Nerd's Eye View
APRIL 23, 2025
During periods of market volatility, it's common for financial advisors to receive calls from clients who are nervous about what a steep market decline might mean for their portfolio and long-term financial goals. But even when a client agrees with the reasoning in the moment, the anxiety often lingers.
Nerd's Eye View
APRIL 23, 2025
During periods of market volatility, it's common for financial advisors to receive calls from clients who are nervous about what a steep market decline might mean for their portfolio and long-term financial goals. But even when a client agrees with the reasoning in the moment, the anxiety often lingers.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
Nerd's Eye View
JUNE 4, 2025
When a financial advisor transitions from one firm to another, they're often offered incentives by the new firm based on how much client revenue they bring with them. The challenge, however, is that advisors generally don't have the legal authority to simply transfer clients to a new firm.
Nerd's Eye View
NOVEMBER 27, 2024
Some give through established channels, such as by donating to charities or volunteer work, others may give informally to family members on a regular but less structured basis – and some simply aspire to "do more". Advisors may worry about overstepping boundaries or feel uncertain about a client's interest in philanthropy.
Wealth Management
JULY 21, 2025
The judge’s order determined that a group of financial advisors who moved from Ameriprise to LPL, and may have taken client data, must work with a third-party “forensic examiner” to assess whether the information should be deleted.
Nerd's Eye View
DECEMBER 18, 2024
This lack of specificity can result in regulatory deficiencies or scrutiny, even for firms providing substantial financial planning value to clients, if records fail to consistently demonstrate that fees are 'reasonable' in relation to the services provided. A client service calendar can be an excellent tool to illustrate these services.
Nerd's Eye View
APRIL 16, 2025
In these moments, the conversations that advisors have with their clients play a crucial role in helping clients maintain perspective, avoid emotional decisions, and stay committed to their long-term financial plans. Instead, allowing them to fully voice their fears can build trust and help them feel understood. Read More.
Expert insights. Personalized for you.
233 
Let's personalize your content