Wealth Management

JULY 31, 2025

It’s a conversation about building in-house vs. outsourcing, about making intentional decisions, and about how every day in this business is a chance to get better—both for your clients and yourself. I never take for granted the trust and friendship our valued clients extend to us – it’s a privilege.” Louis” (received in 2024).

Wealth Management

Wealth Management

AUGUST 12, 2025

12, 2025) 11 Investment Must Reads for This Week (Aug. 12, 2025) 11 Investment Must Reads for This Week (Aug. 12, 2025) 11 Investment Must Reads for This Week (Aug. However, as with other tech innovations, such as robo advisors, AI will not be able to replicate the human connection advisors have with their clients. “I

Wealth Management

Wealth Management

AUGUST 6, 2025

About the Author Priya Prakash Royal Managing Attorney and Founder, Royal Law Firm, PLLC [link] Priya Prakash Royal is the managing attorney and founder of Royal Law Firm, PLLC, focusing on international private client tax for affluent individuals and multinational families. Concept of digital social marketing. in Taxation, and MBA.

Estate Planning

Wealth Management

AUGUST 6, 2025

OBBBA Creates Tax Incentives for Capital Investments One of the key features of the OBBBA is the return of 100% bonus depreciation on qualified capital assets. Concept of digital social marketing. This has created significant cash tax savings for firms like AT&T, T-Mobile and Verizon, which are all held in the large telecom-focused ETFs.

Taxes

WiserAdvisor

JUNE 4, 2025

Apart from new laws and changes in regulations, it is also important to pay attention to emerging investment trendsevery year. Financial advisors should take these factors into account to ensure their clients receive the right experience. For example, a clients investment choices should align closely with their tax strategy, too.

Financial Planning

International College of Financial Planning

JULY 2, 2025

Rising incomes, complex tax rules, countless investment options, and growing aspirations have made personal finance decisions more challenging than ever. This is where competent, ethical, and client-first financial planners step in. What Does the CFP Course Involve?

Financial Planner

Nerd's Eye View

JANUARY 13, 2025

With another strong year in the markets, most advisory firms are near or at record highs for their revenue, their numbers of clients, and the headcounts of their teams. and we're aiming to offer CE for Accredited Investment Fiduciary (AIF) designees by the second half of the year!

Financial Advice

International College of Financial Planning

JUNE 5, 2025

Clients were all about one thing: performance. And if you haven’t changed with it, well your clients have already moved on. A New Avatar of Client Take Abhay Mehta – 29 years old, heir to a ₹2,700 crore family business in Mumbai. The client is overwhelmed. Lets be real for a moment. Often fast. Sometimes all in one.

Wealth Management

Midstream Marketing

OCTOBER 31, 2024

They work closely with their clients to reach this goal. They know that their marketing strategies work well and they follow important ethical and legal rules. Financial marketing consultants focus on understanding the target market for each client. This leads to more sales and better returns on investment (ROI).

Consulting

Midstream Marketing

NOVEMBER 5, 2024

Key Highlights A strong presence on social media can help financial advisors meet potential clients and boost brand awareness. Get advice on creating content, such as combining educational and promotional posts, and using questions from clients. Many potential clients look online for information. Make a strong LinkedIn profile.

Media

Midstream Marketing

NOVEMBER 6, 2024

Key Highlights Content marketing helps financial advisors stand out and earn trust from potential clients. When advisors share valuable content for a specific target audience, they can attract new clients and boost their online presence. Content marketing is a great strategic approach to find potential clients.

Financial Advisor

The Big Picture

JULY 1, 2025

The transcript from this week’s, MiB: Velina Peneva, Swiss Re Chief Investment Officer , is below. Eva is group Chief Investment Officer for insurance, giant Swiss Ray. Really a fascinating conversation with someone who is uniquely situated in the investment world. It was the best from the investment banking teams.

Investments

Trade Brains

JULY 29, 2025

The shares of the Investment management and advisory company, which is involved in financial markets and investment solutions, rose by 15 percent after the announcement of its Q1 business results. Systematix Group aims to help its clients grow their businesses by offering a wide range of financial and investment products and services.

Ethics

The Big Picture

APRIL 29, 2025

Eventually, he becomes CEO of Voya when the parent company spun out the US holdings into a separate entity, really an a, a fairly unique career path and is sort of uniquely situated to look at the world of investing. They sent you out to clients very early on in your career, and you also got people management skills pretty early on.

Management

Midstream Marketing

DECEMBER 10, 2024

Key Highlights We will discuss how to build a strong brand identity and use referrals to attract clients. Learn how to tailor your messages for different clients. They must attract potential clients attention. When they achieve this, they can build solid relationships with potential clients and grow their business.

Financial Advisor

The Big Picture

MAY 20, 2025

And the firm is really a very interesting mix of quantitative value-based and factor-based investing. People ask how does that relate to investing? How did that background help when it comes to modeling portfolios or applying those methods of statistical analysis to investing? It’s really none and all of the above.

Management

Cornerstone Financial Advisory

MARCH 14, 2025

At Cornerstone Financial Advisory, we have a saying we like to use with clients An inheritance is nice. Ethical Investments: Make investment choices that align with Christian values. Ethical Investments: Align investments with Christian values. What Are the Biblical Principles of Estate Planning?

Estate Planning

Wealth Management

AUGUST 7, 2025

David Bodamer , Editorial Director , WealthManagement.com August 7, 2025 4 Min Read The Advyzon Sphere dashboard Advyzon, an all-in-one technology provider to the wealth management industry, has launched Sphere, a platform featuring curated managed portfolios, as part of its Advyzon Investment Management platform.

