International College of Financial Planning

JULY 9, 2025

We have a great deal of participation in high ticket size products like Portfolio Management Services (PMS) & Alternative Investment Funds (AIF). Lakhs Employees of their Wealth Management team. Independent of your employment nature in the Wealth Management space, it does create a tremendous differentiation to be CFP certified.

CFP 40

CFP Wealth Management Certification Asset Allocation 40

Your Richest Life

JANUARY 27, 2025

Active investing involves a hands-on approach to managing your portfolio. Another problem is that there are fees associated with buying and selling in the markets. Transaction fees, management fees, and capital gains taxes can eat into your returns. of professionally managed portfolios in the U.S.

Investing 52

Investing Investments Risk Tolerance Portfolio 52

WiserAdvisor

JULY 9, 2025

Many people have managed their own investment portfolios and have seen great results. In simple terms, self-investing refers to managing your investments entirely on your own, without hiring a financial advisor or any other professional. You pay fewer fees: Hiring a financial advisor can cost you more than self-investing.

Financial Advisor 59

Financial Advisor Investing Investments Asset Allocation 59

Your Richest Life

NOVEMBER 1, 2024

Managing Presidential Elections as an Investor As an investor, elections can be difficult to navigate. About Your Richest Life At Your Richest Life, Katie Brewer, CFP®, believes you too should have access to financial resources and fee-only financial planning. For more information on the services offered, contact Katie today.

Financial Market 52

Financial Market Marketing Marketing Fee Only 52

XY Planning Network

APRIL 7, 2025

If you dont implement intentional time management and craft a strategic framework to help you prioritize organic growth without compromising client service, you may well find yourself neglecting the business development elements that are critical to investing in your firm's future.

Management 66

Management Clients Investing Investments 66

XY Planning Network

DECEMBER 9, 2024

Managing this process effectively is crucial for retaining clients and ensuring compliance. If you're an established financial advisor setting out to launch your own Registered Investment Advisor (RIA) firm, transitioning clients from your previous firm is likely at the forefront of your concerns.

Compliance 99

Compliance Financial Advisor Investment Advisor Clients 99

Truemind Capital

JANUARY 24, 2025

Many of our clientscome to us after dealing with traditional wealth management setups. Too many products create clutter in the portfolio and distract from efficient management of your portfolio. The best way to avoid such a situation is to deal with fee-only SEBI RegisteredInvestment Advisors who cannot earn commissions by regulation.

Commission 59

Commission Wealth Management Portfolio Fee Only 59

Your Richest Life

FEBRUARY 24, 2025

Managing Investments During a Financial Crisis About Your Richest Life At Your Richest Life, Katie Brewer, CFP, believes you too should have access to financial resources and fee-only financial planning. The best way forward is to keep an eye on your long-term plans, and try not to get derailed by uncertainty.

Financial Market 52

Financial Market Marketing Marketing Medicine 52

Wealth Management

JULY 23, 2025

with about $400 million in assets under management, has launched his own registered investment advisor, Spiegelman Wealth Management. Spiegelman dropped his FINRA license about three or four years ago and had been moving toward a fee-only model for several years.

Estate Planning 151

Estate Planning Wealth Management Valuation Planning 151

Midstream Marketing

JUNE 25, 2025

These five tactics help financial advisors run efficient, lead-generating Google Ads campaigns: Use Long-Tail, Intent-Rich Keywords Instead of “financial advisor,” target phrases like “fiduciary retirement planner in Dallas” or “fee-only financial advisor near me.” These drive more qualified leads with clearer intent.

Financial Advisor 40

Financial Advisor Retirement Planning Budgeting Retirement 40

The Big Picture

JANUARY 21, 2025

The second highest paying job he was offered at 700 pounds a year was as a management trainee for Shell Oil. Barry Ritholtz : You go from Forbes pretty much during the golden era of, of mutual funds and star managers like the eighties and nineties, that was Peak mutual fund. And it was very formulaic.

