Wealth Management

JUNE 27, 2025

Podcasts & Videos CE Webinars Research Newsletters Subscribe Subscribe News Related Topics RIA IBD Wirehouse RPA Insights & Analysis Regulation & Compliance Career Moves Recent in News See all Marc Schechter RIA Q&A: What Was Behind Schechter’s Decision to Sell to Arax? Number 8860726.

Estate Planning 191

Estate Planning Wealth Management Compliance Recruitment 191

International College of Financial Planning

JUNE 17, 2025

Financial institutions based in GIFT City can treat their operations, investments, and deposits as offshore, enabling Indian banks, NBFCs, insurance providers, and capital market entities to offer global financial products in foreign currencies.

Compliance 40

Compliance Education Economics Investments 40

Carson Wealth

MARCH 17, 2025

Emotions start to run high during corrections and many investors become more prone to making costly investment mistakes. Know that volatility is the price we pay to invest and stay the course and stay diversified. Same thing for 2023. All indices are unmanaged and may not be invested into directly. Corrections never do.

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Marketing Marketing Economy Portfolio 84

Carson Wealth

APRIL 21, 2025

Additionally, the National Association of Active Investment Managers (NAAIM) Exposure Index came in at its lowest level in 17 months, suggesting RIAs are finally tossing in the towel as well. The language is very similar to what Powell used to say back in 2022 and 2023, when they were raising rates.

Marketing 78

Marketing Marketing Economy Economics 78

Carson Wealth

JANUARY 13, 2025

While there are reasons for recent declines, we view it in part as a perfectly normal pause after the gains of 2023 and 2024. But some of those companies will become an IBM, GM, or Kodak perhaps still worthy of investment in the future, but not the dominant player it is today. Compliance Case # 7521978.1._011325_C

Marketing 75

Marketing Marketing Economy Compliance 75

FMG

MAY 30, 2025

The Top 5 Advisor Texting Adoption Roadblocks (And Why They’re Myths) “Compliance concerns” Built-in archiving and supervision tools solve this completely. Leadership worried about advisor resistance, compliance complexity, and client acceptance. They couldn’t have been more wrong about the timeline.

Communication 52

Communication Financial Advisor Clients Compliance 52

Trade Brains

JUNE 24, 2025

A funding round just last year, 2023, valued it at $12 billion. Naturally, they anticipate substantial returns on their early investments. Written By Fazal Ul Vahab C H Disclaimer The views and investment tips expressed by investment experts/broking houses/rating agencies on tradebrains.in

Planning 52

Planning Valuation Financial Services Compliance 52

Carson Wealth

MARCH 3, 2025

It is also the first time the S&P 500 is negative (although only down 1%) over three calendar months since October 2023. You should never blindly invest in seasonality, but just as February was ripe for potential trouble, be open to a nice Spring bounce. Here Comes March In the end, the S&P 500 fell 1.3% pp Housing: +0.06

Marketing 78

Marketing Marketing Economy Government 78

Harness Wealth

NOVEMBER 12, 2024

The conversion from a Traditional IRA to a Roth IRA is a taxable event, with income taxes due on any pre-tax contributions and investment earnings converted. Consider 529 Plans A 529 Plan is a tax-advantaged investment account specifically designed to fund education costs. million in 2023. million ($27.22 million ($27.98

Tax Planning 52

Tax Planning Taxes Planning Estate Planning 52

Diamond Consultants

JANUARY 21, 2025

And to be fair, the wirehouses absolutely provide a great degree of support and service (think about the various costs they bear on your behalf, such as asset custody, branding, technology, HR, compliance, investment products, etc.). Or they may have access to SMAs/UMAs but not sophisticated alternative investments.

Recruitment 52

Recruitment Compensation Planning Clients Consulting 52

Carson Wealth

DECEMBER 9, 2024

It was strong even in 2022 and 2023, which was another clue that a recession wasnt imminent. The risk is that the Fed takes an extended pause, even as rates stay on the higher side and adversely impact cyclical areas of the economy like housing, manufacturing, and business investment. For reference, the 2019 average was 166,000.

Marketing 69

Marketing Marketing Economy Manufacturing 69

Carson Wealth

NOVEMBER 4, 2024

Between mid-2023 and mid-2024, we saw the unemployment rate move higher even as payroll growth remained fairly strong. Business investment was also strong in Q3, though half of that was from aircraft spending, and that is unlikely to repeat in the next quarter or two. All indices are unmanaged and may not be invested into directly.

