Nerd's Eye View

JANUARY 26, 2024

Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news of a survey indicating that about 90% of financial advisors would switch firms based on bad technology at their current firm, and that 44% have already done so.

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Financial Planner Retirement Planning Financial Advisor Retirement 246

Nerd's Eye View

JULY 26, 2024

Also in industry news this week: While the number of RIA M&A deals has not surged in 2024, the average size of deals has increased, demonstrating interest from (often private-equity-backed) firms in pursuing larger targets Off-channel communication tops the list of concerns amongst RIA compliance professionals, with advertising and marketing coming (..)

Financial Planner 246

Financial Planner Retirement Communication Financial Advisor 246

Don Connelly & Associates

NOVEMBER 18, 2024

We know that AI is rapidly transforming industries, and the financial services sector is no exception. Financial advisors are often overwhelmed by managing multiple tasks at once, especially when much of their time is consumed by administrative and back-office duties.

Financial Advisor 52

Financial Advisor Clients Compliance Financial Services 52

Nerd's Eye View

JUNE 17, 2024

Nonetheless, fewer than 10% of SEC-registered investment advisers report using them, even though the SEC’s updated investment adviser marketing rule allows financial advisors to proactively encourage testimonials (from clients), use endorsements (from non-clients), and highlight their own ratings on various third-party review sites.

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Financial Advising Compliance Advertising Marketing 246

Nerd's Eye View

DECEMBER 27, 2023

Financial advisors have a fiduciary obligation to act in their clients' best interests, and at the same time are prohibited by state and SEC rules from making misleading statements or omissions about their advisory business.

Financial Advice 246

Financial Advice Communication Compliance Clients 246

Midstream Marketing

DECEMBER 10, 2024

By adopting these campaigns, advisors can achieve better results, connect with their target audience, and grow their business successfully. Introduction In todays challenging market, financial advisors need strong financial advisor marketing strategies. This is why video marketing works well for financial advisors.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

Nerd's Eye View

JUNE 3, 2024

Welcome to the June 2024 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors!

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Risk Tolerance Communication Startup Financial Planning 246

Nerd's Eye View

JULY 31, 2024

For SEC-registered financial advisors, the prospect of an upcoming examination by the SEC can be a source of high anxiety.

Compliance 189

Compliance Ethics Advertising Clients 189

Midstream Marketing

DECEMBER 7, 2024

Introduction In todays world, financial advisors need good tools for marketing automation to do well. A strong chance for these advisors is the partnership between AdvisorStream , a leading digital marketing platform, and Broadridge Financial Solutions. This helps the right communications reach clients at the right time.

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Compliance Financial Advisor Clients Communication 52

Nerd's Eye View

MAY 31, 2024

Going beyond FPA’s existing PlannerSearch tool, the narrowed-down list is meant to help consumers identify a focused subset of the most reputable planners.

Financial Planner 238

Financial Planner Ethics Financial Advisor Taxes 238

Midstream Marketing

NOVEMBER 6, 2024

Key Highlights Content marketing helps financial advisors stand out and earn trust from potential clients. When advisors share valuable content for a specific target audience, they can attract new clients and boost their online presence. It helps advisors show their thought leadership and grow their business.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Midstream Marketing

DECEMBER 26, 2024

This blog post will explore the importance of advisor marketing in todays evolving financial services industry, focusing on strategies for success. Key strategies include leveraging up-to-date resources and personalizing client communications for better engagement. It is part of the broader Broadridge Advisor Solutions.

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Marketing Marketing Communication Advertising 52

Nerd's Eye View

NOVEMBER 7, 2022

Welcome to the November 2022 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors!

Risk Tolerance 241

Risk Tolerance Startup Compliance Clients 241

Indigo Marketing Agency

FEBRUARY 19, 2025

Of course, this is a scenario that leaves zero time to actually serve financial practice clients and manage their money! Thats why smart financial advisors outsource the business of marketing to a digital marketing agency. But thats still not good enough for financial planners, given the highly regulated industry.

Financial Services 59

Financial Services Financial Planner Advertising Financial Advisor 59

Nerd's Eye View

JULY 8, 2024

Additionally, the upcoming Kitces Value Summit, coming December 12 , 2024, will tackle how real advisors provide and communicate their ongoing value to their clients. Along with the expanded CE offerings, we've also been reinvesting heavily into making the Kitces platform easier to use.

