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RIA Edge Podcast: Schwab’s Jalina Kerr on How Resilient RIAs Can Turn Market Volatility Into Growth RIA Edge Podcast: Schwab’s Jalina Kerr on How Resilient RIAs Can Turn Market Volatility Into Growth Jalina Kerr of Charles Schwab shares how the most adaptive firms are expanding beyond portfoliomanagement, into areas like estate and tax planning.
This month's edition kicks off with the news that Morningstar Office will be shutting down in early 2026 as a part of Morningstar's ongoing effort to refocus on its core investment data and analytics business – forcing advisors currently using the tool to switch (which might be a net positive for many of those advisors who have long complained (..)
Related: Scenes from Day 2 of Wealth Management EDGE “My parents are 67 and 68, they have the classic Dell desktop covered in dust—everything is on their phone,” he said. “We Advisors can customize the application to convey pretty much any type of data or information clients or prospects might want.
Which suggests that, amidst ongoing debate over fiduciary-related regulations, an advisor's status as a fiduciary could both lead to greater client trust (both in their individual advisor relationship and perhaps in the financial advice industry as a whole) and, ultimately, higher client retention rates.
FINNY AI, an AI-powered prospecting tool, has raised $4.2 FINNY AI, an AI-powered prospecting tool, has raised $4.2 FINNY AI, an AI-powered prospecting tool, has raised $4.2
This month's edition kicks off with the news that the retail brokerage platform Robinhood is acquiring RIA custodian TradePMR, which appears to be less about Robinhood wanting to compete with the likes of Schwab and Fidelity in the custodial space and more about keeping the assets of its wealthier customers "on-platform" by giving them referrals to (..)
Procyon takes a bottom-up approach to portfoliomanagement, but the firm’s real differentiator lies in its own alternative funds, giving clients access to unique opportunities in the private markets.
Judy Weeden: The overall goal is to make advisors’ lives easier to serve the clients to the best of their ability. Reporting & PortfolioManagement: Orion JY: When Tucker and I bought the firm, they were already on Orion. JY: I wanted to note that, from a portal perspective for clients, we have used eMoney in the past.
At Wealth Management EDGE , I had the privilege of moderating a panel— “Work Smarter, Not Harder: AI’s Role in Operational Excellence” —where we talked about how artificial intelligence is already automating advisor workflows, transforming client meetings into structured insights, and reshaping the nature of operational roles within firms.
During a session on mastering post-merger integration, Stacy Orff, who heads up platform marketing at Mercer Advisors, made a couple of observations that stuck with me. Understanding quality [data] … and then [data] governance … can be like fixing holes in a bucket, if you don’t get a handle on it early,” said Cook.
Matthew is the Founder and CIO of Lansing Street Advisors, an independent RIA based in Ambler, Pennsylvania that oversees $160 million in assets under management for 60 client households.
Therese Icuss, managing director, portfoliomanagement and underwriting, Fidelity Investments, unlocks the vast potential of the U.S. and China middle market, Fidelity's unique approach to bespoke portfolios, and prioritizing client success in the fidelity private credit fund.
Recession Concerns & Market Volatility: How Financial Advisors Should Communicate With Clients As financial advisors , youre well aware that so far the 2025 financial market has been more unpredictable than a toddler. For context, Phil Blancato, chief market strategist at Osaic, points out that while the S&P 500s 6.1%
Welcome to the October 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors!
RWM runs over $3 billion in client assets. Our core portfolios are built from mutual funds and ETFs – we are not individual stock pickers. Rather, the holdings parallel the mutual funds clients own. NYSE:E)” – but since the mutual funds we own have, so too, have our direct indexing clients. ” Because we are not.
In the early days of wealth management, a financial advisor's value proposition was relatively explicit, typically focusing on a limited range of portfoliomanagement activities (e.g., selling and trading) or on sales-oriented advice that centered on implementing insurance products.
(podcasts.apple.com) Finance Patrick O'Shaughnessy talks with Anne-Marie Peterson who is an equity portfoliomanager at Capital Group. joincolossus.com) Barry Ritholtz talks with Mark Wiedman, head of global client business at investing giant Blackrock ($BLK). Financial History: Understanding the Past to Forecast the Future."
From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: All-in-one software platform Blueleaf has launched a new “aggregation-as-a-service” solution, promising better client data aggregation capabilities than existing solutions by automating the process of weaving multiple (..)
Stay up to date with market insights from our PortfolioManager, Charles Chad NeSmith, CFA, CFP. Staying informed is essential in navigating market changes, and were here to help you make sense of the latest developments. Tune in as Chad shares his perspective and analysis on whats shaping the market today.
Jason is the CEO of Altruist, a relatively new RIA custodian that has quickly grown to serve more than 3,500 advisory firms across the country, making it the 4th-largest independent RIA custodian by firm count.
Tyson is the CEO of FORM Wealth Advisors, a hybrid advisory firm based in Lake Geneva, Wisconsin, that oversees approximately $900 million in assets under management for just over 800 client households.
