Diamond Consultants

FEBRUARY 11, 2025

By our definition, the criteria for qualifying as a Supported RIA is surprisingly simple and boils down to two criteria: RIA Registration Supported RIAs are overseen by the state or the SEC and are distinctly separate from FINRA (though they may have so-called friendly broker dealers attached to them that allow for commissionable business).

Compliance 52

Compliance Clients Estate Planning Management 52

Carson Wealth

MAY 7, 2025

Working with an Advisor to Stay Compliant Today, philanthropy is an important part of private wealth management for many individuals and families. Charities are prohibited by law from being organized and operated for personal gain.

Compliance 52

Compliance Distribution Taxes Assets 52

The Big Picture

JUNE 23, 2025

I mean the cut definitely got pushed out to September, right? By definition if you get a sharp slowdown that nobody saw coming, you probably do see longer term yields coming down. So, we’ll, we’ll see. Now if you get an unexpected slowdown, you could see long-term yields come down temporarily.

Portfolio 130

Portfolio Marketing Marketing Banking 130

Steve Sanduski

NOVEMBER 5, 2024

But that definitely doesn’t mean that the advisor should move. .’ I could talk to every advisor on the street and 100% of the time find a list of firms that will undoubtedly be better than their current firm in at least one or more categories.

Clients 59

Clients Wealth Management Assets Financial Advisor 59

The Big Picture

JANUARY 21, 2025

I’d left the journal and I was working at Citi Groupers, director of financial education for the wealth management business. People definitely seem to be happier to give away money now. Tell us a little bit about why you did that, which turned out to be the right call, and how you shared that information with your readers.

Investments 144

Investments Investing Retirement Management 144

The Better Letter

JANUARY 2, 2025

To BNY Mellon Wealth Management, it was to be “a healthy and welcome slowdown.” “Bonds have their moment,” BNY Mellon Wealth proclaimed. The future is always imaginary, by definition. Gandalf was fired in July. Bloomberg cast a wider net , looking at more than 650 market calls.

Management 106

Management Marketing Marketing Economics 106

Wealth Management

JUNE 9, 2025

trillion and 121 million participant accounts along part of the $37 trillion overall in retirement assets, the pressure is causing many record keepers to dig deep and, for many, reinvent themselves or face exiting the market before their valuations drop even further just as it did for active asset managers years ago.

Wealth Management 133

Wealth Management Retirement Planning Assets 133

The Big Picture

APRIL 8, 2025

She was CIO at Merrill Lynch Asset Management, and now CIO at both Morgan Stanley Wealth Management and runs their asset allocation models and their outsourced chief investment officer models. She, she absolutely has a unique background and a unique perch on, on wealth management and what’s going on in the world.

Asset Allocation 144

Asset Allocation Wealth Management Clients Assets 144

Darrow Wealth Management

MAY 6, 2025

Last reviewed May 2025] The post Inheriting an IRA from Your Spouse appeared first on Darrow Wealth Management.

Distribution 56

Distribution Accounting Tax Planning Taxes 56

The Big Picture

MAY 13, 2025

I mean the, the GFC was definitely qualified as a crisis for our firm and the industry and investors. So, so I have to ask you, you are working at this giant shop and you say, I know, let’s build an RIAA registered investment advisory firm that’s a fiduciary within a giant asset manager. Tell us about the genesis of this.

Clients 130

Clients Investments Investing Management 130

The Big Picture

MARCH 25, 2025

He goes, well, our, our clients, the, the Riol Wealth Managements of the world could, could use this and it would be amazing for their business. He was also a Jim and he probably did more for me when I was young and filled with, you know, vinegar and, and very definitive beliefs. And I am like, what do you mean?

Management 144

Management Numbers Investments Investing 144

Wealth Management

JULY 17, 2025

Related: Artificial Intelligence in Asset and Wealth Management The 2025 Order didn’t mention the issue of the swap power, so there’s no definitive answer on this point, but it would appear that merely including a swap power isn’t problematic. David is a frequent lecturer at professional education seminars.