Ethics 239

Ethics Education Financial Advice Communication 239

Indigo Marketing Agency

APRIL 28, 2023

Financial Advisor Bio Most financial advisors haven’t completely filled out their LinkedIn profiles. Writing a LinkedIn bio for financial advisors can be the most difficult type of writing, yet a great bio is critical when attracting prospects online. What Do You Do & Who Do You Do it For?

Financial Advisor 98

Financial Advisor Clients Compliance Wealth Management 98

FMG

APRIL 30, 2025

As a financial advisor, you’re busy. Thats where marketing tools for financial advisors come in. These AI-powered assistants help streamline your workflow and enhance communication. Lets break down some of the best tools in the business that help advisors save time, increase reach, and grow their practice.

Marketing 52

Marketing Marketing Media Compliance 52

Midstream Marketing

NOVEMBER 26, 2024

These methods include using technology, content marketing, and strategies that follow compliance rules. Why Marketing to RIAs is Important In the tough financial services world, RIAs need to focus on attracting and keeping clients. This includes using content marketing and sticking to compliance rules.

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Compliance Marketing Marketing Investment Advisor 52

Nerd's Eye View

MAY 28, 2024

Welcome to the 387th episode of the Financial Advisor Success Podcast ! Welcome everyone! My guest on today's podcast is Jenny Martella. Jenny is a Principal and Wealth Manager at Modera Wealth Management, an RIA based in Westwood, New Jersey, that oversees $12.5

Wealth Management 130

Wealth Management Financial Advisor Fee Only Communication 130

Nerd's Eye View

MAY 28, 2024

Welcome to the 387th episode of the Financial Advisor Success Podcast ! Welcome everyone! My guest on today's podcast is Jenny Martella. Jenny is a Principal and Wealth Manager at Modera Wealth Management, an RIA based in Westwood, New Jersey, that oversees $12.5

Wealth Management 130

Wealth Management Financial Advisor Fee Only Communication 130

Nerd's Eye View

JUNE 4, 2024

Welcome to the 388th episode of the Financial Advisor Success Podcast ! Freeman is the Co-Founder of La Crosse Financial Planning, an RIA based in La Crosse, Wisconsin, that oversees nearly $50 million in assets under management (AUM) for 73 client households. Welcome everyone! My guest on today's podcast is Freeman Linde.

Fee Only 130

Fee Only Financial Advisor Clients Estate Planning 130

Nerd's Eye View

JUNE 4, 2024

Welcome to the 388th episode of the Financial Advisor Success Podcast ! Freeman is the Co-Founder of La Crosse Financial Planning, an RIA based in La Crosse, Wisconsin, that oversees nearly $50 million in assets under management (AUM) for 73 client households. Welcome everyone! My guest on today's podcast is Freeman Linde.

Fee Only 130

Fee Only Financial Advisor Clients Estate Planning 130

Midstream Marketing

OCTOBER 30, 2024

The Importance of Marketing in Today’s Financial Advisory Sector For financial advisors to succeed in today’s busy market, they need a solid marketing plan. This practice helps Registered Investment Advisors (RIAs) develop a strong sense of trust. Clear communication is key. This shows social proof.

Investment Advisor 52

Investment Advisor Investments Investing Ethics 52

Indigo Marketing Agency

MARCH 28, 2025

Particularly for financial advisors, website design quality is of utmost importanceits a digital showroom of what your company can offer to the individuals and families who will trust you with their hard-earned wealth. The post Key Elements of Successful Financial Advisor Website Design appeared first on Indigo Marketing Agency.

Financial Advisor 52

Financial Advisor Compliance Consulting Certification 52

Indigo Marketing Agency

SEPTEMBER 28, 2024

Why Your LinkedIn Campaign Sucks: What Advisors Are Missing As a financial advisor, LinkedIn can be an incredible tool to connect with potential clients, build your professional network, and establish your authority in the industry. Make sure your content provides real value and positions you as an authority in your field.