Portfolio

Wealth Management

AUGUST 7, 2025

to the Liechtenstein Royal Family’s alternative investment firm have launched their own evergreens. The industry has been mostly reliant on long-term investments, not potentially flighty shorter-term deposits, reducing systemic risk and the threat of bank-run scenarios. Concept of digital social marketing.

Retail

Wealth Management

AUGUST 7, 2025

The order will direct the Labor Department to reevaluate guidance around alternative asset investments in retirement plans subject to the Employee Retirement Income Security Act of 1974, according to a person familiar with the plans who requested anonymity before the order was formalized. Concept of digital social marketing. Jennifer A.

Assets

Diamond Consultants

JULY 15, 2025

Junior advisors must invest time doing virtually every job at the firm, taking on roles and responsibilities before being called upon, even when it means operating outside their comfort zone. Be more concerned whether they share your values, have a strong work ethic and will lead with integrity. Don’t worry about a successor’s age.

Planning

Wealth Management

AUGUST 7, 2025

in assets from new client relationships, net of markets, while losing 2% due to client departures, according to a new study conducted by Ensemble Practice and ActiFi. Revenue per client reached a record average of $11,942 for the firms surveyed. Concept of digital social marketing. In 2024, firms reported only 4.1%

Recruitment

Wealth Management

AUGUST 7, 2025

The department accused McDonald of defrauding his clients out of more than $3 million. McDonald, 53, was the CEO and chief investment officer for Los Angeles-based Hercules Investments and frequently appeared as a market analyst on CNBC’s “Fast Money” and “The Exchange.” Concept of digital social marketing.

Estate Planning

Wealth Management

AUGUST 7, 2025

But two decades of price competition had eroded the profitability of commissions, so Wall Street pushed for a change in regulation that would allow broker/dealers to charge fees (without having to become registered investment advisers—note the “e,” not the “o.”) Concept of digital social marketing.

Wealth Management

Wealth Management

AUGUST 7, 2025

They’ll also coordinate efforts to serve the wealthtech, regtech and investment management sectors. With Ascentix and our network of strategic partner firms, we offer clients a seamless solution, backed by unmatched experience and deep-rooted, value-add relationships across the wealth management ecosystem,” Roth said in a statement.

Consulting

Trade Brains

JULY 25, 2025

Additionally, a 3 MW IT load at the Manesar facility has been secured for a significant private sector client. A bout the company Anant Raj Limited, founded in 1969, has established itself as a symbol of quality and ethical business practices in India’s real estate sector. Investing in equities poses a risk of financial losses.

Ethics

Wealth Management

AUGUST 6, 2025

LinkedIn Poll: The percentage of private market investments in TDFs and managed accounts in 401(k)/403(b) plans in the next 5 years will be. Concept of digital social marketing.

Estate Planning

Wealth Management

AUGUST 7, 2025

Alex Ortolani , Senior Reporter , WealthManagement.com August 7, 2025 2 Min Read (L-R): Daniel Cooper, Emalee Welsh and Daniel Carmody New York-based law firm Sterlington has hired new leadership for its private wealth work with clients. Concept of digital social marketing.

Wealth Management

Wealth Management

AUGUST 6, 2025

Related: The Hidden Risk in Wealth Planning: Why Health Insurance Needs a Closer Look Therefore, unless asked, agents who speak to these clients about distribution and generational legacy planning as a bridge for a life insurance discussion are tilting at windmills. Concept of digital social marketing.

Estate Planning

Nerd's Eye View

JUNE 21, 2023

All investment advisers are fiduciaries that owe a duty of care and loyalty to their clients, and, in an ideal world, advisory firms and their staff would abide by these requirements without the need for a prescriptive code of ethics.

Ethics

Wealth Management

AUGUST 6, 2025

Concept of digital social marketing.

Estate Planning

Nerd's Eye View

JULY 8, 2024

And to meet the growing demand for the required "Ethics & Professional Responsibility" content in particular, we're also excited to announce the return of our IAR Ethics CE on August 29 , 2024! Along with the expanded CE offerings, we've also been reinvesting heavily into making the Kitces platform easier to use.

Ethics

Nerd's Eye View

JULY 17, 2023

In the early days when financial advisors were first and foremost salespeople for insurance and investments products, the reality is that "advisor training and education" wasn't really about finance or advice… it was mostly just about learning how the company's products worked and how to effectively sell them to consumers.

Ethics

Wealth Management

JULY 30, 2025

However, the integration of AI in health care also presents challenges related to data privacy, ethical considerations and human-AI collaboration. Challenges and Ethical Considerations The integration of AI in health care decision-making raises significant concerns about data privacy and security. He counsels clients on U.S.

Estate Planning

Nerd's Eye View

APRIL 25, 2023

that oversees $143 million in assets under management (AUM) for nearly 75 client households. Ari is Managing Partner of Values Added Financial, an independent RIA based in Washington, D.C.,

Management

Nerd's Eye View

MAY 31, 2024

Going beyond FPA’s existing PlannerSearch tool, the narrowed-down list is meant to help consumers identify a focused subset of the most reputable planners.

Financial Planner

Nerd's Eye View

OCTOBER 3, 2022

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: Ethic Investing raises a $50M Series C round as values-based “personalized indexing” through direct indexing tools continues to gain momentum.

Commission