WiserAdvisor

JUNE 13, 2025

Wealth management isn’t only for the ultra-rich. Below are some of the mistakes you should avoid making to secure your wealth: Mistake #1: Not diversifying your investments Investing too much of your money into one sector, one type of asset, or one region can expose your wealth to unnecessary risk. The Dow Jones U.S.

Estate Planning 59

Estate Planning Taxes Retirement Healthcare 59

Wealth Management

JUNE 27, 2025

The firm had been an owner-operated business until late 2022, when Ryan Hanks, founder and CEO of Madison Capital Group, a real estate investment firm, took a majority stake in Orange Street Holdings, the entity that owns Realta.

Estate Planning 166

Estate Planning Wealth Management Compliance Recruitment 166

FMG

MAY 30, 2025

Case Study Spotlight: From Zero to Hero in 12 Months Texting Adoption: 100-Advisor Firm’s 5-Year Plan Becomes 1-Year Success Story When this wealth management firm first evaluated texting platforms, they mapped out a conservative 5-year integration timeline. You control the frequency and timing.

Communication 52

Communication Financial Advisor Clients Compliance 52

Carson Wealth

MAY 7, 2025

The Growing Role of Philanthropy in Wealth Planning People today are more interested than ever in finding ways to align their long-term financial goals and their personal values. Working with an Advisor to Stay Compliant Today, philanthropy is an important part of private wealth management for many individuals and families.

Compliance 52

Compliance Distribution Taxes Assets 52

The Big Picture

JANUARY 21, 2025

I’d left the journal and I was working at Citi Groupers, director of financial education for the wealth management business. I did it during the coronavirus collapse in 2020, and I did it again in 2022. And a, a number of things happened. One was I was working at Wall Street, so I was earning a whole lot more money.

Investing 144

Investing Investments Retirement Management 144

Wealth Management

JULY 15, 2025

Everything fell in 2022 including the perceived safety net of bonds, which experienced their largest drawdowns ever. equities (S&P 500 index) have reigned supreme over international equities (MSCI World ex USA index) by over a cumulative 420% during the past 20-years through June 2025. Not surprising when bond yields were at 1%.

Wealth Management 183

Wealth Management Portfolio Estate Planning Asset Allocation 183

SEI

JUNE 25, 2025

Asset managers Banks and wealth managers Families and individuals Financial advisors Institutional investors Featured Insights right-arrow arrow-sm-down left-arrow Back Insights Insights Perspectives and happenings from our leaders and experts. Additionally, the FOMC estimated that U.S. European Central Bank (ECB).

Banking 52

Banking Economy Economics Financial Services 52

Wealth Management

JUNE 24, 2025

The buffer funds have weathered the initial COVID-19 market disruptions in 2020 and the wave of supply chain disruption and inflation that hammered 60/40 portfolios in 2022. billion in assets under management. They did what they were supposed to do,” Innovator’s Day said. Sometimes we are asked if these have been tested.

Marketing 185

Marketing Marketing Wealth Management Estate Planning 185

Wealth Management

JULY 17, 2025

Smith , 2022 U.S. April 26, 2022)) has held that exercising the swap power could be considered a purchase under the insider trading rules. Prior case law in the Southern District of New York ( Morales v. Quintiles Transnational Corp. , 2d 369 (S.D.N.Y 1998) and Donoghue v. LEXIS 76071 (S.D.N.Y.

Taxes 136

Taxes Estate Planning Distribution Wealth Management 136

Investment Writing

JULY 22, 2025

When financial planners, wealth managers, and portfolio managers change firms, they want their clie nts to follow them. 15, 2022, and July 22, 2025. But clients don’t fall in line as easily as ducklings following their mother. Your letter should be about your client first , then you and your new firm.

Clients 66

Clients Financial Planner Wealth Management Portfolio Management 66

Wealth Management

JULY 18, 2025

Related: Artificial Intelligence in Asset and Wealth Management Families increasingly report difficulty finding support. State Strategies to Support Family and Professional Caregivers” (2022), NASHP, [link]. The Future of Aging Policy: A Snapshot of State Priorities” (2022), NASHP, [link]. Caregiving in the U.S.

Estate Planning 136

Estate Planning Wealth Management Planning Clients 136

Wealth Management

JANUARY 31, 2023

The Americas arm of UBS' global wealth management division saw total revenue dip despite a boost from net interest income in a 'challenging macroeconomic environment.'

Wealth Management 264

Wealth Management Management 264

Wealth Management

MARCH 6, 2024

Serving as interim division head since 2022, Price will oversee organic growth and an accelerated acquisition strategy at the $10 billion firm.

Wealth Management 289

Wealth Management Management 289

Wealth Management

JANUARY 17, 2023

In a call detailing Morgan Stanley’s Q4 earnings, Chairman and CEO James Gorman said he expected the company’s wealth and investment management businesses to become a larger portion of the firm’s pre-tax profits.

Wealth Management 247

Wealth Management Management Taxes Investing 247

Wealth Management

OCTOBER 5, 2022

Eleventh acquisition of 2022 brings WEG’s total client assets to more than $57.7

Wealth Management 246

Wealth Management Management Assets Clients 246

Wealth Management

DECEMBER 14, 2022

An annual report on the forces driving the wealth management industry.

Wealth Management 264

Wealth Management Management 264

Wealth Management

DECEMBER 22, 2022

While the marketing rule went into effect last year, advisors had until November 2022 to get into compliance.