Marketing 96

Marketing Marketing Economy Numbers 96

Harness Wealth

FEBRUARY 5, 2025

The Internal Revenue Service (IRS) adjusts FEIE exclusion amounts annually based on inflation, with the exclusion amounts for the past 5 years being as follows: Tax Year FEIE Amount 2025 $130,000 2024 $126,500 2023 $120,000 2022 $112,000 That said, the FEIE only applies to foreign earned income, with foreign passive income ineligible for exclusion.

Taxes 52

Taxes Compliance Accounting Government 52

Carson Wealth

JUNE 9, 2025

Congrats again to the Dow on an amazing run and to all the investors over the years who have benefited by sticking to their investment plans. This was in sharp contrast to all the recession calls you saw in 2022 and 2023, including signals from other popular leading economic indicators. Investors cannot invest directly in indexes.

Economics 69

Economics Marketing Marketing Economy 69

Hubly

JULY 15, 2025

The Bigger Picture While NIGO errors may not trigger fines, they’re often tied to broader compliance issues, particularly in recordkeeping. Non-Compliance With Regulations Account opening must meet strict regulatory standards. Let’s look at the five most common NIGO mistakes and how to stop them at the source.

Compliance 52

Compliance Accounting Clients Communication 52

Carson Wealth

JANUARY 6, 2025

The Carson Investment Research Team put their heads together and chose some of the charts we thought best tell the story of 2024. But when we did, we frequently reinforced that investing based on ones political beliefs tends to be a fundamental mistake when it comes to markets. Here are some of our favorites.

Marketing 64

Marketing Marketing Economy Economics 64

Carson Wealth

DECEMBER 16, 2024

Car insurance costs surged in 2023 due to lagged effects of higher car prices post-pandemic (and more car crashes), rising 26% y/y at its peak in August 2023. All indices are unmanaged and may not be invested into directly. But things are looking up when you look at more near-term data.

Marketing 52

Marketing Marketing Insurance Food 52

Diamond Consultants

JUNE 17, 2025

It doesn’t require a major time investment—just a willingness to be honest with yourself about what’s working, what’s not, and what needs to change. Many advisors experienced record years in 2023 and 2024, but now is the time to ask the difficult question: Am I growing because of my firm—or despite it? And the best part?

Recruitment 52

Recruitment Clients Compliance Sales 52

Carson Wealth

MAY 27, 2025

The rate environment was also making headlines, as the 30-year Treasury yield approached its October 2023 high before retreating on Thursday and Friday. This time, being in quality (Treasuries) was a good idea Treasuries outperformed both investment-grade and high yield-corporates as well as mortgage-backed securities. for the week).

Marketing 75

Marketing Marketing Portfolio Risk Tolerance 75

Carson Wealth

JANUARY 21, 2025

over Bidens four years and was over 5% in 2023 and 2024. Car insurance costs surged in 2023 due to lagged effects of higher car prices post-pandemic (and more car crashes), rising 26% y/y at its peak in August 2023. All indices are unmanaged and may not be invested into directly. Compliance Case # 7549095.1._012125_C

Marketing 75

Marketing Marketing Insurance Economy 75

Carson Wealth

OCTOBER 28, 2024

Winston Churchill The Carson Investment Research Team began covering the election back in March with our “16 Charts and Tables) to Know This Election Year.” Chart 1: Election Years Tend to Be Higher What we said then: “The best year for stocks is a preelection year (like 2023), while midterm years (like 2022) are the worst.

Marketing 96

Marketing Marketing Economy Investments 96

Carson Wealth

JUNE 30, 2025

Inventories were the reason why prices rose in 2023–2024 despite falling home affordability. Housing, or residential investment, makes up just 4% of GDP, but it’s amongst the most cyclical parts of GDP and can drive changes in GDP growth (up or down). All indices are unmanaged and may not be invested into directly.

Marketing 78

Marketing Marketing Investments Investing 78

Carson Wealth

DECEMBER 30, 2024

Old investing maxim This is our last market commentary of 2024, and it may be the most important. The foundation of long-term investing success is understanding how markets behave in the long run. Rather than making investing decisions based on valuations, you are better off investing in days that end in y if you ask me.

Marketing 64

Marketing Marketing Valuation Economy 64

Carson Wealth

MARCH 10, 2025

No, no one should ever invest purely on the calendar, but March has had some nice lows over the years and as we show below, the past two decades it has been perfectly normal to see late February to early March weakness, but then a nice bounce. As uncomfortable as this recent volatility feels, know that it is the toll we must pay to invest.