Taxes 133

Taxes Estate Planning Distribution Wealth Management 133

Wealth Management

MARCH 21, 2024

About 36% of affluent millennials said they’d probably or definitely leave their current firm in the next year, according to a J.P. Power survey.

316

316

Abnormal Returns

APRIL 30, 2023

neckar.substack.com) First Republic First Republic ($FRC) is the definition of a 'zombie bank.' thebasispoint.com) First Republic ($FRC) has seen a wealth management staff exodus. (whatsimportant.substack.com) Some all-time great quotes from the Berkshire Hathaway ($BRK.A) annual meeting.

Financial Advising 246

Financial Advising Wealth Management Media Planning 246

Wealth Management

OCTOBER 19, 2023

The Labor Department's latest attempt at amending its fiduciary definition is currently under consideration by the White House’s Budget Department and is expected to be released for comment soon.

Budgeting 309

Budgeting 309

Wealth Management

SEPTEMBER 15, 2023

The IAA is urging the SEC to change its "small business" definition to be based on employee headcount instead of assets under management.

Assets 304

Assets Management 304

Nerd's Eye View

MAY 17, 2024

Altogether, the study suggests that social media engagement is driven more by the quality (and originality) of the advisor's content, rather than the quantity of posts. Read More.

Financial Planner 238

Financial Planner Wealth Management Retirement Investment Planning 238

The Big Picture

APRIL 22, 2023

Hamburger also hosts the MarketCounsel Summit , which has been called “ the Davos of wealth management.” When he launched the firm in 2000, no one in the legal field was offering a comprehensive set of regulatory and compliance services that he wanted to offer.

Compliance 293

Compliance Wealth Management Consulting Investments 293

Wealth Management

NOVEMBER 19, 2024

The definitionally conflicted world of serving as both the trustee of a company-owning trust and the company’s chief executive.

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244

Wealth Management

APRIL 24, 2023

Zephyr's Chris Volpe and Randy Jones discuss the upcoming Zephyr Summit: The Definitive Investment Management Summit For Enhancing Investor Experience.

Management 264

Management Investing Investments 264

Wealth Management

MARCH 9, 2023

Your definition of success must be defined and agreed upon before you set out on a business journey.

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262

The Big Picture

OCTOBER 28, 2023

Business Insider ) • UBS Looks Beyond Credit Suisse to Bank Even More Billionaires : The return of CEO Sergio Ermotti and the acquisition of its Swiss rival have the bank doubling down on wealth management and expanding in the US. If the past is any indication, younger generations shouldn’t get their hopes up.

Wealth Management 273

Wealth Management Banking Financial Services Assets 273

The Big Picture

APRIL 6, 2023

.” We may have increased our ownership of Veradigm, but 2 things I know for sure: 1) It is not because of “Growing Potential” and 2) It’s definitely not because — despite a headline declaring so — we are a “Hedge Fund.” Ritholtz Wealth Management is a registered investment advisor or RIA.

Wealth Management 274

Wealth Management Portfolio Management Clients Portfolio 274

Nerd's Eye View

JANUARY 9, 2024

Kimberly is the Lead Financial Planner and Managing Partner of Enders Wealth Management, a hybrid advisory firm based in Sterling Heights, Michigan, that oversees $50M in assets under management for 85 client households. Welcome back to the 367th episode of the Financial Advisor Success Podcast !

Financial Advisor 246

Financial Advisor Financial Planner Clients Food 246

Zoe Financial

JANUARY 17, 2024

The Wealth Management Digest Featuring Zoe CEO & Founder, Andres Garcia-Amaya, CFA January 17, 2023 Watch Time: 3 minutes Transcript : Welcome to this week’s Wealth Management Digest. So, it’s definitely big news. We have three headlines this week. And now, in January, we have Bill Krager.

Wealth Management 52

Wealth Management Management Taxes Asset Allocation 52

Zoe Financial

DECEMBER 5, 2023

The Wealth Management Digest Featuring Zoe CEO & Founder, Andres Garcia-Amaya, CFA December 5, 2023 Watch Time: 3 minutes Transcript: Welcome to this week’s Wealth Management Digest. Definitely worth checking out.

