Wealth Management

AUGUST 6, 2025

Bowman had been with LPL for about five years after moving from Woodbury Financial Services, which later became an Osaic broker/dealer, according to BrokerCheck. Number 8860726. based Osaic.

Estate Planning

Wealth Management

AUGUST 5, 2025

About the Author Patrick Donachie Senior Reporter, WealthManagement.com Patrick Donachie is a senior reporter for WealthManagement.com , covering federal and state regulation, litigation and M&A deals in financial services. Number 8860726. Patrick was born in Staten Island, and now lives in Brooklyn, N.Y.

Wealth Management

Wealth Management

JULY 1, 2025

Vest Financial Services, as president. Van de Loo departed Edelman Financial Engines in 2024 after about 10 years in various roles. Number 8860726. Boston-Area RIA Mercer Acquires $1.1B He will also help the firm find RIAs to acquire and assist Van de Loo with the transition. Related: Mercer Acquires $1.1B

Wealth Management

Wealth Management

AUGUST 5, 2025

Arax’s owner, RedBird, focuses on investments in sports and media, along with financial services. Number 8860726. " According to a July Form ADV, Arax Advisory Partners’ client assets have more than doubled this year to $7.3

Wealth Management

Wealth Management

JULY 10, 2025

We were looking to balance innovation with our boutique-level service. CRM: Salesforce Financial Services Cloud (FSC) With nine firms coming together, there were best practices all over the place. Number 8860726. formally launched Wealthspire 2.0 in summer 2024.

Wealth Management

Wealth Management

AUGUST 5, 2025

Merchant, for its part, has been investing in RIA-adjacent businesses alongside its stakes in RIAs such as Concurrent , Gitterman Wealth Management and Summit Financial. In 2018, the investment firm partnered with AdvisorAssist LLC, a regulatory, compliance and risk management consulting firm with which it expanded its relationship in 2022.

Investing

Wealth Management

AUGUST 12, 2025

Podcasts & Videos CE Webinars Research Newsletters Subscribe Subscribe News Related Topics RIA IBD Wirehouse RPA Insights & Analysis Regulation & Compliance Career Moves Recent in  News See all AI businessman Artificial Intelligence Microsoft Report Says AI Will Replace Advisors. Number 8860726.

Estate Planning

Wealth Management

JUNE 9, 2025

Fred Barstein , The Retirement Adviser University, June 9, 2025 6 Min Read Mihajlo Maricic/iStock/Getty Images Plus While the defined contribution market is finally capturing due attention from the financial services industry and mainstream media with $12.5 Book with code: SAVE10WM and save 10%.

Wealth Management

Wealth Management

AUGUST 7, 2025

Broadridge Integrates Uptiq Tech into its Wealth Lending Network Global fintech Broadridge Financial Solutions announced a new strategic partnership and minority investment in Uptiq, an AI platform for financial services. Number 8860726.

Portfolio

Wealth Management

AUGUST 7, 2025

is hiring Aashish Dhakad to become head of private credit origination for North America, a new role focused on sourcing deals from corporate and commercial banking clients for private credit investors Tricia McNeill joined Baker Donelson as a shareholder in its financial services transactions practice in Raleigh, NC KKR & Co.

Retail

Wealth Management

JUNE 11, 2025

A recognized speaker on the topic of family wealth, she has been published in Trusts & Estates magazine, Private Wealth , The Washington Post , Forbes , Wealth Manager magazine, Fund Fire , Infovest , and other newspapers and periodicals. Number 8860726.

Wealth Management

Indigo Marketing Agency

DECEMBER 18, 2019

That’s why top advisors outsource their marketing to proven professionals that understand our industry and compliance. . But which marketing companies for financial advisors will help you grow your assets under management (AUM) and which are a waste of money? Twenty Over Ten is a website platform built for the modern financial advisor.

Financial Advisor

Inside Information

MAY 30, 2023

This is the time of year when the various industry magazines come out with their broker-dealer surveys, listing the ‘top’ BD rankings based on total revenues or the number of ‘producing’ reps. The compliance people have to pre-approve their communications. Sales are important, but the BD executives won’t be talking about that.

Communication

Inside Information

APRIL 26, 2024

The Financial Services Institute would tell regulators that they would be ‘forced’ to give up their smaller accounts if they were regulated as fiduciaries. Otherwise (and you read this in our industry magazines in articles written by credulous writers) that they will be crushed by the increasingly enormous competition.

Fee Only

The Big Picture

SEPTEMBER 5, 2023

The focus seems to be on other institutions that create employment like healthcare, medical, tech, medical type services. There’s been a lot of emphasis on sort of competing with New York, bringing financial services there. RITHOLTZ: That picture was in New York Magazine or somewhere. MILLER: Right.

Sales

The Big Picture

MAY 16, 2023

If you were interested in venture capital and you were on the East Coast, the only way you could learn anything was like fast money or I’m sorry, a fast company or wired magazine. He used to write at Smart Money Magazine. So I was very heavy in financial services stock, which was a great lead gen engine.

Media