Abnormal Returns

JANUARY 15, 2024

riabiz.com) Why women are still struggling to make progress in the world of financial advice. thinkadvisor.com) Vanguard is entering the cash management space with the Cash Plus Account. (podcasts.apple.com) Hiring RIAs need to think more broadly when it comes to hiring. riabiz.com) Avise is a cooperative platform for advisers.

Financial Planner 273

Financial Planner Wealth Management Retirement Planning Financial Advising 273

MainStreet Financial Planning

FEBRUARY 1, 2024

No Minimums, Maximum Accessibility: Unlike traditional financial advisors, being a Garrett Advisor means that we have no income or investment account minimums for hourly engagements. If you’re intrigued by this innovative approach to financial planning, feel free to reach out with any questions.

Financial Advice 98

Financial Advice Planning Fee Only Financial Planning 98

Abnormal Returns

APRIL 12, 2023

open.spotify.com) Christine Benz and Jeff Ptak talk with James Choi about personal financial advice and the importance of defaults. calibratingcapital.com) Five signs you need a financial advisor including experiencing a big life event. Podcasts Morgan Housel talks about the importance of 'playing your own game.'

Financial Advice 246

Financial Advice Retirement Financial Advisor Insurance 246

Nerd's Eye View

MARCH 27, 2023

Accordingly, promoting the brand of the CFP marks to the public can be a good way for advisors to boost their own personal brands in the minds of consumers, and at the same time serve to promote recognition of CFP certification more broadly as a sign of high-quality financial advice (and supporting CFP Board’s own publicity efforts).

CFP 246

CFP Clients Certification Financial Advice 246

Nerd's Eye View

JANUARY 20, 2023

Also in industry news this week: While the number of RIA M&A deals increased in 2022, the size of these deals declined, perhaps reflecting challenging market and economic headwinds A recent survey suggests that nearly half of financial advisory clients have changed advisors or have considered doing so since the start of the pandemic and that portfolio (..)

Financial Planner 246

Financial Planner Financial Advice Fee Only Financial Planning 246

Nerd's Eye View

SEPTEMBER 6, 2024

Also in industry news this week: A probe by the Government Accountability Office found that the conflict-of-interest disclosures offered by many firms offering financial advice are often inadequate or confusing, making it hard for consumers to understand whether and when a financial professional is operating in their best interest A recent study has (..)

Financial Planner 246

Financial Planner Tax Planning Compliance Financial Advice 246

Nerd's Eye View

DECEMBER 17, 2024

So, whether you're interested in learning about transitioning from a broker-dealer to a 'supported independence' model, how to choose among available corporate RIA platforms, or how a firm can generate prospect leads by being vocal about its values, then we hope you enjoy this episode of the Financial Advisor Success podcast, with Fran Toler.

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Compliance Financial Advisor Financial Advice Clients 243

Nerd's Eye View

OCTOBER 20, 2023

Notably, this decision has provided both qualitative and quantitative benefits for these advisors, as 85% said they now have more control over their future and 80% saw their assets under management subsequently grow, with a median increase of 42%. Read More.

Financial Planner 246

Financial Planner Retirement Planning Retirement Insurance 246

Nerd's Eye View

MARCH 24, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week’s edition kicks off with the news that the CFP Board of Standards launched its 1st ad campaign, dubbed "It’s Gotta Be A CFP", following its transition to a 501(c)(6) organization.

Financial Planner 245

Financial Planner CFP Certification Retirement Planning 245

The Big Picture

MAY 1, 2025

4 factors: Account size, ongoing contributions, spending, lifespan (Note inflation/market action are not in here) But its really balancing two things: Longevity vs drawdowns. Stoic philosophy is Control what you can *The final part of your book is called Good Advice. How should a person who is approaching retirement NOT invest?

Retirement 184

Retirement Investments Investing Numbers 184

Nerd's Eye View

JUNE 12, 2024

Otherwise, if the advisor doesn't account for the client's stated risk tolerance when making the recommendation (or doesn't bother to assess their risk tolerance to begin with), and the portfolio declines with the client incurring losses as a result, the advisor could be required by a jury or arbitrator to pay back the client for those losses.

Fiduciary Duty 245

Fiduciary Duty Risk Tolerance Investments Investing 245

Steve Sanduski

NOVEMBER 12, 2024

including their intense focus on metrics, culture, growth, referral marketing , and how they’ve structured their regions and “pods” to deliver “wealth alignment” that goes far beyond typical financial advice. Carley Dillon and I discuss: The metrics driving Brighton Jones’s vision and mission.

