Sara Grillo

MAY 9, 2022

Wall Street has engineered this term “direct indexing” to capture the attention of fee only advisors who are obsessed with John Bogle. All the direct indexing providers advertise the benefits of tax loss harvesting. We cover it in depth in the podcast, but here are the major reasons. #1

Portfolio 72

Portfolio Clients Financial Advisor Taxes 72

Inside Information

AUGUST 29, 2021

When brokerage firms argued that they functioned just like fee-only advisors, Roper suggested that their reps be required to register with the SEC and be regulated similarly. . Could the SEC require the brokerage firms to revise their incentive structures to be more in alignment with fee-only planners?

Fee Only 40

Fee Only Financial Services Advertising Investment Advisor 40

Inside Information

SEPTEMBER 28, 2021

The list of things that would trigger the requirement to register also includes the delivery of a financial plan, holding out as providing advice or holding out in any way (presumably including advertisements) that indicates the offer of holistic financial advisory services. Does any of this sound familiar about today’s marketplace?).

Financial Planner 40

Financial Planner Financial Planning Commission Sales 40

Inside Information

OCTOBER 30, 2021

He thinks that the distinction has been deliberately (and very effectively) blurred by the brokerage industry, which advertises itself as helping facilitate peoples’ dreams with financial planning and investment advice, whose brokers call themselves, on their business cards, advisors, vice presidents of investments or wealth managers. “A

CFP 40

CFP Commission Education Investing 40

The Big Picture

JANUARY 21, 2025

But as a 19-year-old, I was able to not only get involved in writing stories, but also I was involved in the pay stop of the paper for people who remember what pay stop was. I even went on advertising calls with the advertising director. It was so much fun and I learned so much. Where, where did you grow up?

Investing 147

Investing Investments Management Retirement 147

Sara Grillo

MARCH 16, 2024

-Flat fee advisor “The inaugural Transparent Advisors meeting was a fantastic start with many stimulating ideas not from the speakers but from the interactions with the other members of the group. Flat fee advisor “The best part was just being around quality advisors/people.” The meeting exceeded my expectations!”

Financial Advice 52

Financial Advice Communication Financial Advisor Consulting 52

The Big Picture

APRIL 25, 2023

ADVERTISEMENT) RITHOLTZ: Prior to 2022, when rates were cheap, when rates were zero, when capital was plentiful, it seemed like the entire industry went through this wild merger frenzy. ADVERTISEMENT) RITHOLTZ: Tell us about your practice. HAMBURGER: It was a lovely place to live for a short period. And yes, we were all in.

Compliance 162

Compliance Clients Wealth Management Management 162

Talon Wealth

AUGUST 18, 2022

I, what call Kristen: ‘Em flashing back to the advertisements. And we would recommend just coming up with a plan that helps you not only protect, but grow your money over time. Kristen: Mike is a fee only fiduciary financial advisor, the founder of talent, wealth. Mike: They’re so similar, right?

Economy 52

Economy Retirement Numbers Planning 52

Sara Grillo

SEPTEMBER 26, 2022

The advertisements that they produce that says that anyone can call themselves a CFP. It’s baffling to me because actually, the only people who can really do… [unintelligible] anyone can say they’re a financial planner?

CFP 59

CFP Financial Advisor Financial Planner Ethics 59