Sara Grillo

AUGUST 14, 2023

Legal definition of the fiduciary standard To quote directly from a paper by Attorney Lorna Schnase , two bodies of law form the legal basis for the fiduciary standard: Common law: Under common law principles of agency, an investment adviser, as agent, owes fiduciary duties to its client, as principal.3 2010, August 1).

Financial Advisor 52

Financial Advisor Fiduciary Duty Insurance Financial Advice 52

WiserAdvisor

NOVEMBER 21, 2022

This is done to establish a fiduciary duty within the candidate and make them a reliable, upstanding member of the fraternity. Financial advisors may or may not have a fiduciary duty, whereas CFPs must uphold the fiduciary standard of the Board. This means working for three years (i.e.

Certified Financial Planner 52

Certified Financial Planner Financial Planner CFP Financial Planning 52

Brown Advisory

APRIL 16, 2018

This specificity helps guide the nonprofit’s board and investment committee members as they carry out their fiduciary duty. However, the IRS provided much more concrete guidance on this topic in 2015.

Nonprofit 52

Nonprofit Portfolio Distribution Clients 52

Brown Advisory

APRIL 16, 2018

This specificity helps guide the nonprofit’s board and investment committee members as they carry out their fiduciary duty. However, the IRS provided much more concrete guidance on this topic in 2015.

Nonprofit 52

Nonprofit Portfolio Distribution Clients 52

Sara Grillo

NOVEMBER 14, 2022

Do advisors breach fiduciary duty when they fail to recommend annuities? Should those with only insurance licenses that allow them to sell annuities and/or life insurance be held to the same “fiduciary standard” as Registered Investment Advisers (RIAs) with the SEC or state regulators?

Insurance 59

Insurance Retirement Financial Advisor License 59

Sara Grillo

JUNE 12, 2023

In 2015, they came out with AG 49 because the crediting rates appeared similar from company to company but were actually very different. In 2015, the AIC of their own conclusion said, Well, wait a minute, we got insurance companies calculating premiums using apparently similar crediting rage, but vastly different credit.

Insurance 59

Insurance Clients Financial Advisor Math 59

Brown Advisory

SEPTEMBER 15, 2017

This is particularly tricky for some of our clients, who serve on endowment or foundation boards that have a fiduciary duty to balance mission alignment with performance expectations.

Portfolio Management 52

Portfolio Management Portfolio Management Fiduciary Duty 52