Accounting 52

Accounting Clients Financial Advice Estate Planning 52

Good Financial Cents

JULY 21, 2022

Available Accounts Individual taxable investment accounts only. Individual brokerage accounts, traditional and Roth IRAs, and custodial accounts. Individual and joint taxable investment accounts; traditional, Roth, rollover, and SEP IRAs. Individual and joint taxable accounts; traditional, Roth and rollover IRAs.

Accounting 98

Accounting Commission Investments Investing 98

The Big Picture

MAY 9, 2024

No audited returns, mathematically improbable claims, and zero accountability But none of these “influencers” sell securities to clients, so they do not fall under the regulatory oversight of the Securities and Exchange Commission (SEC).2 2 Sure, you can claim mainstream media is bad, but social media is worse.

Media 335

Media Taxes Math Commission 335

Nerd's Eye View

AUGUST 12, 2024

In the modern era of financial advice, the advicer/client relationship is tightly centered on trust.

Clients 246

Clients Financial Advice Accounting Business Planning 246

Nerd's Eye View

NOVEMBER 6, 2023

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: FinanceHQ has launched as a new digital lead generation platform for financial advisors, which takes a more niche-focused approach to matching prospective clients with advisors – representing a bet that capturing prospects (..)

Compliance 246

Compliance Valuation Clients Financial Advisor 246

Nerd's Eye View

APRIL 4, 2024

In other professional industries like accounting and law, the training and development of newly minted CPAs and attorneys are often provided by the largest firms who hire and train in bulk each year, knowing full well that many new hires will move on in just a few years.

Financial Planner 246

Financial Planner CFP Professional Services Financial Planning 246

Darrow Wealth Management

NOVEMBER 4, 2024

Hybrid firms can switch between their status as a registered investment advisor and brokerage, which can be problematic for individuals seeking unbiased financial advice. Benefits of working with an independent fiduciary advisor Independence is important when seeking financial advice.

Financial Advisor 80

Financial Advisor Certified Financial Planner Fiduciary Duty Fee Only 80

eMoney Advisor

FEBRUARY 28, 2023

It would be difficult to create a holistic financial plan for any client without a full picture of their financial lives. Account aggregation gives financial professionals—and their clients—a complete and centralized view of the client’s financial information.

Accounting 71

Accounting Financial Planning Clients Assets 71

Yardley Wealth Management

OCTOBER 22, 2024

The post How Conflicts of Interest Shape Financial Advice: A Conversation with Mike Garry and Amy Patterson appeared first on Yardley Wealth Management, LLC. The Shift Towards Fee-Only Advisors The rise of fee-only advisors has changed how financial advice is delivered. Today, many advisors have moved to a fee-only model.

Financial Advice 52

Financial Advice Fee Only Commission Financial Advisor 52

Nerd's Eye View

APRIL 10, 2024

Financial advicers are intimately familiar with the phrase, "Past results are not indicative of future performance." Second, the stock-bond performance-correlation relationships are regime-dependent, and those regimes are neither time-dependent nor mean-reverting.

Asset Allocation 246

Asset Allocation Wealth Accumulation Assets Portfolio 246

Yardley Wealth Management

JANUARY 21, 2025

Exploring the Benefits of Financial Planning appeared first on Yardley Wealth Management, LLC. Is Talking to a Financial Planner Worth It? Exploring the Benefits of Professional Financial Advice Introduction “Is talking to a financial planner worth it?”

Financial Planner 52

Financial Planner Financial Planning Planning Retirement Planning 52

Nerd's Eye View

AUGUST 13, 2024

What's unique about Eric, though, is how he has built Marcum Wealth into a multi-billion-dollar firm under the umbrella of a national accounting firm, in large part by cultivating mutually beneficial relationships with the firm's internal CPAs to get them comfortable providing referrals of their accounting clients to his financial planning business.

Financial Advisor 130

Financial Advisor Financial Planning Accounting Planning 130

Abnormal Returns

SEPTEMBER 11, 2023

Podcasts Cameron Passmore and Benjamin Felix talk with Preet Banerjee about the value of financial advice. kitces.com) Christine Benz and Jeff Ptak talk with Cynthia Haddad, an expert on financial planning for people with disabilities and their families. thinkadvisor.com) How RMDs on 401(k) accounts are different.

Wealth Management 144

Wealth Management Estate Planning Financial Advice Clients 144

Nerd's Eye View

JULY 2, 2024

In this episode, we talk in-depth about how Kristopher chose his unique cross-border specialization, in part due to his own experience as a US expatriate navigating the financial issues that come with living and working in the UK, why Kristopher's firm emphasizes the ability to teach other team members about technical planning topics (since team members (..)

