standard of care. Financial advisors who charge asset management fees, direct financial planning fees, hourly fees or retainer fees to a client are structurally investment advisor representatives.
Truemind Capital
SEPTEMBER 10, 2019
Fiduciary duty should be on the top of the mind of any genuine adviser. To ensure that the interest of your adviser is totally aligned to yours, an adviser should manage the entire investment in zero-commission products like direct plans of mutual funds and earn only from transparent fee received from you.
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Park Place Financial
NOVEMBER 29, 2022
Investment Planning with Park Place Financial. simply need guidance with investment planning, turn to Park Place Financial for customized. At Park Place Financial, we observe our fiduciary duty to always act in our client’s best interest, meaning you will receive the utmost transparency whenever you rely on us for financial.
Walkner Condon Financial Advisors
APRIL 21, 2023
This fee covers not only investment management, but also financial planning. We do not charge a separate fee for financial planning services. What does it mean to be a fiduciary? It is one of the most recognized and respected financial planning certifications in the industry.
Walkner Condon Financial Advisors
APRIL 17, 2023
This fee covers not only investment management, but also financial planning. We do not charge a separate fee for financial planning services. What does it mean to be a fiduciary? It is one of the most recognized and respected financial planning certifications in the industry.
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Fortune Financial
SEPTEMBER 25, 2023
Whether planning for retirement, saving for your children’s education or simply looking to grow your investments, finding the right wealth management services in Kansas City can make all the difference. Long-term goals typically encompass retirement planning, wealth preservation and estate planning.
Ron A. Rhodes
DECEMBER 21, 2023
In the 401(k) world there has for many years been the option for plan participants to contribute to Roth 401(k) accounts, rather than traditional 401(k) account. For contributions to Roth…
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WiserAdvisor
AUGUST 8, 2022
Financial planning for high-net-worth individuals can be a bit more complicated than the rest. Ultra high-net-worth financial planning can require intricacies and attention to the minutest of details. For instance, you can hire a fiduciary. Fiduciary duty mandates the advisor to keep your interests ahead of theirs.
Brown Advisory
NOVEMBER 29, 2022
For our part, as an investment firm, we must view climate decisions through the lens of our fiduciary duty to generate attractive investment returns that help our clients achieve their goals over the long term. We also describe our initial plans under the Net Zero Asset Managers initiative (NZAMi).
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Brown Advisory
NOVEMBER 29, 2022
For our part, as an investment firm, we must view climate decisions through the lens of our fiduciary duty to generate attractive investment returns that help our clients achieve their goals over the long term. We also describe our initial plans under the Net Zero Asset Managers initiative (NZAMi).
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WiserAdvisor
AUGUST 18, 2023
Fee-only financial advisors Average cost: $200 to $400 an hour/ $1,000 to $3,000 per plan/ 1.18% to 0.59% of AUM Fee-only financial advisors are professionals who do not receive commissions from selling financial products. Below are the different types of financial advisors you can choose from based on their fee model: 1.
Good Financial Cents
JANUARY 10, 2023
Robinhood later agreed to pay an undisclosed sum to his family and released updates to their customer service plans aimed at providing better assistance and safety measures for users. Kearns, had suffered financial losses due to the company’s risky trading practices and lack of customer support. The Bottom Line – Robinhood App is Safe?
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Midstream Marketing
APRIL 7, 2025
By sharing valuable content that meets financial planning needs, advisors can establish themselves as trusted resources. These videos explain difficult ideas, making financial planning easier to understand. Step-by-Step Guide to Crafting Trusted Content Building a reliable online presence takes careful planning for creating content.
Inside Information
SEPTEMBER 28, 2021
I n case you missed it, the XY Planning Network—Michael Kitces and Alan Moore—have filed two petitions with the SEC, and they’re far more ambitious in what they’re asking for than anything I’ve seen from our trade or professional organizations. Historical precedent.
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