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RIA Edge Podcast: Schwab’s Jalina Kerr on How Resilient RIAs Can Turn Market Volatility Into Growth

Wealth Management

Top-tier RIAs are also using technology to scale more personalized client experiences, communicating to clients that their personal plans remain resilient, despite the daily ups and downs in the markets. In 2016, AZ Business Magazine recognized Kerr as one of Arizona’s Most Influential Women.

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Seeking Best Execution: Understanding The SEC’s Expectations For Advisors To Deliver Best Outcomes For Clients

Nerd's Eye View

These 2 communications suggested that advisers have differing responsibilities depending on whether they are responsible for selecting broker-dealers and executing client trades, which suggests that advisers that have not accepted the responsibility to select custodial broker-dealers on behalf of the client (e.g.,

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Mariner Hires M&A Lead Rob Sandrew to Oversee $40B Independent Channel

Wealth Management

Sandrew joined the RIA in 2016 and helped it grow from about $3 billion in client assets to more than $21 billion. In addition to financial and business reporting, he has worked in media relations and corporate communications for tech firms and Fortune 500 companies. AUM from UBS RBC Attracts Three Advisors Totaling $1.1B

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Bluespring Merges Two Texas-Based Firms to Create $1.4B RIA

Wealth Management

LifeBridge was started in 2016 and later grew when Jim Morrison joined Rudelson to create a combined firm with Bluespring in 2021 with offices in Houston and Waco. In addition to financial and business reporting, he has worked in media relations and corporate communications for tech firms and Fortune 500 companies.

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Reliance Group stock in focus after SBI declares company’s loan A/C as fraud

Trade Brains

With a market capitalization of Rs 434 crores, the shares of Reliance Communications Ltd are currently trading at Rs 1.57 The company is currently in the corporate insolvency resolution process (CIRP) under the Insolvency and Bankruptcy Code, 2016. per share, down by 39.14 percent from its 52-week high of Rs 2.58

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$2.2B Resonant Capital Merges with Tax, Accounting Firm QBCo

Wealth Management

QBCo, founded in 2016 by Tony Berndt, Kathy Rotta and John Himmelspach, specializes in tax compliance, succession planning and private business valuations. In addition to financial and business reporting, he has worked in media relations and corporate communications for tech firms and Fortune 500 companies.

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Style guidelines for financial services firms

Investment Writing

Style guidelines for financial services firms can help you to make your written communications more consistent and thus easier to read. It was originally published in 2016. Why create style guidelines for your financial services firm?