International College of Financial Planning

AUGUST 2, 2021

The primary role of a financial advisor is to help clients with their financial goals based on their unique requirements and challenges. The ultimate desire for most Financial Advisors in India is to chalk out their path and work with their own set of clients. Three Must-Have Traits for Financial Advisor.

Financial Advisor 52

Financial Advisor Certified Financial Planner Certification Fee Only 52

Sara Grillo

JANUARY 9, 2023

Here’s the triumph of virtue that financial planning transparency will (FINALLY) bring to planners across the country and the benefits to clients that come along with it. What are the changes in Colorado investment advisor regulations regarding financial planning? Client advocacy. Mentoring younger advisors.

Financial Planning 52

Financial Planning Planning Financial Planner CFP 52

Sara Grillo

NOVEMBER 14, 2022

Yet the investment and insurance communities seem to be on two different sides of the fence when it comes to a solution. Fee only advisors can now purchase annuities for their clients without having to be licensed agents. Are commissions bad? It’s not the cheapest for the client. Salaske agrees.

Insurance 59

Insurance Financial Advisor Retirement License 59

Inside Information

JULY 31, 2022

I remember one letter (no email back them) where an advisor suggested that we ‘chill.’ “I I’m working with clients who used to work with him, and I can’t tell you how hard it has been to clean up the messes he’s made with their financial situations.”. Yes, there are regulatory requirements to register as an investment advisor.

Financial Planner 45

Financial Planner Financial Planning Ethics CFP 45

Inside Information

SEPTEMBER 28, 2021

Then came Reg BI, in 2019, where the Commission decided that adopting a separate rule restricting these terms was ‘unnecessary.’. The second petition asks the SEC to stop pretending that giving financial/investment advice is “solely incidental” to the current wirehouse business model. Of course, this was never finalized.

Financial Planner 40

Financial Planner Financial Planning Commission Sales 40

WiserAdvisor

MAY 31, 2022

According to the Federal Trade Commission (FTC), in 2021, American consumers lost over $5.8 The objective is to thoroughly understand the background of the broker or investment advisor from whom you intend to buy a product or engage in a business. However, the numbers tell a different story. In 2021, over 2.8

Investing 52

Investing Investments License Accounting 52

Inside Information

OCTOBER 30, 2021

The argument with the regulators is that the more they require all advisors (including, of course, wirehouse brokers who call themselves ‘advisors’) to behave as fiduciaries, the more likely investors will be to receive advice in their interests, quality investment counsel, low portfolio expenses and fewer conflicts getting in the way.

CFP 40

CFP Commission Investing Investments 40

Sara Grillo

SEPTEMBER 26, 2022

I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investment advisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners. Salaske: What is an investment advisor?

CFP 59

CFP Financial Advisor Financial Planner Ethics 59