Remove Compliance Remove Investing Remove Recruitment
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Can Investment Banking be India’s Next Big Economic Driver?

Trade Brains

The Indian investment banking landscape is undergoing significant changes. A Brief History and Current State Investment banking in India traces its origins to the 19th century. Since then, foreign banks have dominated investment and merchant banking activities in the country. Also read… Large cap stock down by 5.6%

Banking 52
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Weekend Reading For Financial Planners (June 24-25)

Nerd's Eye View

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RIA Breakaways: What’s Driving Movement of Advisors at Independent Firms?

Diamond Consultants

Likewise, many RIAs have expanded their advisor ranks by recruiting career changers or recent graduates and nurturing them with referrals or redistributed clients. They serve a specific client segment on behalf of their employer and adhere to their firm’s brand, investment, and client service processes.

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An Advisor’s Guide to Termination: A Proactive Approach to Protecting Your Life’s Work

Diamond Consultants

Knowledge is power—particularly in a world where compliance scrutiny has ramped up, and firms prioritize risk reduction over revenue creation. Internal investigations are exactly what they sound like, a review undertaken by your firm’s legal and compliance team to gather the facts surrounding a potential infraction. What are they?

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The Path to Independence: 6 Key Elements to Consider Before Starting Your Journey

Diamond Consultants

In the RIA hybrid space, there are platform providers that offer several forms of financing, including upfront transition capital, minority investments and working capital loans. The notion of taking on the task of managing compliance, technology, HR, and finance is often what stops advisors from going independent.

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The Independent Alpha: Making the Breakaway Math Add Up

Diamond Consultants

However, these advisors are simultaneously forgoing massive recruitment bonuses from competing firms and a less labor-intensive transition process. But without growth, it will take many years to offset the “bird in the hand” of a lucrative up-front and back-ended recruitment package.

Math 52
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Of Myths and Moving 2023

Diamond Consultants

A modern wirehouse advisor has more options than ever: The biggest firms in the industry offer a comprehensive menu of investments, technology, planning solutions, banking and lending, etc. Recruiters have been saying for years that deals are at an all-time high, so I’ll never miss the boat.” Everything about a move is a drag.”