Wealth Management

JUNE 20, 2025

Davis Janowski , Senior Technology Editor, WealthManagement.com June 20, 2025 5 Min Read Dr.

Wealth Management

Nerd's Eye View

NOVEMBER 19, 2024

Anjali is the Founder of FIT Advisors, an RIA based in Torrance, California (but works virtually with clients nationwide) and oversees $65 million in assets under management for 45 client households. My guest on today's podcast is Anjali Jariwala.

Clients

Wealth Management

JULY 8, 2025

The move nearly doubles the number of institutional, no transaction fee (INTF) funds available through Schwab’s platform to approximately 2,000 from 58 asset managers. Related: Morningstar: Fee War Among Asset Managers Plateaus Previously, the program included about 1,200 funds from 25 managers.

Wealth Management

Wealth Management

JULY 2, 2025

The fund’s proposed fee is 0.22% — cheaper than any existing actively managed high-yield ETFs, data compiled by Bloomberg showed. Related: 14 Investment Must Reads for This Week (July 1, 2025) In addition to JPMorgan Asset Management, Capital Group also unveiled its first actively managed high-yield ETF last week.

Planning

Wealth Management

JUNE 30, 2025

Louis-based broker/dealer Edward Jones announced it intends to acquire Natixis Investment Managers’ overlay management services capabilities “through the purchase of select assets and an exclusive license for certain proprietary technology.” Edward Jones has over $50 billion in assets in its UMA business.

Management

Wealth Management

JULY 2, 2025

Related: What Behavioral Economics Shows us about How to Manage Investor Expectations During Market Uncertainty However, when it comes to how members of Gen X prefer to be approached by their advisors , there is no “one size fits all” solution, Horton noted.

Financial Advisor

Wealth Management

AUGUST 8, 2025

For Jordan Raniszeski, co-founder and senior managing partner of Carnegie Private Wealth, it meant balancing efficiency with humanity, testing everything from AI meeting assistants to client portals, and building a culture that embraces innovation without becoming tech-dependent. Concept of digital social marketing. In this role, Ms.

Estate Planning

Wealth Management

AUGUST 1, 2025

Here’s our Word on WealthTech for five recent headlines (plus a bonus): BNY Taps iCapital to Beef Up Its Alternative Investment Capabilities iCapital’s recent integrations into BNY and Orion is part of a mega trend pushing alts to the forefront of how both large and small advisory firms manage portfolios. Concept of digital social marketing.

Estate Planning

Wealth Management

JUNE 27, 2025

Q&A: What Was Behind Schechter’s Decision to Sell to Arax?

Estate Planning

Wealth Management

JUNE 10, 2025

Podcasts & Videos CE Webinars Research Newsletters Subscribe Subscribe News Related Topics RIA IBD Wirehouse RPA Insights & Analysis Regulation & Compliance Career Moves Recent in News See all Wealth Management EDGE 2025 Industry News & Trends Scenes From Day 1 of Wealth Management EDGE 2025 Scenes From Day 1 of Wealth Management EDGE (..)

Wealth Management

Wealth Management

JULY 1, 2025

Diana Britton , Executive Editor , WealthManagement.com July 1, 2025 1 Min Read Raymond James added a group of seven advisors managing more than $1.1 Cukaj and Siena will lead QuantumView Wealth Management, which serves high-net-worth individuals and multi-generational families. EP Wealth Hires Integrations Head From Captrust $32.6B

Wealth Management

Nerd's Eye View

DECEMBER 31, 2024

Stacey is the chief operating officer of Morton Wealth, an RIA based in Calabasas, California, that oversees approximately $3 billion in assets under management for 1,300 client households.

Management

Wealth Management

JUNE 12, 2025

What Are the Best Asset Classes for Active Management? Low-cost passive wrappers work well for core equity investing, but certain asset classes are more conducive to active management. The industry’s heyday came in the 1980s and ’90s, when stocks soared and rockstar mutual fund managers like Peter Lynch raked in assets.

