Carson Wealth

APRIL 1, 2024

Considering the market impact, there have been only two streaks of LEI monthly declines similar to the one we just broke — a 22-month streak ending in March 1975 and a 24-month streak ending in March 2009. Only five other streaks have lasted as long as six months and none longer than a year. These streaks don’t mean much on their own.

Marketing 97

Marketing Marketing Economy Economics 97

Carson Wealth

JUNE 10, 2024

Even more impressive is the past four times this happened (1997, 2003, 2009, and 2020) all saw at least double-digit returns. Compliance Case # 02272734_061024_C The post Market Commentary: The Summer Rally Continues Amid Strong Job Gains appeared first on Carson Wealth. MAY”be we have a positive signal from the strong May.

Marketing 143

Marketing Marketing Economy Numbers 143

Carson Wealth

JULY 8, 2024

Not exactly weak (the hiring rate collapsed below 3% during the 2008-2009 recession), but not too hot either. That is why there’s really no such thing as a mild recession — the three recessions prior to the pandemic recession (1991, 2001, 2008-2009) were all bad from an employment perspective, as it took years for the labor market to recover.

Marketing 97

Marketing Marketing Economy Numbers 97

Carson Wealth

MARCH 11, 2024

The S&P 500 fell an eventual 57% from its October 2007 peak before bottoming on March 9, 2009, and finally ending the global financial crisis (GFC) bear market. Compliance Case # 02150699_031124_C The post Market Commentary: Bull Keeps Going, 15 Years Since Global Financial Crisis appeared first on Carson Wealth.

Marketing 97

Marketing Marketing Economy Retirement 97

Carson Wealth

MARCH 27, 2023

Think back to March 2003, March 2009, and March 2020. In 2003, the war in Iraq started after a three-year bear market; the global financial crisis was underway in 2009 and stocks dropped by half; and in 2020 the world shut down due to COVID-19. Why is this a good thing?

Marketing 52

Marketing Marketing Banking Economics 52

Brown Advisory

DECEMBER 2, 2015

After the 2008-2009 financial crisis, many clients could use loss carry-forwards to reduce taxes against gains taken in subsequent years. Circular 230 Compliance Statement: Regulations contained in IRS Circular 230 regulate written communications from us concerning tax matters.

Taxes 52

Taxes Clients Estate Planning Portfolio 52

The Better Letter

MARCH 18, 2025

In 2009, New Jersey grandmother Patricia Demauro set a craps world record over four hours and 18 minutes by rolling a pair of dice 154 times before crapping out. Rumor had it that this was part of a quiet agreement between regulators and internal compliance officials, who were understandably concerned about what had gone on.

Numbers 75

Numbers Marketing Marketing Medicine 75

Carson Wealth

MARCH 20, 2023

March hit major lows in 2003, 2009, and 2020, amidst negative headlines and sentiment. Compliance Case # 01697852 The post Market Commentary: The Latest on the Banking Crisis appeared first on Carson Wealth. March is well-known for major market lows and volatility.

Banking 52

Banking Marketing Marketing Startup 52

Carson Wealth

JUNE 12, 2023

We found there were two times during the tech bubble that stocks gained 20% and again moved to new lows, and it also happened during the global financial crisis of 2007-2009. Compliance Case # 01795338 The post Market Commentary: A New Bull Market is Here appeared first on Carson Wealth.

Marketing 52

Marketing Marketing Economy Manufacturing 52

Carson Wealth

MAY 22, 2023

We reviewed single-family housing starts across the five recessions that preceded the pandemic-led 2020 recession, including 1980, 1981-1982, 1990-1991, 2001, and 2007-2009. Compliance Case # 01772498 The post Market Commentary: Stocks Keep Chugging Along appeared first on Carson Wealth.

Marketing 52

Marketing Marketing Economy Economics 52

Brown Advisory

SEPTEMBER 12, 2016

Finally, we seek to ensure the highest level of service, through compliance with your investment criteria, specialized reporting and regular discussions with you to ensure that we keep pace with any changes in your views and beliefs over time.

Portfolio 52

Portfolio Clients Investments Communication 52

Brown Advisory

SEPTEMBER 12, 2016

Finally, we seek to ensure the highest level of service, through compliance with your investment criteria, specialized reporting and regular discussions with you to ensure that we keep pace with any changes in your views and beliefs over time.

Portfolio 52

Portfolio Clients Investments Communication 52

The Big Picture

DECEMBER 6, 2022

But when you factor in, you know, legal costs, compliance, portfolio management, trading, there is a lot that goes into launching an ETF. It’s been eye-opening for a lot of the younger traders, younger investors who I know you go back to since 2009, they’ve only seen up markets. BERRUGA: Yeah. Wait, markets go down?