Financial Advisor 175

Financial Advisor Clients Planning Wealth Management 175

Abnormal Returns

JUNE 12, 2023

citywire.com) Creative Planning is buying BerganKDV, an accounting firm. wealthmanagement.com) People seem to view all forms of financial information on par with each other. James Choi author of “Popular Personal Financial Advice Versus the Professors.” (kitces.com) M&A McKinsey & Co. wsj.com)

Wealth Management 130

Wealth Management Financial Advice Financial Planning Planning 130

Sara Grillo

JANUARY 8, 2024

I’ve got Zack Hubbard , the director of financial planning and participant engagement at Greenspring Advisors, a fee only RIA. He’s going to talk about how his firm is providing access to financial planning for small accounts through their 401(k) platform. I am a CFA® charterholder and financial advisor marketing consultant.

Financial Planning 64

Financial Planning Accounting Planning Financial Advisor 64

International College of Financial Planning

MARCH 12, 2025

Unlike their predecessors, they are tech-savvy, investment-curious, and financially independent-inded. But they also have a mild addiction to online shopping, an over-reliance on BNPL schemes, and a tendency to take financial advice from influencers who may or may not know what theyre talking about. it probably isnt.

Financial Planning 52

Financial Planning Planning Asset Allocation Financial Advice 52

Financial Symmetry

MAY 22, 2025

If you are in the fortunate position of having other income sources, such as a pension, 401(k), brokerage accounts, or IRAs, delaying Social Security becomes a viable strategy. 04:16] Consider life expectancy in financial planning, especially for married couples. [08:56]

Retirement 62

Retirement Retirement Planning Taxes Financial Planning 62

Abnormal Returns

MAY 22, 2023

thereformedbroker.com) AI How financial advisers can leverage ChatGPT. kitces.com) How will AIs that dispense financial advice be regulated? riaintel.com) CI Wealth The stock market did not react well to CI Financial's financial engineering. investmentnews.com) Why auto-portability of 401(k) accounts will help.

Financial Advising 130

Financial Advising Estate Planning Wealth Management Compliance 130

Nerd's Eye View

AUGUST 27, 2024

Mark is the former CEO of Pershing Advisor Solutions, a former Principal with Moss Adams Consulting, and is a longtime practice management consultant and thought leader in the financial advisory industry.

Financial Advisor 130

Financial Advisor Consulting Accounting Clients 130

Sara Grillo

AUGUST 25, 2023

I created this list of financial advisors for small accounts (less than $300,000 in assets) because there are alot of schmucks out there hawking crap products to people with portfolio of this size, and I don’t think it’s fair. I am an irreverent and fun marketing consultant for financial advisors. Three Creeks Capital – Ryan A.

Financial Advisor 52

Financial Advisor Accounting License Financial Planning 52

MazumaBusinessAccounting

MAY 11, 2021

As accountants, we spend a lot of time with the books and we love the numbers and details, but we get that not everyone does. So when is the right time to hire an accountant? Hiring an accountant when you’re first starting out might seem a little premature. We talk with clients everyday about their business and we love it.

Accounting 52

Accounting Government Compliance Financial Advice 52

Nationwide Financial

AUGUST 21, 2024

84% of consumers expect to receive loan and credit management guidance from their financial professional; however, only 4% receive it. Your clients come to you for financial advice — and that financial advice can include how to manage current and future debt. 1 You have an opportunity to fill an important gap.

Retirement 52

Retirement Portfolio Clients Financial Advice 52

Million Dollar Round Table (MDRT)

JUNE 4, 2024

You can either fall into the category of transactional advisors, where you are simply looking to sell a product, or you can take the wholly encompassing, 360-degree approach to giving good financial advice, supported by a range of other professional services. It’s a call or two you can then make the next day.

Professional Services 101

Professional Services CFP Insurance Financial Advice 101

Harness Wealth

OCTOBER 23, 2023

Key Takeaways: Accounting advisory services extend beyond traditional tax preparation to offer strategic financial guidance. If you’re a CPA who works with clients on more than just annual tax returns, you’re likely already providing accounting advisory services.

Accounting 52

Accounting Taxes Strategic Planning Estate Planning 52

Zoe Financial

JUNE 20, 2025

The platform itself does not offer financial advice Scenario-Based Guide: Hypothetical Investor Examples – Scenario 1: Linda, 68 — Planning for RMDs and Legacy Background : Linda holds a significant Traditional IRA and is approaching required minimum distributions (RMDs). Find your financial advisor matches.

Retirement Planning 40

Retirement Planning Retirement Planning Estate Planning 40