Nerd's Eye View

JUNE 21, 2023

For instance, the CCO should be on the lookout for access persons who are placing their own interests ahead of clients, usurping client investment opportunities for their own personal benefit, or otherwise managing their own personal investments in such a way that does not reflect their fiduciary duties to clients.

Ethics 183

Ethics Fiduciary Duty Compliance Clients 183

Brown Advisory

DECEMBER 5, 2023

An unassuming shorthand (from 20 years ago) A 2004 report published by the United Nations is often given credit for popularizing “ESG” as a shorthand for the myriad issues in environmental, social, and governance categories. Here is an attempt to invoke fundamental investing basics to clarify exactly what we aspire to deliver for our clients.

Fiduciary Duty 52

Fiduciary Duty Government Clients Investing 52

The Big Picture

JULY 4, 2023

We love, but at the end of the day, They have a fiduciary duty to their LPs to hire the best person. It was a spin out from, so this would have been 2004, spin out from a well-known prop group, to my point on doing work for a lot of the prop groups. WEINSTEIN: We love diversity.

Management 140

Management Recruitment Numbers Banking 140