Clients 162

Clients Investments Investing Management 162

Brown Advisory

SEPTEMBER 12, 2016

With that in mind, the Financial Stability Board—created in 2009 by the G20, a group of leading developed and developing nations—mobilized a task force of executives in 2015 to build a framework for climate- related disclosures applicable across myriad industries.

Food 52

Food Executive Compensation Portfolio Management Valuation 52

Brown Advisory

SEPTEMBER 12, 2016

With that in mind, the Financial Stability Board—created in 2009 by the G20, a group of leading developed and developing nations—mobilized a task force of executives in 2015 to build a framework for climate- related disclosures applicable across myriad industries.

Food 52

Food Executive Compensation Portfolio Management Valuation 52

Brown Advisory

JANUARY 4, 2016

It appears that 2015 will go down as the slowest year for technology IPOs since 2009, according to Renaissance Capital. While these markets are still relatively undeveloped and inefficient—partly because of the need to meet compliance requirements—they do provide limited liquidity for sellers. A New Model.

Investments 52

Investments Investing Numbers Valuation 52

Brown Advisory

APRIL 20, 2022

Good Preparation Leads to a Good Audit Experience: What to Expect from Your Investment Advisor mhannan Wed, 04/20/2022 - 06:03 After an extended period of strong returns that began in 2009, many not-for-profit (NFP) organizations find themselves increasingly challenged to earn the traditional target of an inflation-adjusted 5% annual spending rate.

Investment Advisor 52

Investment Advisor Investments Investing Nonprofit 52

The Big Picture

FEBRUARY 6, 2024

And ev all the sort of compliance, client service, legal, kind of, everything was done sort of on the side by investment people. And I can tell you from personal experience, us finance people, we’re not great at accounting, legal, compliance, all the detail and stuff that, that keeps the firm running.

Valuation 130

Valuation Assets Investments Investing 130

The Big Picture

AUGUST 15, 2023

Let me say what your compliance wouldn’t allow you to say. So I think that argument is very valid in those couple of years, 2009, 2010 probably, maybe 2011, which was a tough year for hedge funds. And at the time, I was managing Protege Partners as a hedge fund of funds. We were short subprime mortgages with John Paulson.

Management 130

Management Investments Investing Government 130

Carson Wealth

MARCH 10, 2025

Then who could ever forget the Great Financial Crisis ,which bottomed on March 9, 2009 after a down 56% generational bear market? to 80.5%, but thats still higher than anything we saw over the last two expansion cycles (2003 2007 and 2009 2019). Other data show that layoffs remain low, but its getting a little harder to find a job.

Marketing 80

Marketing Marketing Economy Government 80

Wealth Management

JUNE 11, 2025

She developed Cymric Family Office Services into a multi-family office in 1996, and in January of 2009 Cymric became part of GenSpring Family Offices, which serves many of the world’s wealthiest families and advises on over $16 billion of assets. Number 8860726.

Wealth Management 144

Wealth Management Estate Planning Management Education 144

The Big Picture

JULY 26, 2022

I’ve had a coach since 2009. And so, coaching was an exercise — back then in 2009, it was not very well known and it was definitely an exercise in humility of saying, “I think I need some help.” WEAVER: But if we can hit our target — RITHOLTZ: We all have compliance departments. WEAVER: Yeah.

Numbers 298

Numbers Investments Investing Management 298

The Big Picture

JANUARY 21, 2025

It was just a struggle from day one, particularly in the regulatory environment that is the securities business between lawyers and compliance people. And then on top of that, of course we ran straight into the 2008, 2009 great recession. 00:17:41 [Speaker Changed] That’s 00:17:42 [Speaker Changed] Right.

Investments 147

Investments Investing Retirement Management 147

The Better Letter

MARCH 16, 2023

In 2009, New Jersey grandmother Patricia Demauro set a craps world record over four hours and 18 minutes by rolling a pair of dice 154 times before crapping out. Rumor had it that this was part of a quiet agreement between regulators and internal compliance officials, who were understandably concerned about what had gone on.

Math 95

Math Numbers Medicine Accounting 95

The Better Letter

APRIL 27, 2023

For example, as Pro Publica and This American Life reported at the time, after the 2008-2009 financial crisis, the New York Fed commissioned a study of itself and its processes to try to understand why it hadn’t spotted the behavior of the big banks that led to the crisis. The New York Fed embedded her at Goldman Sachs.