Compliance 305

Compliance Management Marketing Marketing 305

Wealth Management

DECEMBER 27, 2022

A strong start to 2022 marked by robust fundamentals and record levels of investment sales activity transitioned into a second half marked by uncertainty, leaving commercial real estate on unsteady footing heading into 2023.

Sales 312

Sales Investing Investments 312

The Big Picture

AUGUST 10, 2022

Barry Ritholtz, Ritholtz Wealth Management Chairman and CIO & “Masters in Business” host, discusses recession risk and inversion of the 2-year/10-year curve. Source: Bloomberg , August 9th, 2022. Bloomberg, August 8, 2022. August 9, 2022). The Trouble with Consumer Sentiment (July 8, 2022).

Wealth Management 301

Wealth Management Economy Management Investing 301

The Big Picture

JULY 20, 2022

Barry Ritholtz, Ritholtz Wealth Management Chairman and CIO & “Masters in Business” host, discusses investing in a volatile market and the probability the Fed causes a recession. Source: Bloomberg , July 19th, 2022. Too Late to Sell, Too Early to Buy… (June 16, 2022).

Wealth Management 298

Wealth Management Management Investing Investments 298

Wealth Management

DECEMBER 22, 2022

The Patagonia Purpose Trust, and how high-net-worth individuals combine tax mitigation and charitable intent, was a thematic story in 2022 for advisors.

Planning 278

Planning Taxes 278

The Big Picture

AUGUST 22, 2022

Barry Ritholtz, Ritholtz Wealth Management Chairman and CIO & “Masters in Business” Bloomberg Radio & Podcast Host, says he looks at the sell-off in the first half of 2022 as a “cyclical bear within a longer secular bull.” Source: Bloomberg , August 19th, 2022.

Wealth Management 300

Wealth Management Management Media Marketing 300

Wealth Management

DECEMBER 21, 2022

Oil, gas and energy ETFs posted the best returns in 2022.

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270

Wealth Management

DECEMBER 22, 2022

After a bullish 2021 for NFTs and cryptocurrencies, the value of these digital assets fell significantly in 2022.

Investments 277

Investments Investing Assets 277

Wealth Management

FEBRUARY 3, 2023

The IBD reported a slowdown in recruited assets in 2022, although its traditional independent advisor channel had a strong quarter.

Recruitment 246

Recruitment Assets 246

Wealth Management

AUGUST 3, 2022

Freddie Mac expects multifamily origination volume to slow in the second half of 2022, reports Multi-Housing News. A recent survey shows nearly one third of Americans now expect to check in on work when taking time off, according to Fortune. These are among today’s must reads from around the commercial real estate industry.

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290

Wealth Management

NOVEMBER 23, 2022

From books on leadership and conflict management to a novel about finance, WealthManagement.com presents the best books of 2022 for financial advisors.

Financial Advisor 262

Financial Advisor Management 262

Wealth Management

DECEMBER 26, 2022

A look back at some of the best conversations we had with commercial real estate pros in 2022.

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262

Wealth Management

MARCH 2, 2023

The 2022 Advisor Transition Report features the latest full year data on financial advisor movement, transition deals and transition case studies.

Financial Advisor 262

Financial Advisor 262

Wealth Management

FEBRUARY 22, 2023

During the fourth quarter of 2022, 66 independent financial professionals affiliated with the tax-centric broker/dealer.

Recruitment 246

Recruitment Assets Taxes 246

Wealth Management

FEBRUARY 16, 2023

Focus Financial released quarterly earnings exceeding industry and in-house expectations, despite dips in the firm’s organic growth and M&A activity in 2022.

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264

The Big Picture

DECEMBER 29, 2022

Barry Ritholtz, Ritholtz Wealth Management Chairman & CIO and “Masters in Business” Bloomberg Radio & Podcast Host, told Kailey Leinz and Matt Miller Wall Street is savvier than the Fed when it comes to the realities of inflation. Source: Bloomberg , December 28th 2022. ” Street vs. Fed with Ritholtz.

Wealth Management 274

Wealth Management Management Media 274

Wealth Management

DECEMBER 25, 2022

The top galleries assembled in 2022 by WMRE reflected the impact of a changing world on commercial real estate trends.

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Wealth Management

DECEMBER 5, 2022

Many real estate funds delivered above-inflation returns in 2022, reports FT Adviser. The Real Deal looks at the developers competing to build a casino in New York City. These are among today’s must reads from around the commercial real estate industry.

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246

Wealth Management

NOVEMBER 30, 2022

billion in industrial property sales so far in 2022, according to CommercialEdge. The Wall Street Journal looks at the history of pyramid in Memphis, Tenn., that now houses a massive Bass Pro Shop. has seen $71.9 These are among today’s must reads from around the commercial real estate industry.

Sales 246

Sales 246

Wealth Management

DECEMBER 7, 2022

Fannie Mae and Freddie Mac are on pace to fall short of their target allocations for 2022, according to Multi-Housing News. Starwood head honcho Barry Sternlicht dismissed concerns about recent withdrawal limits on non-traded REITs, reports The Real Deal. These are among today’s must reads from around the commercial real estate industry.

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Abnormal Returns

NOVEMBER 7, 2022

investmentnews.com) What Goldman Sachs' ($GS) reorganization means for wealth management and Marcus. riabiz.com) Fifth Third Bank ($FITB) has launched an independent wealth advisory firm. financial-planning.com) How Morningstar ($MORN) Wealth is getting into the direct indexing game.

Compliance 279

Compliance Wealth Management Advertising Financial Advice 279