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Compliance Calendar For A Solo RIA: Staying On Top Of Compliance Tasks While Serving Clients

Nerd's Eye View

Second, firms are generally required to adopt and implement a set of written policies and procedures governing the firm's actions in areas including proxy voting, cybersecurity, personal trading of the firm's employees, material nonpublic information, and the firm's business continuity plan.

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Crafting An Annual Compliance Calendar For A (Solo) RIA: Staying On Top Of Compliance Tasks While Serving Clients

Nerd's Eye View

Second, firms are generally required to adopt and implement a set of written policies and procedures governing the firm’s actions in areas including proxy voting, cybersecurity, personal trading of the firm’s employees, material nonpublic information, and the firm’s business continuity plan.

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How To Start A Side Hustle In 10 Steps

Clever Girl Finance

Create a solid business plan for your side hustle If you’re in the process of starting a side hustle and do not have a business plan, you need to create one now. A business plan is essentially your roadmap for your side hustle to achieve your goals for a small business.

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The great reassessment: Your cybersecurity strategy to kick start 2023

SEI

From a lack of organizational infrastructure visibility to system and tool integration to communication, the pandemic caused many organizations to implement more hurried builds, which has created challenges for cybersecurity teams. A well-executed plan for when a cyberattack occurs can significantly impact financials and reputation. .

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7 Steps For How To Start A Side Hustle

Clever Girl Finance

Plus, we have some fantastic side hustle business ideas for you too! Create a good business plan for your side hustle If you’re in the process of starting a side hustle and do not have a business plan, you need to create one now. You can’t achieve success without a plan! Where is your competition located?

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Transcript: Tom Wagner, Knighthead Capital

The Big Picture

RITHOLTZ: This is data, voice, communications no matter where you are on the globe. And the thesis was let’s strike deals with the victims’ attorneys and let’s strike deals with the regulators and the government and strike deals with the bondholders and move the company through bankruptcy. WAGNER: Right.

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