Wealth Management 52

Wealth Management Management Financial Planning Taxes 52

Nerd's Eye View

FEBRUARY 19, 2024

Which means that there is plenty of space – and demand – for technology to evolve, continually helping more advisors to be better, and more successful, and also allowing for the definitions of 'better' and 'successful' to grow as our technology options do as well! Read More.

Financial Advice 244

Financial Advice Engineering Consulting Financial Advisor 244

Steve Sanduski

JANUARY 16, 2024

In a Nutshell: Back in 1999, Mark Hurley dropped a bombshell white paper that predicted the wealth management industry would be consolidated into less than 100 firms, there would be a huge amount of M&A, and the small RIAs would fall by the wayside. The first part of Mark’s prediction definitely came true.

Wealth Management 59

Wealth Management Management Clients Financial Services 59

The Big Picture

OCTOBER 12, 2024

stocks is not the true definition of ownership. ( He is a successful serial entrepreneur and venture capitalist, co-founded Palantir Technologies , founded Adapar , a wealth management platform, and Opto , a private market investment platform. Of Dollars and Data ) • McDonald’s Macarons : How U.S.

Wealth Management 157

Wealth Management Food Communication Planning 157

Zoe Financial

DECEMBER 12, 2023

The Wealth Management Digest Featuring Zoe CEO & Founder, Andres Garcia-Amaya, CFA December 12, 2023 Watch Time: 4 minutes Transcript: Welcome to this week’s Wealth Management Digest. Definitely worth a read. We have three topics to cover, so let’s get started. Fairly comprehensive.

Wealth Management 40

Wealth Management Management Taxes Consulting 40

Diamond Consultants

JUNE 29, 2023

While trivial in comparison, independence has also become an important concept in the wealth management landscape: An alternative to the traditional captive models that long denominated the advisor ranks, particularly at the upper reaches. But luckily… There are quality alternatives that may feel independent enough.

Wealth Management 52

Wealth Management Management Recruitment Financial Advisor 52

The Big Picture

SEPTEMBER 12, 2022

She is Head of North America Investments for Citi Global Wealth, which is a giant wealth management arm of the giant Citibank. She really has an incredible background in everything from capital markets to derivatives, to wealth management. And so, there’s definitely a pre and post. RITHOLTZ: Right.

Clients 293

Clients Wealth Management Banking Investments 293

Darrow Wealth Management

JUNE 10, 2024

And they definitely shouldn’t let politics upend their long-term financial plans. Article written by Darrow Wealth Management President Kristin McKenna, CFP® and originally appeared on Forbes. appeared first on Darrow Wealth Management. And while it may seem counterintuitive, in the past, U.S.

Marketing 105

Marketing Marketing Wealth Management Financial Planning 105

WiserAdvisor

MAY 5, 2025

Artificial intelligence in wealth management has come a long way in just the past few years. But can AI truly change how you approach wealth management? This article will focus on the role of AI in wealth management, how it compares to human advisors, and what it means for you.

Wealth Management 40

Wealth Management Management Financial Advisor Financial Planning 40

eMoney Advisor

DECEMBER 27, 2022

In 2020, The Advisor Channel (founded by partners New York Life Investments and Visual Capitalist) created a hierarchy that categorizes financial needs and demonstrates how wealth management plays an important role in financial health. People don’t generally define wealth as being solely about money.

Financial Planning 78

Financial Planning Planning Clients Wealth Management 78

Good Financial Cents

APRIL 24, 2023

This was a goal that wasn’t originally on my radar until after attending FinCon, so this is definitely a prime example of having to adjust on the fly and go with what’s hot. This will include Alliance Wealth Management, LLC and all of my online businesses. Streamline duties of Alliance Wealth Management, LLC.

Wealth Management 112

Wealth Management Clients Management Certification 112

The Irrelevant Investor

NOVEMBER 5, 2021

Whereas yesterday’s brokers were principally concerned with keeping money in motion and generating activity each month, today’s brokers – who call themselves wealth managers by the way – are principally concerned with making client retirement accounts stretch out over decades. Stocks are increasingly the answer to this puzzle.

Wealth Management 52

Wealth Management Retirement Accounting Assets 52