Brown Advisory

DECEMBER 2, 2015

Trusts often make sense, as they provide economic benefit to heirs while protecting assets from certain creditor claims and taxes. But the key to success is clear, consistent communication. We have found that one of the biggest challenges to executing an estate plan is helping heirs adjust to tax and regulatory changes.

Estate Planning 52

Estate Planning Asset Allocation Assets Planning 52

Brown Advisory

NOVEMBER 12, 2015

As 2015 comes to a close, we remind our clients and friends of how important it is take time to review new tax rules, consider tax-saving opportunities and review investment and asset-protection plans before year’s end. In this letter, we outline a number of tax-saving and other opportunities to consider before the close of the year.

Planning 52

Planning Taxes Distribution Medical 52

Brown Advisory

SEPTEMBER 12, 2016

Finally, we seek to ensure the highest level of service, through compliance with your investment criteria, specialized reporting and regular discussions with you to ensure that we keep pace with any changes in your views and beliefs over time. This communication and any accompanying documents are confidential and privileged.

Portfolio 52

Portfolio Clients Investing Investments 52

Brown Advisory

SEPTEMBER 12, 2016

Finally, we seek to ensure the highest level of service, through compliance with your investment criteria, specialized reporting and regular discussions with you to ensure that we keep pace with any changes in your views and beliefs over time. This communication and any accompanying documents are confidential and privileged.

Portfolio 52

Portfolio Clients Investing Investments 52

Indigo Marketing Agency

MAY 5, 2020

Now that you’ve contacted your clients, rebalanced accounts, and communicated your plans, it’s time to think about growing your business during this crisis. Also analyzing and seeing if plans have after tax 401k accounts. So we understand the in-service on hardship, distribution market extremely well.

Retirement 52

Retirement Economics Retirement Planning Financial Planning 52

Brown Advisory

SEPTEMBER 12, 2016

This communication and any accompanying documents are confidential and privileged. An example of American Tower’s SBA is its providing of shared backup power generators for about 12% of its 27,200 towers in the U.S. They are intended for the sole use of the addressee. The S&P 500® Index represents the large-cap segment of the U.S.

Food 52

Food Executive Compensation Portfolio Management Valuation 52

Brown Advisory

SEPTEMBER 12, 2016

This communication and any accompanying documents are confidential and privileged. An example of American Tower’s SBA is its providing of shared backup power generators for about 12% of its 27,200 towers in the U.S. They are intended for the sole use of the addressee. The S&P 500® Index represents the large-cap segment of the U.S.

Food 52

Food Executive Compensation Portfolio Management Valuation 52

Sara Grillo

MAY 8, 2023

They go crazy and paint it with BS statements like: Tax-free guaranteed income Can’t lose money asset Upside potential with downside protection Privatized banking Be your own bank Remember that there is a floor to the crediting rate, but that doesn’t mean you can’t lose money. Here’s why that stinks.

Insurance 59

Insurance Clients Financial Advisor Accounting 59

Brown Advisory

SEPTEMBER 3, 2015

A discretionary trust can provide a means of multigenerational estate planning by establishing how assets are passed on and reduce future generations’ potential estate-tax liability. By Stephen Shutz, CFA, Tax-Exempt Portfolio Manager. In compliance with those regulations, we must inform you that 1. Rude Awakening.

Estate Planning 52

Estate Planning Assets Distribution Taxes 52

Sara Grillo

MAY 23, 2022

CODY GARRETT, CFP®: The second meeting is the data gathering meeting, which is after I’ve reviewed typically 40 to 50 documents, I found opportunities to have deeper conversations quantitatively and qualitatively, and then the third meeting is the plan presentation where that’s where I present really in an educational format.

Financial Planner 52

Financial Planner CFP Financial Planning Education 52

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Compliance 150

Compliance Clients Wealth Management Management 150

Sara Grillo

SEPTEMBER 26, 2022

I think that we do need sales people to sell things, I think sales is just the expression of value, the expression and the communication of value. Return of organization exempt from income tax [Form 990]. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice. Was this helpful? www.cfp.net.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

MAY 16, 2023

We’ll have the lawyers get the documents. They kept the reputation intact by communicating with their investors. Um, case anybody that says anything, non-compliant, compliance tracks that also the watch list is just sort of fun. How do I go about protecting this giant pool of capital and how do I not get killed tax wise?

Media 275

Media Investing Investments Valuation 275