Investing 144

Investing Investments Retirement Management 144

Your Richest Life

APRIL 11, 2025

Here is what you should know about managing your investments (and your fears) as we navigate this unpredictable time: How Investors Can Manage Stock Market Volatility Whenever there is a significant reaction in the markets, everyone seems to have the secret for capitalizing on it. appeared first on Your Richest Life.

Marketing 52

Marketing Marketing Fee Only Portfolio 52

Tobias Financial

APRIL 1, 2025

With nearly 10 years of experience working with high-net-worth individuals in the fee-only Registered Investment Advisor space, Chad is dedicated to helping clients navigate complex financial decisions.

CFP 52

CFP Fee Only Retirement Planning Wealth Advisor 52

Wealth Management

OCTOBER 7, 2024

The Cleveland-based MAI's acquisition of Halpern Financial is the firm’s eighth deal this year and its 40th since 2018.

Fee Only 285

Fee Only Management 285

Wealth Management

MAY 2, 2024

Rita Robbins sees an opportunity to bring Affiliated Advisors' service model to fee-only advisory firms bogged down in “the muddy middle.”

Fee Only 289

Fee Only 289

Wealth Management

OCTOBER 14, 2022

partners with Lincoln Investment to invest in growing fee-only RIAs. New RIA aggregator on the block, Transcend, formed by execs from Mercer and Budros, Ruhlin & Roe.,

Fee Only 264

Fee Only Investing Investments 264

Wealth Management

AUGUST 19, 2024

Adding the Virginia and Pennslyvania-based Agili to CW Advisors will boost the combined firm to 11 offices nationwide, with 113 employees and $10 billion in AUM.

Fee Only 278

Fee Only 278

Nerd's Eye View

SEPTEMBER 23, 2024

Nonetheless, after a year or 2 in business, some firm owners will find that their plate is becoming full and their available time is shrinking as they balance servicing current clients with marketing for new ones and also possibly managing staff. Jake also learned key lessons on managing daily schedules.

Fee Only 246

Fee Only Clients Planning Management 246

Wealth Management

FEBRUARY 6, 2024

Ryan Poterack shuttered his own RIA to join Private Advisor Group’s, as part of the firm’s growing cohort of fee-only advisors.

Fee Only 298

Fee Only 298

Nerd's Eye View

JULY 26, 2022

Amy is the owner of Rooted Planning Group, an independent RIA based in Corning, New York that oversees $67 million in assets under management for 175 client households.

Financial Planner 247

Financial Planner Management Planning Financial Advisor 247

Nerd's Eye View

SEPTEMBER 13, 2024

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that the SEC this week fined 4 RIAs for violations of its marketing rule related to their claims that they offered 'conflict-free' financial advice.

Financial Planner 246

Financial Planner Compliance Fee Only Communication 246

Wealth Management

MARCH 28, 2025

John Peluso, who led the creation of Wells Fargos RIA fee-only advisor program, is spearheading Thurston Springers exchange, which includes discounts in areas such as marketing and succession planning.

Fee Only 241

Fee Only Planning Marketing Marketing 241

Wealth Management

JULY 5, 2023

The membership organization for fee-only advisors will now allow for a de minimis amount of commission business, as long as it's relinquished.

Commission 258

Commission Fee Only 258

Nerd's Eye View

NOVEMBER 28, 2022

From advisors who earn commissions from the sales of financial products to fee-only investment advisors who charge based on client assets under management, the value advisors provide to their clients has often been centered on investment management.

Clients 246

Clients Fee Only Planning Advertising 246

Nerd's Eye View

NOVEMBER 28, 2022

From advisors who earn commissions from the sales of financial products to fee-only investment advisors who charge based on client assets under management, the value advisors provide to their clients has often been centered on investment management.

