Brown Advisory

AUGUST 14, 2023

Download it here > The Hidden Trouble Within Dear Fellow Investors, We have fielded a number of questions over the past six months from clients and prospects about how we think about and control factor risks within the Global Leaders strategy. We hope it makes for interesting reading. The Verification reports are available upon request.

Investing 52

Investing Investments Portfolio Accounting 52

The Big Picture

NOVEMBER 14, 2023

You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg. So at our firm, putting portfolio managers in front of prospects and clients, we constantly have to train them, give them presentation training. 00:22:23 [Speaker Changed] CCPM being?

Math 130

Math Management Insurance Assets 130

Sara Grillo

APRIL 11, 2022

He also has considerably less of a compliance, operational, and administrative burden because he is not taking custody or discretion of his clients’ assets. I maybe had 5000 downloads and that was Jack Bogle, and so now we’re getting 30-35000 downloads a month, and it’s increasing every month, so it just takes time.

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

The Big Picture

MARCH 27, 2023

You can stream and download our full conversation, including any podcast extras, on iTunes , Spotify , Stitcher , Google , YouTube , and Bloomberg. She was a partner and a portfolio manager at Canyon Capital, a firm that runs currently about $25 billion. You have a lot — RITHOLTZ: The emerging manager category?

Assets 285

Assets Investing Investments Management 285

Brown Advisory

SEPTEMBER 3, 2015

Please download The Advisory to read other articles in this issue including: Shadow Consumption. By Mick Dillon, CFA, Portfolio Manager, Global Leaders Strategy; Priyanka Agnihotri, Equity Research Analyst. By Stephen Shutz, CFA, Tax-Exempt Portfolio Manager. But they can be essential to protecting a legacy. .

Estate Planning 52

Estate Planning Assets Distribution Taxes 52

The Big Picture

JANUARY 21, 2025

You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg. It was just a struggle from day one, particularly in the regulatory environment that is the securities business between lawyers and compliance people. 00:21:46 Everything was a headache.

Investments 147

Investments Investing Management Retirement 147

Brown Advisory

DECEMBER 2, 2015

Please download The Advisory to read other articles in this issue including: Off the Beaten Trail. By Mark Kodenski, Private Client Portfolio Manager. Circular 230 Compliance Statement: Regulations contained in IRS Circular 230 regulate written communications from us concerning tax matters. Anchoring Expectations.

Estate Planning 52

Estate Planning Asset Allocation Assets Planning 52

The Big Picture

MAY 9, 2023

You can stream and download our full conversation, including any podcast extras, on iTunes , Spotify , Stitcher , Google , YouTube , and Bloomberg.  The transcript from this week’s, MiB: Julian Salisbury, CIO, Goldman Sachs , is below. And at the time, we were going through a lot of regulatory change. Capital rules were changing.

Assets 299

Assets Clients Investments Investing 299

The Big Picture

MAY 23, 2023

You can stream and download our full conversation, including any podcast extras, on iTunes Stitcher , Bloomberg , Spotify , Google , and YouTube. So, GOG, discretionary portfolio management. Let’s round it up to 145 as much as my compliance people hate when I do that. Um, then you have what is FRM MSL. billion in assets.

Clients 162

Clients Management Engineering Investing 162

The Big Picture

AUGUST 20, 2024

The transcript from this week’s, MiB: Mike Greene, Simplify Asset Management , is below. You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg. So any compliance people listening, I’m just spitballing here. That’s Barry saying it.

Assets 173

Assets Management Portfolio Marketing 173

Indigo Marketing Agency

MARCH 24, 2025

AI-powered tools are transforming various facets of advisory businesses, including client engagement, portfolio management, compliance, and more. Saifr: Offers AI-assisted content creation tools designed to ensure compliance with financial regulations. How does AI assist in portfolio management and market analysis?

Financial Advisor 52

Financial Advisor Compliance Communication Wealth Management 52

The Big Picture

OCTOBER 5, 2024

You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg. And then when I got to Capital Group, obviously I was under compliance, they were like, you really can’t be talking about stocks online. That’s like not cool. And I was like, okay, fine.

Economy 162

Economy Education Insurance Economics 162

The Big Picture

MAY 21, 2024

You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg. Because these regulated banks had to hire all these legal and compliance and expert folks to make sure we weren’t doing anything bad, right? Maybe less so for equities or fixed income.

Numbers 147

Numbers Management Banking Marketing 147

The Big Picture

MARCH 21, 2023

You can stream and download our full conversation, including any podcast extras, on iTunes , Spotify , Stitcher , Google , YouTube , and Bloomberg. I was a fixed income portfolio manager and trader, which is a ton of fun. PIMCO out on the West Coast, read the first thing I wrote in the Journal of Portfolio Management.

Valuation 173

Valuation Investments Investing Numbers 173

The Big Picture

JANUARY 14, 2025

You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg. Maybe we should do this out from under the compliance regulations of a broker dealer? You were a portfolio manager, researcher head of trading, and apparently tech geek putting machines together.

Management 147

Management Investing Investments Assets 147

The Big Picture

NOVEMBER 25, 2024

You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg. You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. They had gone from nothing to 12 billion.

Portfolio 147

Portfolio Management Marketing Marketing 147

The Big Picture

JUNE 3, 2024

You can stream and download our full conversation, including any podcast extras, on Apple Podcasts , Spotify , YouTube , and Bloomberg. At TCW Barry Ritholtz : You were at the Trust company of the West, you’re a senior vice president, you’re a portfolio manager, you’re a quantitative analyst. Yeah, yeah.

Math 147

Math Marketing Marketing Engineering 147