Nerd's Eye View
JUNE 21, 2023
All investment advisers are fiduciaries that owe a duty of care and loyalty to their clients, and, in an ideal world, advisory firms and their staff would abide by these requirements without the need for a prescriptive code of ethics.
Nerd's Eye View
OCTOBER 3, 2022
From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: Ethic Investing raises a $50M Series C round as values-based “personalized indexing” through direct indexing tools continues to gain momentum.
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Nerd's Eye View
SEPTEMBER 13, 2022
We also talk about how, while Carolyn was first working in the broker-dealer space, it was the opportunity she received to explore and analyze the newly emerging advisory side of financial services that led her to truly appreciate the benefits of financial planning for not only the client relationship but also the steady revenue streams it created (..)
James Hendries
NOVEMBER 19, 2022
When attempting to obtain financing from a bank or a venture capital firm, you emphasize all the reasons why you believe your business will succeed, while downplaying any potential downsides.
James Hendries
JUNE 29, 2022
When attempting to obtain financing from a bank or a venture capital firm, you emphasize all the reasons why you believe your business will succeed, while downplaying any potential downsides.
Nerd's Eye View
NOVEMBER 7, 2023
And be certain to listen to the end, where Veronica shares how she overcame her early-career feelings that she was too young to serve as a lead advisor, how a commitment to talking about her work with at least 5 people each day for 2 years, from strangers at Target to fellow advisors, helped Veronica to overcome her fears and generate a rising flow (..)
Brown Advisory
MAY 10, 2022
We believe that such companies may find themselves far better positioned to compete in the future than companies who choose to “go it alone” and forgo more modern approaches to collaborative business planning. Background Effective governance is, in our view, the bedrock of corporate resiliency.
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