Recent headlines around escalating tariffs have rattled the financial markets, leaving many retirees understandably concerned. Our PortfolioManager, Chad NeSmith, CFA, CFP was recently quoted in an Associated Press article discussing how retirees are reacting to the market volatility spurred by the latest tariff announcements.
When it comes to being a financial advisor and running your practice, you must wear multiple hats – finance, business development, portfoliomanagement, client relations, marketing, accounting – the list goes on and on. Marketing is just one piece of the puzzle, but it’s an important one. We’ve been there.
Statman is a member of the advisory board of the Journal of PortfolioManagement, the Journal of Wealth Management, the Journal of Retirement, the Journal of Investment Consulting and the Journal of Behavioral and Experimental Finance. His new book is “ A Wealth of Well-Being: A Holistic Approach to Behavioral Finance.”
We are at a crucial juncture as a Market. It wouldn’t be exaggerating to state that the next decade belongs to India terms of being the most exciting Market to invest. We have a great deal of participation in high ticket size products like PortfolioManagement Services (PMS) & Alternative Investment Funds (AIF).
Advisors are being asked to provide their clients with a full suite of solutions, ranging from estate and tax planning to portfoliomanagement, and everything in between. Clients are increasingly eager to gain access to fully customizable solutions that meet their individual needs.
This expansion allows traders to access derivative contracts on these companies, broadening choice and potential trading strategies in the market. Lower Price Volatility: With increased participation and more market players, the stock tends to experience greater market depth and stability.
Mark is the Chief Investment Officer of Noble Wealth Management, an RIA based in Greenwood Village, Colorado, that oversees $320 million in assets under management for 160 client households.
With a market capitalization of Rs. With a market capitalization of Rs. Wealth First PortfolioManagers Limited Wealth First PortfolioManagers is a financial services company that offers wealth management and investment advisory services to individuals and institutions. per share.
Robo-advisors, for example, offer algorithm-based portfoliomanagement services that can reduce the need for human intervention in certain advisory functions. AI tools can sift through massive datasets, analyze market trends, and generate investment strategies, all at a fraction of the cost and time it would take a human advisor.
Flexible Equity Strategy: PortfolioManager Maneesh Bajaj Discusses His Investment Approach. Listen to our Flexible Equity Strategy's PortfolioManager, Maneesh Bajaj, discuss his investment approach: Your browser does not support the audio element. Wed, 02/23/2022 - 10:38.
I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. Igor Smolyanskiy of Vilga Financial performs direct indexing for about 1/3 of his client base. The key benefits derived are: Tax optimization Portfolio customization.
riaintel.com) CI Wealth The stock market did not react well to CI Financial's financial engineering. wealthmanagement.com) Carson Group and Trust & Will announced a new partnership (thinkadvisor.com) Direct indexing For what clients is direct indexing appropriate? iai.tv) What Morningstar ($MORN) has built in AI.
They sent you out to clients very early on in your career, and you also got people management skills pretty early on. And as a result, I got hired away by one of Anderson’s clients, which was Aetna. It’s, you know, just well-known quality firm, strong results, impressive client roster.
Promoter stake sales happen when the main shareholders (promoters) sell some of their shares, either in the open market or through special deals. The company serves high-net-worth individuals, family offices, and institutional clients. Along with it, Shilpa Bhagat, part of the Promoter Group, conducted a market sale of 18.03
Conversation with the PortfolioManager: Mid-Cap Growth Strategy achen Wed, 09/20/2017 - 16:43 Over time, the Brown Advisory small-cap growth team, led by Christopher Berrier and George Sakellaris, watched numerous successful investments compound and grow out of their investible universe. We find opportunities in the $1.5
Conversation with the PortfolioManager: Mid-Cap Growth Strategy. Many of these businesses were still viewed as compelling investment opportunities, but market capitalization limits precluded incremental purchases. to $30 billion market cap range that look a lot like what we see in the $0.5 Wed, 09/20/2017 - 16:43.
The firm that he’s built is one of those very quiet, very successful entities that without a whole lot of media coverage, without a whole lot of fanfare, just amassed an enormous amount of capital because they’ve done so well for their clients over time. RITHOLTZ: That’s pretty early in the managed futures history.
The post Ehren Stanhope, O’Shaughnessy Asset Management – The Great Inflation, Factors, and Stock Returns (The Best Investment Writing Volume 6) appeared first on Meb Faber Research - Stock Market and Investing Blog.
We talk frequently about the stock market's ergodicity, the natural inertia to go from the lower left to the upper right despite some bumps along the way. I have quite a few names for clients that I've held for more than 15 years. Maybe you trim a little for risk management but that is different than getting out completely.
With the S&P 500 hitting the lowest levels since last June, I thought it would be great to talk to Ranger Alternative about how advisors should be incorporating a hedge in clients' portfolios regardless of the market environment. HDGE is an actively managed ETF rooted in forensic accounting and technical analysis.
Markets got pasted today of course. There have probably been more truly terrible market days than any of us could possible remember. I sold one stock for clients a long the way closer to election because I was concerned that threatened tariffs would really hurt because they're heavy in Vietnam.
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