Fee Only 246

Fee Only Portfolio Clients Planning 246

Wealth Management

AUGUST 23, 2022

based team sought to be fee-only and escape the contraints Wells Fargo placed on investment options and services he was able to offer his clients. Tom Moran and his Naples, Fla.-based

Fee Only 246

Fee Only Clients Investing Investments 246

Nerd's Eye View

DECEMBER 12, 2023

Christa is the Managing Director of Financial Planning and Business Development at Sebold Capital, a fee-only RIA based in Chicago, Illinois, which manages $300M across more than 100 client households. Welcome back to the 363rd episode of the Financial Advisor Success Podcast!

Fee Only 246

Fee Only Financial Advisor Insurance Financial Guidance 246

Wealth Management

MAY 1, 2025

Maridea, founded in 2023 and managing $470 million in assets, was an attractive investment for its fee-only model and synergy with adjacent financial services, said 119th Streets managing partner.

Fee Only 155

Fee Only Financial Services Assets Management 155

Yardley Wealth Management

MAY 30, 2023

The post What’s a Fiduciary & Fee-Only Advisor? appeared first on Yardley Wealth Management, LLC. What’s a Fiduciary & Fee-Only Advisor? A Guide for Financial Planning When it comes to managing your finances, it’s crucial to work with a professional who puts your interests first.

Fee Only 52

Fee Only Risk Tolerance Ethics Retirement Planning 52

Nerd's Eye View

NOVEMBER 1, 2022

Mindy is the owner of Creative Money, an independent RIA based in Seattle, Washington, that offers a unique 12-month financial planning engagement – or as Mindy puts it on her homepage, “financial planning that doesn’t suck” – which has allowed her firm to work with nearly 400 client households just this year.

Fee Only 130

Fee Only Clients Financial Planning Financial Advisor 130

Nerd's Eye View

JANUARY 20, 2023

Read More.

Financial Planner 246

Financial Planner Financial Advice Fee Only Financial Planning 246

Darrow Wealth Management

JUNE 14, 2023

Managing sudden wealth paid in cash after the sale of a business or winning the lottery also requires planning, but perhaps with a bit less to unpack in the beginning. Sudden wealth events rarely happen more than once during someone’s lifetime (if at all), so proper financial management is essential. What is sudden wealth?

Management 105

Management Wealth Management Wealth Advisor Taxes 105

Nerd's Eye View

OCTOBER 16, 2023

Consumers have a wide range of options when it comes to choosing a provider of financial advice, from larger wirehouses and asset managers to smaller Registered Investment Advisers (RIAs).

Financial Planning 246

Financial Planning Marketing Marketing Financial Advice 246

Nerd's Eye View

OCTOBER 24, 2023

Sarah-Catherine is the founder of Aptus Financial, a fee-only financial planning firm based in Little Rock, Arkansas, that is approaching $2M in revenue and works with over 480 client households. Welcome to the 356th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Sarah-Catherine Gutierrez.

Financial Advisor 246

Financial Advisor Financial Planning Planning Fee Only 246

Walkner Condon Financial Advisors

APRIL 17, 2023

Fee-Only financial advisors and firms receive no sales-related compensation or incentives. They are compensated only by the fee the client pays. Fee-Only financial advisors, on the other hand, do not receive commissions and are compensated through a fee-for-service model.

Fee Only 52

Fee Only Financial Advisor Certified Financial Planner Commission 52

Nerd's Eye View

AUGUST 15, 2022

But while new fee models have allowed fee-only advisors to reach an expanding range of potential clients, there are many Americans who could benefit from professional financial advice but might not have sufficient income or assets to pay for it. law) with established pro bono programs.

Clients 240

Clients Financial Advice Financial Planning Fee Only 240

Nerd's Eye View

SEPTEMBER 19, 2023

Jessica is the Founder and Principal for Turkey Hill Management, a mergers & acquisitions consulting firm that assists financial advisors with the sale, acquisition, integration, or merger of their firms. Welcome back to the 351st episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Jessica Polito.

Financial Advisor 237

Financial Advisor Fee Only Sales Clients 237