Ballast Advisors

JULY 7, 2023

Again, the devil is in the definition of happiness. I suggest that we often equate happiness with well-being, which can be broken into three segments: physical, emotional and financial. Ballast Advisors, LLC is a registered investment advisor under the Investment Advisers Act of 1940, as amended.

Retirement 40

Retirement Planning Distribution Investment Advisor 40

Sara Grillo

DECEMBER 12, 2022

And, if so, what fees are included in the definition of “all the fees.” With over thirty years of financial services experience, Mike is an independent financial professional helping individuals and small business owners in providing unbiased insurance and investment strategies. Is that a fee? Doug Twiddy.

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Bell Investment Advisors

JUNE 29, 2023

My name is Laurent Harrison, Senior Investment Advisor and Financial Planner. I’m not the one who ever will say that the fires have been put out and the problem is definitely behind us. I’m joined here today by Ryan Kelley, Lead Portfolio Manager and Research Analyst for Bell. Happy to be here.

Marketing 52

Marketing Marketing Banking Numbers 52

Inside Information

OCTOBER 30, 2021

B y now, I’m sure most of you are familiar with the Committee for the Fiduciary Standard—but if not, well, it’s a group of prominent advisors who advocate that anybody who holds out as a financial planner or advisor be held to a strict fiduciary standard.

CFP 40

CFP Commission Education Investments 40

Good Financial Cents

APRIL 19, 2023

If you need a more formal definition, IRS Pub 925 has you covered. Assess your skills When I started GoodFinancialCents I was a Certified Financial Planner looking to grow my business and answer common client questions. The golden rule of passive income – protect your time.

Accounting 105

Accounting Investments Investing Media 105

The Big Picture

MAY 13, 2025

And we do, as you know, all of our passively managed products or our managed in-house by our investment management group. But our actively managed funds or active equity funds, I should say, we do active, fixed in- house, but our active equity funds are sub-advised to a stable of investment advisors. And I had purview over that.

Clients 130

Clients Investments Investing Management 130

The Big Picture

OCTOBER 19, 2022

Well, first of all, we work with financial advisors of all types in the industry, non-Vanguard financial advisors, so you’ve got broker-dealers, independent registered investment advisors, RIAs and bank wealth advisors. It was definitely a slow burn, and then it exploded. RITHOLTZ: Yeah.

Clients 277

Clients Financial Advisor Taxes Investments 277

The Big Picture

APRIL 25, 2023

So, Brian is not a stranger to me, and we have some shared financial interests, but the reason I wanted to bring him in here is there are few people in the industry who have a better perch by which to look at the world of registered investment advisors, broker-dealers, all of the changes that are taking place in the space.

Compliance 154

Compliance Clients Wealth Management Management 154

Sara Grillo

SEPTEMBER 26, 2022

Salaske: Yeah, I don’t agree with the CFP Board becoming any type of regulator whatsoever over financial advisors, financial planners, whatever you wanna call us in the advice space. Wright: Well, and to respond to that, if I may. The confusion is with the CFP.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

JULY 29, 2024

So 00:09:10 [Speaker Changed] I know Orion for many years because from the RIA perspective, from a registered investment advisor perspective, clients want to know how their portfolios are doing, what their performance is, both in absolute terms and relative to benchmarks. 00:39:04 [Speaker Changed] Yeah, it is definitely true.

Clients 143

Clients Portfolio Financial Advisor Investments 143