Marketing 80

Marketing Marketing Economy Government 80

Carson Wealth

FEBRUARY 3, 2025

This is going to have an adverse impact on rate-sensitive sectors of the economy, like housing and business investment (outside of AI-driven capex, where other factors like the fear of being left behind will drive more investment). However, a lot of this strength was offset by investment spending, which pulled GDP down by 1%-point.

Marketing 75

Marketing Marketing Economy Investments 75

Carson Wealth

FEBRUARY 24, 2025

This is why we invest for the long run and use the scary times as an opportunity, not a time to panic. Trillion, the slowest quarterly increase since Q2 2023. Its remarkable that disposable incomes have grown faster than overall debt for the second year in a row (2023 and 2024). last quarter (Q4 2024) to $1.2 in Q4 to $18.0

Marketing 85

Marketing Marketing Economy Planning 85

Carson Wealth

JULY 7, 2025

million over the first six months of 2023. Of course, this also drove aggregate income growth well above the pre-pandemic trend, which in turn drove real GDP growth close to 3% annualized in 2023–2024. All indices are unmanaged and may not be invested into directly. Investors cannot invest directly in indexes.

Marketing 69

Marketing Marketing Economy Numbers 69

Wealth Management

JUNE 11, 2025

Related: Practical Steps for Dealing with Artwork and Tangible Personal Property in an Estate On June 27, 2023, the Internal Revenue Service issued a Notice of Deficiency to the estate. Number 8860726. Schedule M, in the “All other property” section, listed a specific bequest of $2.3 million to Maria.

Taxes 165

Taxes Wealth Management Estate Planning Distribution 165

Carson Wealth

MAY 19, 2025

All else equal, deficit-financed spending will boost profits (as they did in 2016-2019, 2020-2021, and even 2023-2024). The 30-year Treasury yield surged to 4.97%, inching close to the peak level of 5.11% we saw back in October 2023 (which was the highest since 2007). All indices are unmanaged and may not be invested into directly.

Marketing 52

Marketing Marketing Taxes Economy 52

Carson Wealth

APRIL 28, 2025

Its not that weve never seen volatility before thats part and parcel of investing. Do you raise prices and bet on “price over volume” (like in 2022-2023)? Do you do any capex investments? Investment will likely lag amid uncertainty even if the trade war stops and tariffs go away, the threat remains.

Marketing 78

Marketing Marketing Economy Manufacturing 78

Wealth Management

JULY 18, 2025

Podcasts & Videos CE Webinars Research Newsletters Subscribe Subscribe News Related Topics RIA IBD Wirehouse RPA Insights & Analysis Regulation & Compliance Career Moves Recent in News See all Resonant Capital Advisors CEO and President Benjamin Dickey RIA $2.2B Resonant Capital Merges with Tax, Accounting Firm QBCo $2.2B

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Nerd's Eye View

NOVEMBER 6, 2023

Welcome to the November 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors!

Compliance 246

Compliance Valuation Clients Financial Advisor 246

Nerd's Eye View

AUGUST 7, 2023

Welcome to the August 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, underlying trends, and developments that are emerging in the world of technology solutions for financial advisors!

Estate Planning 246

Estate Planning Wealth Management Financial Advisor Planning 246

The Big Picture

APRIL 22, 2023

 This week, we speak with Brian Hamburger , founder and chief executive officer of the business / regulatory compliance consultancy MarketCounsel , as well as the founder and chief counsel of the Hamburger Law Firm, a boutique law firm that focuses on investment and securities industry matters.

Compliance 299

Compliance Wealth Management Consulting Investments 299

Wealth Management

JUNE 12, 2025

Economists at Harvard , of all places, generated a big splash in 2023 when it released an exhaustive study that examined whether the extremely rich students being accepted into these institutions had more impressive academic profiles than the teenagers who fly economy. Number 8860726.

Wealth Management 239

Wealth Management Financial Planning Planning Financial Advisor 239

Nerd's Eye View

JANUARY 13, 2023

Also in industry news this week: A study suggests that simplification is the top reason consumers combine their investment accounts, signaling that the onboarding process for new advisory client assets is a value-add in itself. How stocks and bonds tend to perform following their biggest down years.

Financial Planner 241

Financial Planner Retirement Planning Retirement Compliance 241

Abnormal Returns

DECEMBER 26, 2022

Podcasts Michael Kitces talks setting boundaries with Emily Rassam who is the Senior Financial Planner for Archer Investment Management. rationalreminder.libsyn.com) The biz The DeVoe 2023 M&A report shows expectations for lower RIA valuations. Annamaria Lusardi about the importance of financial literacy.

Risk Tolerance 241

Risk Tolerance Financial Planner Financial Advising Compliance 241