Assets

Wealth Management

JULY 9, 2025

The list provides a picture of the places with the most growth potential compared to the competition in the wealth management profession. As you might expect, states with higher net worth households, such as New York, Connecticut and Massachusetts, are oversaturated. Click through to see where the biggest opportunities are.

Wealth Management

Wealth Management

JUNE 26, 2025

Mason, who ran Rubicon Wealth Management, a registered investment advisor in Gladwyne, Pa., Mason, a former advisor who was barred from the industry, was sentenced to 97 months in prison and three years of supervised release for defrauding at least 13 advisory clients out of more than $17 million, according to the Department of Justice.

Clients

Nerd's Eye View

JUNE 16, 2025

While many firms have historically relied on commission-based compensation methods – reflecting a sales-driven approach – financial advice has evolved with technological advancements and a greater focus on financial planning, with the Assets Under Management (AUM) fee emerging as the primary compensation model.

Financial Advice

Wealth Management

JUNE 23, 2025

For example, in early May, crypto asset manager Bitwise became the first firm to offer its assets through alternative investment platform iCapital. Investors are most interested in getting advice on risk assessment and risk management strategies from their advisors (50%).

Assets

Wealth Management

JULY 18, 2025

In 2023, he launched his own firm, Park Hill Financial Planning and Investment Management. “I False Advertising Dann Ryan, 39, founder and managing partner of New York-based Sincerus Advisory , said his first RIA job had a verbal agreement to give him a stake as a partner in 10 years. Concept of digital social marketing.

Estate Planning

Wealth Management

JULY 2, 2025

Stich , CMO, Moran Wealth Management July 2, 2025 4 Min Read Anthony Stich (right) moderating a panel on AI at Wealth Management EDGE. Joey Corsica & SpotMyPhotos Wealth management is on the edge of a profound transformation—one that won’t be defined by dashboards, APIs or UX overlays. It will be defined by invisibility.

Wealth Management

Wealth Management

JUNE 27, 2025

My co-founder and I knew that if we could apply AI—and by that I really mean machine learning—we could help the wealth management industry scale to new markets and demographics, there is such an untapped demand, especially among the mass affluent,” said Markowitz. “We Q&A: What Was Behind Schechter’s Decision to Sell to Arax?

Wealth Management

Wealth Management

AUGUST 6, 2025

David Bodamer , Editorial Director , WealthManagement.com August 6, 2025 1 Min Read phongphan5922/iStock/Getty Images Plus Actively managed mutual funds and ETFs continue to generate tremendous interest from investors. Active bond managers also struggled, with success rates falling to 31 percentage points, down to 31% for the past year.

Wealth Management

Wealth Management

JULY 31, 2025

When Values No Longer Align: An Ex-Wells Fargo Advisor’s Leap to Independence When Values No Longer Align: An Ex-Wells Fargo Advisor’s Leap to Independence Brian Pultman, Founder and CEO of Correct Capital Wealth Management, discusses why he chose independence over taking a wirehouse transition deal. Concept of digital social marketing.

Wealth Management

Wealth Management

AUGUST 4, 2025

David Bodamer , Editorial Director , WealthManagement.com August 4, 2025 3 Min Read GeoWealth, a Chicago-based turnkey asset management platform, raised $38 million in Series C funding led by Apollo. Morgan Asset Management also participated in the Series C funding. 4, 2025) 11 Investment Must Reads for This Week (Aug.

Wealth Management

Wealth Management

AUGUST 5, 2025

Brian Marchiel August 5, 2025 4 Min Read Donny DBM/iStock/Getty Images Plus The unified managed account has undergone a quiet but powerful evolution over the past two decades as managed accounts continue their journey to client centricity. Concept of digital social marketing. Working toward the UMH has become a top goal for many firms.

Wealth Management

Nerd's Eye View

AUGUST 5, 2025

Michelle is a principal of California Financial Advisors, an RIA based in San Ramon, California, that oversees $2 billion in assets under management for approximately 1,500 client households. My guest on today's podcast is Michelle Perry Higgins.

Clients

Nerd's Eye View

NOVEMBER 25, 2024

Over the past decade, a growing number of advisors have expanded into offering comprehensive financial planning services, reflecting a shift that not only helps them stand out from (increasingly commoditized) portfolio management offerings but also supports clients' broader financial goals.