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Financial Advisor Media Compliance Sales 95

FMG

OCTOBER 28, 2022

We gain trust by communicating subconscious signals with a person when we interact with them. A testimonial video can effectively communicate client experiences through videos. Until very recently, Financial Advisors faced severe restrictions on sharing client testimonials online. What will it be like working with you?

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Financial Advisor Marketing Marketing Communication 64

Sara Grillo

JUNE 2, 2022

There are other nonsense financial advisor rankings such as Forbes and CNBC that I rip apart here too. I’m keeping a running tally of these BS advisor ranking lists and please let me know if there are any I am missing, I’ll put them on my hit list. I am a CFA® charterholder and financial advisor marketing consultant.

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Indigo Marketing Agency

DECEMBER 18, 2019

Why Do Financial Advisors Benefit From Working With Marketing Companies? Most financial advisors don’t have a lot of time to devote to their marketing strategy. That’s why top advisors outsource their marketing to proven professionals that understand our industry and compliance. . Twenty Over Ten.

Financial Advisor 52

Financial Advisor Marketing Marketing Compliance 52

Sara Grillo

JULY 8, 2022

Here are real accounts of what a day in the life of a financial advisor entails, from real professional financial advisors. Why did I find it necessary to write about the day in the life of a financial advisor? I am a CFA® charterholder and financial advisor marketing consultant.

Financial Advisor 59

Financial Advisor Financial Planner Clients Financial Planning 59

International College of Financial Planning

OCTOBER 5, 2021

In this write up we look at the five most important elements of a Financial Advisor and the reasons it is important to have these traits to succeed in the industry. Are you exploring the career option as a Financial Advisor? You are about to choose one of the fastest-growing career options in India.

Financial Advisor 52

Financial Advisor Communication Clients Retirement Planning 52

Indigo Marketing Agency

APRIL 4, 2024

Particularly for financial advisors, website design quality is of utmost importance—it’s a digital showroom of what your company can offer to the individuals and families who will trust you with their hard-earned wealth. The post Key Elements of Successful Financial Advisor Website Design appeared first on Indigo Marketing Agency.

Financial Advisor 52

Financial Advisor Compliance Consulting Certification 52

FMG

OCTOBER 2, 2024

As a financial advisor, your time is precious. You’re juggling client meetings, market analysis, and a never-ending stream of communications. By enabling texting on your office line, you ensure that all client communications come through a single, familiar number. Ready to revolutionize your client communication?

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Financial Advisor Communication Clients Numbers 52

Indigo Marketing Agency

AUGUST 17, 2020

Send video messages with Loom for easy communication with clients. You get an email from a client saying they can’t locate a financial document in their web portal. Which begs the question, is there an easier way to communicate with clients? Loom is every advisor’s secret weapon for communicating quickly and effectively.

Financial Advisor 52

Financial Advisor Communication Clients Compliance 52

Midstream Marketing

APRIL 14, 2025

Key Highlights This blog post explores digital marketing strategies for financial advisor s beyond Facebook, enabling you to connect with a broader audience. Introduction In today’s digital world, having a strong online and social media presence is very important for financial advisors.

Financial Advisor 52

Financial Advisor Media Clients Financial Guidance 52

Indigo Marketing Agency

JUNE 16, 2021

In this article, we’ll go over: 9 top-performing webinar topic ideas for financial advisors A behind-the-scenes look at our webinar process and how we’ve used it to help some advisors land their biggest clients yet. Once you and compliance give the green light, we’ll hit the “go” button and make everything live.

Financial Advisor 52

Financial Advisor Communication Compliance Retirement 52

Midstream Marketing

APRIL 7, 2025

Key Highlights Building trust is paramount for financial advisor s seeking to attract and retain clients. Explore SEO best practices, compliance considerations, and tips for targeting specific demographics. These videos explain difficult ideas, making financial planning easier to understand.

Financial Advisor 52

Financial Advisor Clients Engineering Media 52

Sara Grillo

JUNE 7, 2024

This information is general in nature; for specific advice applicable to your current situation please contact a consultant or advisor. Nothing on this website shall be construed as compliance or legal advice of any sort; for such advice, consult with your compliance officer or attorney.

Financial Advisor 52

Financial Advisor Clients Executive Compensation Compliance 52