Banking 74

Banking Media Ethics Compliance 74

The Big Picture

SEPTEMBER 10, 2024

2009, 10 in that role. You have to get compliance. It’s a, it’s the marrying, quite frankly, of macro and micro. So I have a, a deep background in micro, mainly the TMT space. And then I developed this macro affinity starting in 2000, really? And so marrying the two to me is the advantage. Not yet to approve that.

Valuation 162

Valuation Clients Investments Investing 162

The Big Picture

SEPTEMBER 5, 2023

And then he left in 2009. RITHOLTZ: Just, I’m not a big Instagram fan, and I’m certainly not a Facebook fan, but I’m on Threads waiting for compliance to give me approval to start threading, tweeting, I don’t even know what you would call it. ” MILLER: Yeah. LAUGHTER) That’s called repurposing.

Sales 130

Sales Numbers Taxes Marketing 130

The Big Picture

DECEMBER 14, 2022

You’re at Goldman Sachs, in the real estate division, in the middle of 2008, 2009, right through the worst of the financial crisis. RITHOLTZ: Are we going to get a red flag from a compliance, or is that an official statement we could use? So I have to ask, what the hell was that like? RITHOLTZ: 16 percent annually, net of fee?

Assets 162

Assets Investments Investing Portfolio 162

Carson Wealth

MAY 27, 2025

August 1982 and March 2009 really stand out as some historic buying opportunities. Compliance Case # 8005184.1_052725_C The post Market Commentary: Looking Back on a Near-Bear Market appeared first on Carson Wealth. Check out some of those dates.

Marketing 75

Marketing Marketing Portfolio Risk Tolerance 75

Sara Grillo

SEPTEMBER 12, 2022

Nothing in this podcast or blog can be interpreted as legal or compliance advice. For advise on such matters, contact a legal or compliance advisor. 2009, January 20.) The opinions expressed herein do not necessarily represent the views of Sara Grillo or Grillo Investment Management, LLC. Investment Adviser Public Disclosure.

CFP 80

CFP Financial Planner Ethics Financial Planning 80

Carson Wealth

APRIL 28, 2025

Dates like the lows in 1982, 2009, and 2020 show up this time, which always catches our attention. Early 1987, March 2009, August 2011 (after the US debt downgrade), and the COVID lows in March 2020. We recently saw six out of 10 days with more than 70% advancers on the NYSE.

Marketing 78

Marketing Marketing Economy Manufacturing 78

The Big Picture

MARCH 21, 2023

ASNESS: Well, I was striving for uncorrelated, but then the compliance officer in my head is saying sometimes it doesn’t come out to zero all the time. And it’s really not a compliance reason, I hope it’s more of an intellectual honesty reason. I just want to put in — RITHOLTZ: That’s correlated? ASNESS: Yes.

Valuation 173

Valuation Numbers Investments Investing 173

Carson Wealth

JUNE 16, 2025

Look one more time at those dates: February 1975, October 1982, December 1998, April 2009, May 2020, and now. Compliance Case # 8076292.1_061625_C The post Market Commentary: Stocks Pause on Geopolitical Risk but Underlying Dynamics Remain Positive appeared first on Carson Wealth. A New Bull Market?

Marketing 72

Marketing Marketing Economy Portfolio 72

Carson Wealth

JUNE 16, 2025

Look one more time at those dates: February 1975, October 1982, December 1998, April 2009, May 2020, and now. Compliance Case # 8076292.1_061625_C The post Market Commentary: Stocks Pause on Geopolitical Risk but Underlying Dyanamics Remain Positive appeared first on Carson Wealth. A New Bull Market?

Marketing 69

Marketing Marketing Economy Portfolio 69

Carson Wealth

JUNE 3, 2024

In fact, the past three times May gained at least 5% the rest of year added 14.4% (1997), 15.4% (2003), and 21.3% (2009). Compliance Case # 02262339_060324_C The post Market Commentary: Why We Don’t Expect a June Swoon appeared first on Carson Wealth. Imagine how mad the bears would be if that happened again this year.

Marketing 93

Marketing Marketing Financial Services Distribution 93

The Big Picture

NOVEMBER 25, 2024

And so graduating right into 2009, right out of the financial crisis, I said, I don’t think I’m gonna get a job. You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. And I just caught the bug.

Portfolio 147

Portfolio Management Assets Marketing 147

The Big Picture

JUNE 3, 2024

So you mentioned financial repression, you and the rest of the quants in your core group, including gun lock, decide to stand up your own firm in 2009. And so over time, you know, if you go back and compliance would hate me on a back test and everything, but you can generate about 150 over the s and p equal weight per annum.

Math 147

Math Marketing Marketing Engineering 147