Financial Planning

Wealth Management

JULY 3, 2025

The Bordeaux team, led by managing partners Tom Myers and David Murdock, came out of Brownson, Rehmus & Foxworth, a Chicago-headquartered RIA. manages about $300 million in client assets. Jacob William Advisory has proactively recruited next-generation advisors as part of its business continuity plan.

Wealth Management

Nerd's Eye View

DECEMBER 18, 2024

This lack of specificity can result in regulatory deficiencies or scrutiny, even for firms providing substantial financial planning value to clients, if records fail to consistently demonstrate that fees are 'reasonable' in relation to the services provided.

Financial Planning

Wealth Management

JUNE 17, 2025

AUM from UBS In addition to Sandrew, Mariner also named Verne Marble to the role of managing director of Mariner Independent. Marble joins from Private Advisor Group, where he was head of business development and advisor growth and engagement. As a whole, Mariner has $555 in client assets under management and advisement.

Wealth Management

Wealth Management

AUGUST 1, 2025

Diana Britton , Executive Editor , WealthManagement.com August 1, 2025 2 Min Read Martine Lellis, principal, M&A partner development, Mercer Advisors Mercer Global Advisors, one of the nation’s largest and most acquisitive registered investment advisors with $77 billion in assets, has purchased Family Wealth Planning Group, a Naples, Fla.-based

Estate Planning

Wealth Management

AUGUST 1, 2025

Management noted it now currently anticipates the advisor onboarding/conversion of platforms to occur in 4Q26, relative to the prior timing of 2Q-3Q26—which it attributed to a more refined view around the scope of the technology and operational work required to ensure an exceptional experience. Raymond James Practice Mercer Advisors Lands $1.2B

Recruitment

Wealth Management

JUNE 10, 2025

RIA Bluespring Merges Two Texas-Based Firms to Create $1.4B RIA SilverStar Wealth moves from being a Kestra-affiliated firm to being part of Bluespring’s Texas-based LifeBridge Financial Group. RIA Bluespring Merges Two Texas-Based Firms to Create $1.4B RIA Bluespring Merges Two Texas-Based Firms to Create $1.4B

Wealth Management

Wealth Management

JULY 31, 2025

These options can be integrated alongside ETFs, mutual funds, SMAs and direct indexing within a single tax-managed custodial account. We’ve removed the historical barriers that made this difficult and made alternatives manageable at scale.” Raymond James Practice Mercer Advisors Lands $1.2B Concept of digital social marketing.

Estate Planning

Wealth Management

JULY 30, 2025

Anthony Venette , Manager, Valuation Services , Withum July 30, 2025 5 Min Read The passage of recent tax legislation has brought welcome clarity to estate planners and private investors alike. About the Author Anthony Venette Manager, Valuation Services, Withum Anthony Venette , CPA/ABV is a Manager, Valuation Services, at Withum.

Estate Planning

Wealth Management

JUNE 10, 2025

Podcasts & Videos CE Webinars Research Newsletters Subscribe Subscribe News Related Topics RIA IBD Wirehouse RPA Insights & Analysis Regulation & Compliance Career Moves Recent in News See all Wealth Management EDGE 2025 Industry News & Trends Scenes From Day 1 of Wealth Management EDGE 2025 Scenes From Day 1 of Wealth Management EDGE (..)

Wealth Management

Wealth Management

AUGUST 6, 2025

Forth Worth, Texas-based Fossil Rock has opened shop as an mFORCE RIA under founder and manager Larry Milton, who had been a wealth advisor with Merrill Lynch and BB&T Securities before affiliating with Truist in 2021. Concept of digital social marketing. The firm oversees about $400 million in client assets.

Estate Planning

The Big Picture

MAY 20, 2025

The transcript from this weeks, MiB: John Montgomery, Bridgeway Capital Management , is below. 00:02:52 [Speaker Changed] Well, the statistical side definitely comes from my degree and then work as a project manager at MIT. So it took three years to break even when my business plan had it at one.

Management