Brown Advisory

JANUARY 1, 2023

The business has progressed during the past three years as a result of strategic objectives on business digitisation, continued investment into the Premier Agency sales model, and expansion within mainland China through new provincial license approvals. They are solving an important societal need and welcomed by the government.

Investing 52

Investing Investments Valuation Clients 52

The Big Picture

JANUARY 24, 2023

So you sell a lot of houses and you get commission on what you sell. And that’s — it’s a better form of governance because you’re like a family business since you don’t have 90-day reporting. RITHOLTZ: My answer was, I’m 11, I don’t have a license plate, just give the kid a gallon of gas.

Investing 257

Investing Investments Numbers Banking 257

Tucker Advisors

AUGUST 9, 2021

According to the Department of Labor’s (DOL) website, the identification of a fiduciary follows ERISA standards and the five-part DOL test, based on the assumption that anyone who offers investment advice for a fee, commission or other compensation, will be regarded as a fiduciary. Download Your Free Referral Marketing Guide. The client?

Financial Advisor 52

Financial Advisor License Clients Insurance 52

Sara Grillo

SEPTEMBER 12, 2022

.” It brings to light the fundamental question of the role that institutions play in client outcomes, whether those institutions are truly putting the interests of the retail investor over those of their members, and the delicate balance between governance standards and the oppression of individual autonomy.

CFP 80

CFP Financial Planner Ethics Financial Planning 80

The Big Picture

SEPTEMBER 5, 2023

Listen, it’s always a good time to generate a commission if you’re a commission real estate agent. And so in many ways, the federal government is encouraging development in … RITHOLTZ: …In flood zones. MILLER: Yeah, where there was like one month out of like the last 20 years that it wasn’t a good time to buy.

Sales 130

Sales Numbers Taxes Marketing 130

Sara Grillo

SEPTEMBER 26, 2022

Salaske: Part of it’s regular… you got the SEC, you’ve got state regulators, you get self-governing regulatory bodies like FINRA, and then the CFP Board that wants to basically be a de facto regulator without being a regulator at some point. Grillo: Next question. Well, we’ve kind of covered this already.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59