Commission Compliance License Media 
Sara Grillo
DECEMBER 12, 2022
Watch as all h&#@ breaks loose discussing the question of broker vs. financial advisor, commissions, fees, value, and more! The advisors made the point that the cost of insurance can’t be separated from the “cost of service” or the commission the agent makes. If you’re going out for 20 year term, who cares what the commission is?
Sara Grillo
JUNE 2, 2022
I am writing it because I’m sick of the BS narratives perpetrated by the financial media, a prime example being the Barron’s Top Advisor List. I have several issues with the methodology, namely: The advisor must have an “acceptable compliance record.” This blog is not for the faint of heart. ” Huh?
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Tucker Advisors
AUGUST 9, 2021
According to the Department of Labor’s (DOL) website, the identification of a fiduciary follows ERISA standards and the five-part DOL test, based on the assumption that anyone who offers investment advice for a fee, commission or other compensation, will be regarded as a fiduciary. Download Your Free Referral Marketing Guide. The client?
Sara Grillo
JUNE 20, 2022
It was a major advantage that they paid a base salary; albeit not a huge one it was still supportive of him feeling a bit more comfortable that working on straight commission. Learn what to say to prospects on social media messenger apps without sounding like a washing machine salesperson. SARA GRILLO, CFA: There were numerous people.
Sara Grillo
SEPTEMBER 12, 2022
The CFP Board promotes a faux fiduciary standard that does not require its members to disclose potential conflicts of interest in writing and that does not require them disclose the percentage or amount of commission its members may receive from the sale of insurance products with opaque commissions.
The Big Picture
SEPTEMBER 5, 2023
Listen, it’s always a good time to generate a commission if you’re a commission real estate agent. That was my social media of choice for years. MILLER: Right, so I interact with a lot of media. That’s the biggest thing about media. RITHOLTZ: It was great. MILLER: Of course. MILLER: Right.
Sara Grillo
SEPTEMBER 26, 2022
If you are a financial planner and you’d like to learn how to communicate better… Learn what to say to prospects on social media messenger apps without sounding like a washing machine salesperson. Securities and Exchange Commission. Securities and Exchange Commission. 2022, August 1). CFP® Professional Demographics.
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